Graham Fleming

CIK 1853906 · View on SEC EDGAR ↗

Insider

First SEC filing: April 2, 2021 · Latest: April 2, 2021

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 19, 2021 FOA P 20,000 $5.20 $104,000 20,000 Indirect Acquired -58.7% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 7, 2024 FOA Options (Right to Buy) Class A Common Stock [F2] (200,000) $25.00 Nov. 7, 2029 200,000 Acquired
April 1, 2022 FOA Restricted Stock Units Class A Common Stock (488,599) 488,599 Acquired
April 1, 2022 FOA Restricted Stock Units Class A Common Stock (326,798) 326,798 Disposed
April 1, 2022 FOA LLC Units of Finance of America Equity Capital LLC Class A Common Stock [F1] (38,699) 38,699 Disposed
March 4, 2022 FOA LLC Units of Finance of America Equity Capital LLC Class A Common Stock [F1] (180) 180 Disposed
Sept. 29, 2021 FOA Restricted Stock Units Class A Common Stock (326,798) 326,798 Disposed
Sept. 29, 2021 FOA LLC Units of Finance of America Equity Capital LLC [F3] Class A Common Stock [F1] (36,895) 36,895 Disposed
June 17, 2021 FOA Earnout Rights Class A Common Stock [F8] (136,800) 136,800 Acquired
June 17, 2021 FOA Restricted Stock Units Class A Common Stock (1,307,195) 1,307,195 Acquired
April 1, 2021 FOA Earnout Rights Class A Common Stock [F4] (157,338) 157,338 Acquired
April 1, 2021 FOA LLC Units of UFG Management Holdings LLC Class A Common Stock [F1] (1,341,739) 1,341,739 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 2, 2021 FOA LLC Units of UFG Management Holdings LLC→ Class A Common Stock [F1] (1,341,739) 1,341,739 Direct
April 2, 2021 FOA Earnout Rights→ Class A Common Stock [F3,F4] (157,338) 157,338 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FOA

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $850,000 $1,500,000 $2,062,512 $2,510,000 $10,500 $6,933,012
2023 $850,000 $650,000 $9,900 $3,009,901
2022 $850,000 $750,000 $9,150 $3,109,149

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.