Great Elm Group, Inc.

Insider Activist

First SEC filing: Dec. 31, 2020 · Latest: Oct. 9, 2025

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

GECCI buying Nov. 21, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 20, 2025	GECCI	J	63,189	—	—	1,358,278 Direct	-4.45%	Disposed	(price as of 2026-08-20)
Sept. 19, 2025	GECCI	J	16,612	—	—	1,421,467 Direct	-1.16%	Disposed	(price as of 2026-08-20)
Dec. 23, 2024	GECCI	J	2,643	$10.22	$27,011	1,438,079 Direct	-0.18%	Disposed	147.7% (price as of 2026-08-20)
Sept. 24, 2024	GECCI	J	9,177	$10.09	$92,596	1,440,722 Direct	-0.63%	Disposed	150.9% (price as of 2026-08-20)
Sept. 24, 2024	GECCI	J	10,811	$10.09	$109,083	1,429,911 Direct	-0.75%	Disposed	150.9% (price as of 2026-08-20)
Sept. 24, 2024	GECCI	J	14,977	$10.09	$151,118	1,440,722 Direct	-1.03%	Disposed	150.9% (price as of 2026-08-20)
Sept. 20, 2024	GECCI	J	25,573	$10.09	$258,032	1,431,545 Direct	-1.76%	Disposed	150.9% (price as of 2026-08-20)
Sept. 20, 2024	GECCI	J	30,584	$10.09	$308,593	1,455,699 Direct	-2.06%	Disposed	150.9% (price as of 2026-08-20)
Sept. 20, 2024	GECCI	J	31,879	$10.09	$321,659	1,486,283 Direct	-2.10%	Disposed	150.9% (price as of 2026-08-20)
March 4, 2024	GECCI	J	1,239	$10.82	$13,406	1,516,932 Direct	-0.08%	Disposed	134.0% (price as of 2026-08-20)
Feb. 15, 2024	GECCI	J	2,389	$10.69	$25,538	1,518,171 Direct	-0.16%	Disposed	136.9% (price as of 2026-08-20)
Nov. 21, 2023	GECCI	P	27,000	$10.05	$271,350	1,520,560 Direct	+1.81%	Acquired	151.9% (price as of 2026-08-20)
Sept. 20, 2023	GECCI	J	26,360	$9.31	$245,412	1,506,159 Direct	-1.72%	Disposed	172.0% (price as of 2026-08-20)
May 19, 2023	GECCI	J	37,268	—	—	1,532,519 Direct	-2.37%	Disposed	(price as of 2026-08-20)
Jan. 3, 2023	GECCI	J	73,176	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 30, 2022	GECCI	J	372,495	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 22, 2022	GECCI	J	1,866	$8.31	$15,506	1,569,787 Direct	-0.12%	Disposed	204.7% (price as of 2026-08-20)
Dec. 7, 2022	GECCI	J	200,000	$10.00	$2,000,000	1,571,653 Direct	-11.29%	Disposed	153.2% (price as of 2026-08-20)
Sept. 26, 2022	GECCI	J	10,116	$8.66	$87,605	1,771,653 Direct	-0.57%	Disposed	192.4% (price as of 2026-08-20)
Sept. 20, 2022	GECCI	J	9,947	$10.18	$101,260	1,781,769 Direct	-0.56%	Disposed	148.7% (price as of 2026-08-20)
Aug. 30, 2022	GECCI	J	50,000	$12.19	$609,500	1,791,716 Direct	-2.71%	Disposed	107.7% (price as of 2026-08-20)
June 15, 2022	GECCI	M	400,000	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
June 15, 2022	GECCI	M	1,000,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 15, 2022	GECCI	J	399,990	$12.50	$4,999,875	400,100 Indirect	+363627.27%	Acquired	102.6% (price as of 2026-08-20)
June 15, 2022	GECCI	M	100	$12.50	$1,250	200 Indirect	+100.00%	Acquired	102.6% (price as of 2026-08-20)
June 15, 2022	GECCI	J	185,889	$12.50	$2,323,612	1,814,111 Direct	+11.42%	Acquired	102.6% (price as of 2026-08-20)
June 15, 2022	GECCI	M	814,111	$12.50	$10,176,388	1,628,222 Direct	+100.00%	Acquired	102.6% (price as of 2026-08-20)
May 11, 2022	GECCI	J	100,000	$12.50	$1,250,000	814,111 Direct	-10.94%	Disposed	102.6% (price as of 2026-08-20)
Sept. 24, 2021	GECCI	J	220,217	—	—	5,319,507 Direct	-3.98%	Disposed	(price as of 2026-08-20)
Feb. 5, 2021	GECCI	J	11,254	—	—	5,539,724 Direct	-0.20%	Disposed	(price as of 2026-08-20)
Jan. 21, 2021	GECCI	J	9,913	—	—	439,063 Indirect	+2.31%	Acquired	(price as of 2026-08-20)
Jan. 21, 2021	GECCI	J	125,334	—	—	5,550,978 Direct	+2.31%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 15, 2022	GECCI	Subscription Rights	Common Stock (400,000)	$12.50	June 10, 2022	400,000	Disposed
June 15, 2022	GECCI	Subscription Rights	Common Stock (1,000,000)	$12.50	June 10, 2022	1,000,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 31, 2020	GECCI	Common Stock	5,425,644	Direct
Dec. 31, 2020	GECCI	Common Stock	429,150	Indirect