Graham D Allan
CIK 1315750 · View on SEC EDGAR ↗
First SEC filing: Feb. 1, 2005 · Latest: Feb. 1, 2005
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 13, 2011 | YUM | S | 13,633 | $59.01 | $804,483 | 477,826 Direct | -2.77% | Disposed | 254.4% (price as of 2026-08-21) |
| Dec. 12, 2011 | YUM | S | 1,367 | $59.01 | $80,667 | 477,826 Direct | -0.29% | Disposed | 254.4% (price as of 2026-08-21) |
| May 9, 2011 | YUM | S | 10,000 | $54.30 | $543,000 | 428,226 Direct | -2.28% | Disposed | 285.1% (price as of 2026-08-21) |
| April 29, 2011 | YUM | S | 20,000 | $53.21 | $1,064,200 | 428,226 Direct | -4.46% | Disposed | 293.0% (price as of 2026-08-21) |
| April 29, 2011 | YUM | S | 20,000 | $53.74 | $1,074,800 | 448,226 Direct | -4.27% | Disposed | 289.1% (price as of 2026-08-21) |
| Oct. 8, 2010 | YUM | S 10b5-1 | 4,700 | $46.26 | $217,422 | 428,226 Direct | -1.09% | Disposed | 352.1% (price as of 2026-08-21) |
| Oct. 7, 2010 | YUM | S 10b5-1 | 15,300 | $47.22 | $722,466 | 428,226 Direct | -3.45% | Disposed | 342.9% (price as of 2026-08-21) |
| Sept. 14, 2010 | YUM | S 10b5-1 | 20,000 | $45.73 | $914,600 | 428,226 Direct | -4.46% | Disposed | 357.3% (price as of 2026-08-21) |
| Sept. 3, 2010 | YUM | S 10b5-1 | 10,000 | $44.20 | $442,000 | 428,226 Direct | -2.28% | Disposed | 373.1% (price as of 2026-08-21) |
| June 2, 2009 | YUM | S 10b5-1 | 20,000 | $36.51 | $730,200 | 268,450 Direct | -6.93% | Disposed | 472.8% (price as of 2026-08-21) |
| May 7, 2009 | YUM | S | 3,500 | $35.50 | $124,250 | 268,450 Direct | -1.29% | Disposed | 489.1% (price as of 2026-08-21) |
| April 27, 2009 | YUM | S 10b5-1 | 60,000 | $34.78 | $2,086,800 | 268,450 Direct | -18.27% | Disposed | 501.3% (price as of 2026-08-21) |
| April 24, 2009 | YUM | S 10b5-1 | 30,000 | $34.94 | $1,048,200 | 268,450 Direct | -10.05% | Disposed | 498.5% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 600 | $58.12 | $34,872 | 42,080 Direct | -1.41% | Disposed | 619.6% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 1,400 | $58.15 | $81,410 | 42,680 Direct | -3.18% | Disposed | 619.3% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 300 | $58.16 | $17,448 | 44,080 Direct | -0.68% | Disposed | 619.1% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 1,300 | $58.17 | $75,621 | 44,380 Direct | -2.85% | Disposed | 619.0% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 1,400 | $58.20 | $81,480 | 45,680 Direct | -2.97% | Disposed | 618.6% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 2,600 | $58.21 | $151,346 | 47,080 Direct | -5.23% | Disposed | 618.5% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 600 | $58.25 | $34,950 | 49,680 Direct | -1.19% | Disposed | 618.0% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 1,300 | $58.26 | $75,738 | 50,280 Direct | -2.52% | Disposed | 617.9% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 100 | $58.27 | $5,827 | 51,580 Direct | -0.19% | Disposed | 617.8% (price as of 2026-08-21) |
| Oct. 13, 2006 | YUM | S 10b5-1 | 400 | $58.31 | $23,324 | 51,680 Direct | -0.77% | Disposed | 617.3% (price as of 2026-08-21) |
| May 10, 2006 | YUM | S 10b5-1 | 10,000 | $53.90 | $539,000 | 47,484 Direct | -17.40% | Disposed | 676.0% (price as of 2026-08-21) |
| May 4, 2006 | YUM | S 10b5-1 | 10,000 | $51.90 | $519,000 | 57,484 Direct | -14.82% | Disposed | 705.9% (price as of 2026-08-21) |
Showing latest 100 of 113 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 1, 2012 | YUM | Phantom Stock | Common Stock (87,454) | — | — | 87,454 | Disposed |
| Jan. 1, 2012 | YUM | Phantom Stock | Common Stock (30,343) | — | — | 30,343 | Disposed |
| Jan. 1, 2012 | YUM | Phantom Stock | Common Stock (34,930) | — | — | 34,930 | Disposed |
| Jan. 1, 2012 | YUM | Phantom Stock | Common Stock (7,907) | — | — | 7,907 | Disposed |
| Dec. 13, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (13,633) | $13.28 | Jan. 24, 2012 | 13,633 | Disposed |
| Dec. 12, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (1,367) | $13.28 | Jan. 24, 2012 | 1,367 | Disposed |
| Aug. 19, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (34,284) | $12.20 | Dec. 31, 2011 | 34,284 | Disposed |
| Aug. 19, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (15,316) | $13.28 | Jan. 24, 2012 | 15,316 | Disposed |
| May 9, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $12.20 | Dec. 31, 2011 | 10,000 | Disposed |
| April 29, 2011 | YUM | Employee Stock Option (Right to Buy) | Common Stock (40,000) | $12.20 | Dec. 31, 2011 | 40,000 | Disposed |
| Feb. 7, 2011 | YUM | Phantom Stock | Common Stock (0) | — | — | 2,005 | Disposed |
| Feb. 4, 2011 | YUM | Stock Appreciation Right | Common Stock (122,200) | $49.30 | Feb. 4, 2021 | 122,200 | Acquired |
| Oct. 8, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (4,700) | $8.39 | Jan. 25, 2011 | 4,700 | Disposed |
| Oct. 7, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (15,300) | $8.39 | Jan. 25, 2011 | 15,300 | Disposed |
| Sept. 14, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (20,000) | $8.39 | Jan. 25, 2011 | 20,000 | Disposed |
| Sept. 3, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $8.39 | Jan. 25, 2011 | 10,000 | Disposed |
| March 5, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (25,132) | $8.39 | Jan. 25, 2011 | 25,132 | Disposed |
| Feb. 8, 2010 | YUM | Employee Stock Option (Right to Buy) | Common Stock (50,000) | $8.39 | Jan. 25, 2011 | 50,000 | Disposed |
| Feb. 5, 2010 | YUM | Stock Appreciation Right | Common Stock (172,118) | $32.98 | Feb. 5, 2020 | 172,118 | Acquired |
| Dec. 18, 2009 | YUM | Employee Stock Option (Right to Buy) | Common Stock (42,322) | $7.57 | Jan. 27, 2010 | 42,322 | Disposed |
| Dec. 8, 2009 | YUM | Employee Stock Option (Right to Buy) | Common Stock (42,322) | $7.57 | Jan. 27, 2010 | 42,322 | Disposed |
| Dec. 8, 2009 | YUM | Employee Stock Option (Right to Buy) | Common Stock (42,332) | $7.57 | Jan. 27, 2010 | 42,332 | Disposed |
| June 2, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (20,000) | $7.57 | Jan. 27, 2010 | 20,000 | Disposed |
| May 7, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (3,500) | $7.57 | Jan. 27, 2010 | 3,500 | Disposed |
| April 27, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (60,000) | $7.57 | Jan. 27, 2010 | 60,000 | Disposed |
| April 24, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (30,000) | $7.57 | Jan. 27, 2010 | 30,000 | Disposed |
| Feb. 5, 2009 | YUM | Phantom Stock | Common Stock (89,460) | — | — | 89,460 | Acquired |
| Feb. 5, 2009 | YUM | YUM Stock Appreciation Right | Common Stock (202,977) | $29.29 | Feb. 5, 2019 | 202,977 | Acquired |
| Jan. 13, 2009 | YUM | Employee Stock Option (right to buy) | Common Stock (89,420) | $11.74 | Jan. 21, 2009 | 89,420 | Disposed |
| April 1, 2008 | YUM | Phantom Stock | Common Stock (3,332) | — | — | 3,332 | Disposed |
| Jan. 29, 2008 | YUM | Phantom Stock | Common Stock (692) | — | — | 692 | Disposed |
| Jan. 24, 2008 | YUM | YUM Stock Appreciation Right | Common Stock (160,628) | $37.30 | Jan. 24, 2018 | 160,628 | Acquired |
| Jan. 16, 2008 | YUM | Employee Stock Option (right to buy) | Common Stock (84,404) | $6.81 | Jan. 20, 2008 | 84,404 | Disposed |
| April 2, 2007 | YUM | Phantom Stock | Common Stock (3,567) | — | — | 3,567 | Disposed |
| Jan. 29, 2007 | YUM | Phantom Stock | Common Stock (314) | — | — | 314 | Disposed |
| Jan. 19, 2007 | YUM | Stock Appreciation Right | Common Stock (166,146) | $59.22 | Jan. 19, 2017 | 166,146 | Acquired |
| Jan. 19, 2007 | YUM | Stock Appreciation Right | Common Stock (49,844) | $59.22 | Jan. 19, 2017 | 49,844 | Acquired |
| July 3, 2006 | YUM | Phantom Stock | Common Stock (7,071) | — | — | 7,071 | Disposed |
| Jan. 27, 2006 | YUM | Phantom Stock | Common Stock (371) | — | — | 371 | Disposed |
| Jan. 26, 2006 | YUM | Phantom Stock | Common Stock (15,518) | — | — | 15,518 | Acquired |
| Jan. 26, 2006 | YUM | YUM Stock Appreciation Right | Common Stock (62,158) | $48.94 | Jan. 26, 2016 | 62,158 | Acquired |
| Jan. 19, 2006 | YUM | Stock Option Right to Buy | Common Stock (16,336) | $12.63 | April 1, 2007 | 16,336 | Disposed |
| Jan. 19, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock (61,146) | $12.27 | Jan. 25, 2006 | 61,146 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 1, 2005 | YUM | Common Stock | 2 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (61,146) | 61,146 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (42,202) | 42,202 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (44,710) | 44,710 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (4,058) | 4,058 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (99,072) | 99,072 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (62,566) | 62,566 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option→ Common Stock (42,142) | 42,142 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (25,054) | 25,054 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (6,730) | 6,730 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (2,245) | 2,245 | Direct |
| Feb. 1, 2005 | YUM | Employee Stock Option (right to buy)→ Common Stock (43,291) | 43,291 | Direct |
| Feb. 1, 2005 | YUM | Director Stock Option (right to buy)→ Common Stock (38,161) | 38,161 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (4,058) | 4,058 | Direct |
| Feb. 1, 2005 | YUM | Stock Option Right to Buy→ Common Stock (16,336) | 16,336 | Direct |
| Feb. 1, 2005 | YUM | Stock Option Right to Buy→ Common Stock (37,658) | 37,658 | Direct |
| Feb. 1, 2005 | YUM | Stock Option Right to Buy→ Common Stock (29,020) | 29,020 | Direct |
| Feb. 1, 2005 | YUM | Stock Option Right to Buy→ Common Stock (58,594) | 58,594 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (16,630) | 16,630 | Direct |
| Feb. 1, 2005 | YUM | Stock Option (Right to Buy)→ Common Stock (54,200) | 54,200 | Direct |
| Feb. 1, 2005 | YUM | Phantom Stock→ Common Stock (17,779) | 17,779 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $898,558 | — | $320,006 | — | $2,015,145 | $2,006,951 | $21,750 | $6,692,361 |
| 2010 | $815,000 | — | $310,012 | — | $1,425,557 | $1,572,049 | $63,331 | $5,573,508 |
| 2009 | $811,923 | — | $310,011 | — | $1,023,477 | $732,364 | $50,235 | $4,407,577 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.