Gordon Smith

CIK 1311487 · View on SEC EDGAR ↗

Insider

First SEC filing: June 20, 2007 · Latest: June 20, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 19, 2021 JPM S 10b5-1 40,184 $138.77 $5,576,334 467,609 Direct -7.91% Disposed 160.5% (price as of 2026-08-19)
Jan. 15, 2020 JPM S 10b5-1 11,800 $137.04 $1,617,072 410,897 Direct -2.79% Disposed 163.8% (price as of 2026-08-19)
Jan. 15, 2020 JPM S 10b5-1 2,950 $137.03 $404,238 21,075 Indirect -12.28% Disposed 163.8% (price as of 2026-08-19)
Oct. 16, 2019 JPM S 10b5-1 83,289 $119.98 $9,993,014 393,197 Direct -17.48% Disposed 201.3% (price as of 2026-08-19)
April 15, 2019 JPM S 10b5-1 41,395 $109.99 $4,553,036 365,087 Direct -10.18% Disposed 228.7% (price as of 2026-08-19)
July 23, 2018 JPM S 10b5-1 30,725 $114.01 $3,502,957 238,929 Direct -11.39% Disposed 217.1% (price as of 2026-08-19)
Jan. 18, 2017 JPM S 10b5-1 65,865 $83.67 $5,510,925 237,466 Direct -21.71% Disposed 332.1% (price as of 2026-08-19)

Showing latest 100 of 245 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 2, 2026 HUM Restricted Stock Units Humana Common (766) 766 Acquired
Dec. 31, 2025 HUM Restricted Stock Units Humana Common (122) 122 Acquired
Dec. 31, 2025 HUM Restricted Stock Units Humana Common (10) 10 Acquired
Sept. 30, 2025 HUM Restricted Stock Units Humana Common (124) 124 Acquired
June 30, 2025 HUM Restricted Stock Units Humana Common (136) 136 Acquired
March 31, 2025 HUM Restricted Stock Units Humana Common (118) 118 Acquired
Jan. 2, 2025 HUM Restricted Stock Units Humana Common (783) 783 Acquired
March 25, 2021 JPM Performance Share Units Common Stock (84,223) 84,223 Disposed
March 16, 2021 JPM Performance Share Units Common Stock (84,223) 84,223 Acquired
Jan. 19, 2021 JPM Restricted Stock Units [F2] Common Stock (46,855) Jan. 13, 2024 46,855 Acquired
Jan. 13, 2021 JPM Restricted Stock Units Common Stock (25,724) Jan. 13, 2021 25,724 Disposed
Jan. 13, 2021 JPM Restricted Stock Units Common Stock (31,705) Jan. 13, 2022 31,705 Disposed
March 25, 2020 JPM Performance Share Units Common Stock (104,977) 104,977 Disposed
March 17, 2020 JPM Performance Share Units Common Stock (104,977) 104,977 Acquired
Jan. 21, 2020 JPM Restricted Stock Units [F1] Common Stock (47,496) Jan. 13, 2023 47,496 Acquired
Jan. 13, 2020 JPM Restricted Stock Units Common Stock (32,493) Jan. 13, 2020 32,493 Disposed
Jan. 13, 2020 JPM Restricted Stock Units Common Stock (25,724) Jan. 13, 2021 25,724 Disposed
July 23, 2019 JPM Stock Appreciation Rights Common Stock (209,206) $46.58 Jan. 17, 2023 209,206 Disposed
July 23, 2019 JPM Stock Appreciation Rights Common Stock (44,995) $35.61 Jan. 18, 2022 44,995 Disposed
July 23, 2019 JPM Stock Appreciation Rights Common Stock (76,924) $44.29 Jan. 19, 2021 76,924 Disposed
March 25, 2019 JPM Performance Share Units Common Stock (137,473) 137,473 Disposed
March 19, 2019 JPM Performance Share Units Common Stock (137,473) 137,473 Acquired
Feb. 20, 2019 JPM Stock Appreciation Rights Common Stock (149,179) $43.20 Jan. 20, 2020 149,179 Disposed
Jan. 15, 2019 JPM Restricted Stock Units [F1] Common Stock (63,411) Jan. 13, 2022 63,411 Acquired
Jan. 13, 2019 JPM Restricted Stock Units Common Stock (42,584) Jan. 13, 2019 42,584 Disposed
Jan. 13, 2019 JPM Restricted Stock Units Common Stock (32,493) Jan. 13, 2020 32,493 Disposed
Jan. 16, 2018 JPM Restricted Stock Units [F1] Common Stock (51,448) Jan. 13, 2021 51,448 Acquired
Jan. 13, 2018 JPM Restricted Stock Units Common Stock (76,467) Jan. 13, 2018 76,467 Disposed
Jan. 13, 2018 JPM Restricted Stock Units Common Stock (42,584) Jan. 13, 2019 42,584 Disposed
Jan. 17, 2017 JPM Restricted Stock Units [F2] Common Stock (64,986) Jan. 13, 2020 64,986 Acquired
Jan. 13, 2017 JPM Restricted Stock Units Common Stock (76,467) Jan. 13, 2018 76,467 Disposed
Jan. 13, 2017 JPM Restricted Stock Units Common Stock (68,683) Jan. 13, 2017 68,683 Disposed
Nov. 10, 2016 JPM Stock Appreciation Rights Common Stock (40,000) $19.49 Jan. 20, 2019 40,000 Disposed
Nov. 10, 2016 JPM Stock Appreciation Rights Common Stock (179,977) $35.61 Jan. 18, 2022 179,977 Disposed
April 19, 2016 JPM Stock Appreciation Rights Common Stock (500,000) $50.59 June 18, 2017 500,000 Disposed
Jan. 19, 2016 JPM Restricted Stock Units [F1] Common Stock (85,168) Jan. 13, 2019 85,168 Acquired
Jan. 13, 2016 JPM Restricted Stock Units Common Stock (68,683) Jan. 13, 2017 68,683 Disposed
Jan. 13, 2016 JPM Restricted Stock Units Common Stock (59,575) Jan. 13, 2016 59,575 Disposed
Jan. 20, 2015 JPM Restricted Stock Units Common Stock (152,934) Jan. 13, 2018 152,934 Acquired
Jan. 13, 2015 JPM Restricted Stock Units Common Stock (59,575) Jan. 13, 2016 59,575 Disposed
Jan. 13, 2015 JPM Restricted Stock Units Common Stock (56,875) Jan. 13, 2015 56,875 Disposed
Jan. 22, 2014 JPM Restricted Stock Units Common Stock (137,366) Jan. 13, 2017 137,366 Acquired
Jan. 13, 2014 JPM Restricted Stock Units Common Stock (56,874) Jan. 13, 2015 56,874 Disposed
Jan. 13, 2014 JPM Restricted Stock Units Common Stock (47,421) Jan. 13, 2014 47,421 Disposed
Aug. 2, 2013 JPM Stock Appreciation Rights Common Stock (500,000) $50.59 June 18, 2017 500,000 Disposed
Aug. 2, 2013 JPM Stock Appreciation Rights Common Stock (80,000) $19.49 Jan. 20, 2019 80,000 Disposed
Jan. 17, 2013 JPM Stock Appreciation Rights Common Stock (209,206) $46.58 Jan. 17, 2023 209,206 Acquired
Jan. 17, 2013 JPM Restricted Stock Units Common Stock (119,150) Jan. 13, 2016 119,150 Acquired
Jan. 13, 2013 JPM Restricted Stock Units Common Stock (47,420) Jan. 13, 2014 47,420 Disposed
Jan. 13, 2013 JPM Restricted Stock Units Common Stock (34,536) Jan. 13, 2013 34,536 Disposed
Oct. 15, 2012 JPM Stock Appreciation Rights Common Stock (80,000) $19.49 Jan. 20, 2019 80,000 Disposed
Jan. 18, 2012 JPM Stock Appreciation Rights Common Stock (224,972) $35.61 Jan. 18, 2022 224,972 Acquired
Jan. 18, 2012 JPM Restricted Stock Units Common Stock (113,749) Jan. 13, 2015 113,749 Acquired
Jan. 13, 2012 JPM Restricted Stock Units Common Stock (51,322) Jan. 25, 2012 51,322 Disposed
Jan. 13, 2012 JPM Restricted Stock Units Common Stock (34,536) Jan. 13, 2013 34,536 Disposed
Jan. 19, 2011 JPM Stock Appreciation Rights Common Stock (76,924) $44.29 Jan. 19, 2021 76,924 Acquired
Jan. 19, 2011 JPM Restricted Stock Units Common Stock (94,841) Jan. 13, 2014 94,841 Acquired
Jan. 13, 2011 JPM Restricted Stock Units Common Stock (51,322) Jan. 25, 2012 51,322 Disposed
Feb. 3, 2010 JPM Stock Appreciation Rights Common Stock (149,179) $43.20 Jan. 20, 2020 149,179 Acquired
Feb. 3, 2010 JPM Restricted Stock Units Common Stock (69,072) Jan. 13, 2013 69,072 Acquired
Jan. 20, 2009 JPM Stock Appreciation Rights Common Stock (200,000) $19.49 Jan. 25, 2019 200,000 Acquired
Jan. 20, 2009 JPM Restricted Stock Units Common Stock (102,644) Jan. 25, 2012 102,644 Acquired
June 18, 2007 JPM Stock Appreciation Rights Common Stock (1,000,000) $50.59 June 18, 2017 1,000,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 23, 2024 HUM Humana Common 0 Direct
May 26, 2022 CHH No securities are beneficially owned 0 Direct
June 20, 2007 JPM Common Stock 0 Direct
Dec. 14, 2004 CHH Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

JPM

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $750,000 $8,700,000 $12,750,000 $9,071 $22,209,071
2018 $750,000 $8,500,000 $11,550,000 $4,089 $20,804,089
2017 $750,000 $7,700,000 $10,950,000 $6,985 $19,406,985

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.