Gordon Smith
CIK 1311487 · View on SEC EDGAR ↗
First SEC filing: June 20, 2007 · Latest: June 20, 2007
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 19, 2021 | JPM | S 10b5-1 | 40,184 | $138.77 | $5,576,334 | 467,609 Direct | -7.91% | Disposed | 160.5% (price as of 2026-08-19) |
| Jan. 15, 2020 | JPM | S 10b5-1 | 11,800 | $137.04 | $1,617,072 | 410,897 Direct | -2.79% | Disposed | 163.8% (price as of 2026-08-19) |
| Jan. 15, 2020 | JPM | S 10b5-1 | 2,950 | $137.03 | $404,238 | 21,075 Indirect | -12.28% | Disposed | 163.8% (price as of 2026-08-19) |
| Oct. 16, 2019 | JPM | S 10b5-1 | 83,289 | $119.98 | $9,993,014 | 393,197 Direct | -17.48% | Disposed | 201.3% (price as of 2026-08-19) |
| April 15, 2019 | JPM | S 10b5-1 | 41,395 | $109.99 | $4,553,036 | 365,087 Direct | -10.18% | Disposed | 228.7% (price as of 2026-08-19) |
| July 23, 2018 | JPM | S 10b5-1 | 30,725 | $114.01 | $3,502,957 | 238,929 Direct | -11.39% | Disposed | 217.1% (price as of 2026-08-19) |
| Jan. 18, 2017 | JPM | S 10b5-1 | 65,865 | $83.67 | $5,510,925 | 237,466 Direct | -21.71% | Disposed | 332.1% (price as of 2026-08-19) |
Showing latest 100 of 245 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2026 | HUM | Restricted Stock Units | Humana Common (766) | — | — | 766 | Acquired |
| Dec. 31, 2025 | HUM | Restricted Stock Units | Humana Common (122) | — | — | 122 | Acquired |
| Dec. 31, 2025 | HUM | Restricted Stock Units | Humana Common (10) | — | — | 10 | Acquired |
| Sept. 30, 2025 | HUM | Restricted Stock Units | Humana Common (124) | — | — | 124 | Acquired |
| June 30, 2025 | HUM | Restricted Stock Units | Humana Common (136) | — | — | 136 | Acquired |
| March 31, 2025 | HUM | Restricted Stock Units | Humana Common (118) | — | — | 118 | Acquired |
| Jan. 2, 2025 | HUM | Restricted Stock Units | Humana Common (783) | — | — | 783 | Acquired |
| March 25, 2021 | JPM | Performance Share Units | Common Stock (84,223) | — | — | 84,223 | Disposed |
| March 16, 2021 | JPM | Performance Share Units | Common Stock (84,223) | — | — | 84,223 | Acquired |
| Jan. 19, 2021 | JPM | Restricted Stock Units [F2] | Common Stock (46,855) | — | Jan. 13, 2024 | 46,855 | Acquired |
| Jan. 13, 2021 | JPM | Restricted Stock Units | Common Stock (25,724) | — | Jan. 13, 2021 | 25,724 | Disposed |
| Jan. 13, 2021 | JPM | Restricted Stock Units | Common Stock (31,705) | — | Jan. 13, 2022 | 31,705 | Disposed |
| March 25, 2020 | JPM | Performance Share Units | Common Stock (104,977) | — | — | 104,977 | Disposed |
| March 17, 2020 | JPM | Performance Share Units | Common Stock (104,977) | — | — | 104,977 | Acquired |
| Jan. 21, 2020 | JPM | Restricted Stock Units [F1] | Common Stock (47,496) | — | Jan. 13, 2023 | 47,496 | Acquired |
| Jan. 13, 2020 | JPM | Restricted Stock Units | Common Stock (32,493) | — | Jan. 13, 2020 | 32,493 | Disposed |
| Jan. 13, 2020 | JPM | Restricted Stock Units | Common Stock (25,724) | — | Jan. 13, 2021 | 25,724 | Disposed |
| July 23, 2019 | JPM | Stock Appreciation Rights | Common Stock (209,206) | $46.58 | Jan. 17, 2023 | 209,206 | Disposed |
| July 23, 2019 | JPM | Stock Appreciation Rights | Common Stock (44,995) | $35.61 | Jan. 18, 2022 | 44,995 | Disposed |
| July 23, 2019 | JPM | Stock Appreciation Rights | Common Stock (76,924) | $44.29 | Jan. 19, 2021 | 76,924 | Disposed |
| March 25, 2019 | JPM | Performance Share Units | Common Stock (137,473) | — | — | 137,473 | Disposed |
| March 19, 2019 | JPM | Performance Share Units | Common Stock (137,473) | — | — | 137,473 | Acquired |
| Feb. 20, 2019 | JPM | Stock Appreciation Rights | Common Stock (149,179) | $43.20 | Jan. 20, 2020 | 149,179 | Disposed |
| Jan. 15, 2019 | JPM | Restricted Stock Units [F1] | Common Stock (63,411) | — | Jan. 13, 2022 | 63,411 | Acquired |
| Jan. 13, 2019 | JPM | Restricted Stock Units | Common Stock (42,584) | — | Jan. 13, 2019 | 42,584 | Disposed |
| Jan. 13, 2019 | JPM | Restricted Stock Units | Common Stock (32,493) | — | Jan. 13, 2020 | 32,493 | Disposed |
| Jan. 16, 2018 | JPM | Restricted Stock Units [F1] | Common Stock (51,448) | — | Jan. 13, 2021 | 51,448 | Acquired |
| Jan. 13, 2018 | JPM | Restricted Stock Units | Common Stock (76,467) | — | Jan. 13, 2018 | 76,467 | Disposed |
| Jan. 13, 2018 | JPM | Restricted Stock Units | Common Stock (42,584) | — | Jan. 13, 2019 | 42,584 | Disposed |
| Jan. 17, 2017 | JPM | Restricted Stock Units [F2] | Common Stock (64,986) | — | Jan. 13, 2020 | 64,986 | Acquired |
| Jan. 13, 2017 | JPM | Restricted Stock Units | Common Stock (76,467) | — | Jan. 13, 2018 | 76,467 | Disposed |
| Jan. 13, 2017 | JPM | Restricted Stock Units | Common Stock (68,683) | — | Jan. 13, 2017 | 68,683 | Disposed |
| Nov. 10, 2016 | JPM | Stock Appreciation Rights | Common Stock (40,000) | $19.49 | Jan. 20, 2019 | 40,000 | Disposed |
| Nov. 10, 2016 | JPM | Stock Appreciation Rights | Common Stock (179,977) | $35.61 | Jan. 18, 2022 | 179,977 | Disposed |
| April 19, 2016 | JPM | Stock Appreciation Rights | Common Stock (500,000) | $50.59 | June 18, 2017 | 500,000 | Disposed |
| Jan. 19, 2016 | JPM | Restricted Stock Units [F1] | Common Stock (85,168) | — | Jan. 13, 2019 | 85,168 | Acquired |
| Jan. 13, 2016 | JPM | Restricted Stock Units | Common Stock (68,683) | — | Jan. 13, 2017 | 68,683 | Disposed |
| Jan. 13, 2016 | JPM | Restricted Stock Units | Common Stock (59,575) | — | Jan. 13, 2016 | 59,575 | Disposed |
| Jan. 20, 2015 | JPM | Restricted Stock Units | Common Stock (152,934) | — | Jan. 13, 2018 | 152,934 | Acquired |
| Jan. 13, 2015 | JPM | Restricted Stock Units | Common Stock (59,575) | — | Jan. 13, 2016 | 59,575 | Disposed |
| Jan. 13, 2015 | JPM | Restricted Stock Units | Common Stock (56,875) | — | Jan. 13, 2015 | 56,875 | Disposed |
| Jan. 22, 2014 | JPM | Restricted Stock Units | Common Stock (137,366) | — | Jan. 13, 2017 | 137,366 | Acquired |
| Jan. 13, 2014 | JPM | Restricted Stock Units | Common Stock (56,874) | — | Jan. 13, 2015 | 56,874 | Disposed |
| Jan. 13, 2014 | JPM | Restricted Stock Units | Common Stock (47,421) | — | Jan. 13, 2014 | 47,421 | Disposed |
| Aug. 2, 2013 | JPM | Stock Appreciation Rights | Common Stock (500,000) | $50.59 | June 18, 2017 | 500,000 | Disposed |
| Aug. 2, 2013 | JPM | Stock Appreciation Rights | Common Stock (80,000) | $19.49 | Jan. 20, 2019 | 80,000 | Disposed |
| Jan. 17, 2013 | JPM | Stock Appreciation Rights | Common Stock (209,206) | $46.58 | Jan. 17, 2023 | 209,206 | Acquired |
| Jan. 17, 2013 | JPM | Restricted Stock Units | Common Stock (119,150) | — | Jan. 13, 2016 | 119,150 | Acquired |
| Jan. 13, 2013 | JPM | Restricted Stock Units | Common Stock (47,420) | — | Jan. 13, 2014 | 47,420 | Disposed |
| Jan. 13, 2013 | JPM | Restricted Stock Units | Common Stock (34,536) | — | Jan. 13, 2013 | 34,536 | Disposed |
| Oct. 15, 2012 | JPM | Stock Appreciation Rights | Common Stock (80,000) | $19.49 | Jan. 20, 2019 | 80,000 | Disposed |
| Jan. 18, 2012 | JPM | Stock Appreciation Rights | Common Stock (224,972) | $35.61 | Jan. 18, 2022 | 224,972 | Acquired |
| Jan. 18, 2012 | JPM | Restricted Stock Units | Common Stock (113,749) | — | Jan. 13, 2015 | 113,749 | Acquired |
| Jan. 13, 2012 | JPM | Restricted Stock Units | Common Stock (51,322) | — | Jan. 25, 2012 | 51,322 | Disposed |
| Jan. 13, 2012 | JPM | Restricted Stock Units | Common Stock (34,536) | — | Jan. 13, 2013 | 34,536 | Disposed |
| Jan. 19, 2011 | JPM | Stock Appreciation Rights | Common Stock (76,924) | $44.29 | Jan. 19, 2021 | 76,924 | Acquired |
| Jan. 19, 2011 | JPM | Restricted Stock Units | Common Stock (94,841) | — | Jan. 13, 2014 | 94,841 | Acquired |
| Jan. 13, 2011 | JPM | Restricted Stock Units | Common Stock (51,322) | — | Jan. 25, 2012 | 51,322 | Disposed |
| Feb. 3, 2010 | JPM | Stock Appreciation Rights | Common Stock (149,179) | $43.20 | Jan. 20, 2020 | 149,179 | Acquired |
| Feb. 3, 2010 | JPM | Restricted Stock Units | Common Stock (69,072) | — | Jan. 13, 2013 | 69,072 | Acquired |
| Jan. 20, 2009 | JPM | Stock Appreciation Rights | Common Stock (200,000) | $19.49 | Jan. 25, 2019 | 200,000 | Acquired |
| Jan. 20, 2009 | JPM | Restricted Stock Units | Common Stock (102,644) | — | Jan. 25, 2012 | 102,644 | Acquired |
| June 18, 2007 | JPM | Stock Appreciation Rights | Common Stock (1,000,000) | $50.59 | June 18, 2017 | 1,000,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $750,000 | $8,700,000 | $12,750,000 | — | — | $9,071 | — | $22,209,071 |
| 2018 | $750,000 | $8,500,000 | $11,550,000 | — | — | $4,089 | — | $20,804,089 |
| 2017 | $750,000 | $7,700,000 | $10,950,000 | — | — | $6,985 | — | $19,406,985 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.