GREENE JESSE J JR

Insider

First SEC filing: March 8, 2017 · Latest: March 8, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 97 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

97 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 6, 2017	CAT	A	1,307	—	—	14,948 Direct	+9.58%	Acquired	(price as of 2026-08-21)
March 7, 2016	CAT	A	1,672	—	—	13,600 Direct	+14.02%	Acquired	(price as of 2026-08-21)
March 2, 2015	CAT	A	1,506	—	—	11,830 Direct	+14.59%	Acquired	(price as of 2026-08-21)
March 3, 2014	CAT	A	1,298	—	—	10,324 Direct	+14.38%	Acquired	(price as of 2026-08-21)
March 4, 2013	CAT	A	1,115	—	—	9,026 Direct	+14.09%	Acquired	(price as of 2026-08-21)
March 5, 2012	CAT	A	909	—	—	7,889 Direct	+13.02%	Acquired	(price as of 2026-08-21)
Aug. 5, 2011	CAT	P	1,000	$90.84	$90,840	6,980 Direct	+16.72%	Acquired	807.0% (price as of 2026-08-21)
May 4, 2011	CAT	P	1,000	$111.22	$111,220	5,980 Direct	+20.08%	Acquired	640.8% (price as of 2026-08-21)
March 7, 2011	CAT	A	980	$102.13	$100,087	4,980 Direct	+24.50%	Acquired	706.7% (price as of 2026-08-21)
Feb. 4, 2011	CAT	P	2,000	$99.23	$198,460	4,000 Direct	+100.00%	Acquired	730.3% (price as of 2026-08-21)
July 13, 2007	IBM	A	6	—	—	3,132 Direct	+0.19%	Acquired	(price as of 2026-08-21)
June 29, 2007	IBM	A	6	—	—	3,127 Direct	+0.19%	Acquired	(price as of 2026-08-21)
June 15, 2007	IBM	A	6	—	—	3,121 Direct	+0.19%	Acquired	(price as of 2026-08-21)
May 31, 2007	IBM	A	6	—	—	3,116 Direct	+0.19%	Acquired	(price as of 2026-08-21)
May 15, 2007	IBM	A	6	—	—	3,111 Direct	+0.19%	Acquired	(price as of 2026-08-21)
May 8, 2007	IBM	A	12	—	—	3,106 Direct	+0.39%	Acquired	(price as of 2026-08-21)
May 8, 2007	IBM	A	3,553	—	—	3,553 Direct	—	Acquired	(price as of 2026-08-21)
May 8, 2007	IBM	A	5,017	—	—	5,017 Direct	—	Acquired	(price as of 2026-08-21)
May 1, 2007	IBM	M	1,887	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 1, 2007	IBM	F	638	$102.61	$65,465	13,393 Direct	-4.55%	Disposed	138.1% (price as of 2026-08-21)
May 1, 2007	IBM	M	1,887	—	—	14,031 Direct	+15.54%	Acquired	(price as of 2026-08-21)
April 30, 2007	IBM	A	6	—	—	3,094 Direct	+0.19%	Acquired	(price as of 2026-08-21)
April 13, 2007	IBM	A	6	—	—	3,089 Direct	+0.19%	Acquired	(price as of 2026-08-21)
March 30, 2007	IBM	A	6	—	—	3,083 Direct	+0.19%	Acquired	(price as of 2026-08-21)
March 15, 2007	IBM	A	692	$93.45	$64,667	2,934 Direct	+30.87%	Acquired	161.4% (price as of 2026-08-21)
March 15, 2007	IBM	A	144	—	—	3,078 Direct	+4.91%	Acquired	(price as of 2026-08-21)
Feb. 28, 2007	IBM	A	6	—	—	2,243 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Feb. 15, 2007	IBM	A	6	—	—	2,237 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Feb. 7, 2007	IBM	A	7	—	—	2,231 Direct	+0.31%	Acquired	(price as of 2026-08-21)
Feb. 1, 2007	IBM	A	3,992	—	—	3,992 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 31, 2007	IBM	A	4	—	—	2,224 Direct	+0.18%	Acquired	(price as of 2026-08-21)
Dec. 29, 2006	IBM	A	6	—	—	2,221 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Dec. 15, 2006	IBM	A	6	—	—	2,216 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Nov. 30, 2006	IBM	A	6	—	—	2,210 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Nov. 15, 2006	IBM	A	6	—	—	2,204 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Nov. 8, 2006	IBM	A	8	—	—	2,199 Direct	+0.37%	Acquired	(price as of 2026-08-21)
Oct. 31, 2006	IBM	A	6	—	—	2,192 Direct	+0.27%	Acquired	(price as of 2026-08-21)
Oct. 13, 2006	IBM	A	7	—	—	2,186 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Sept. 29, 2006	IBM	A	7	—	—	2,180 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Sept. 15, 2006	IBM	A	7	—	—	2,173 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Aug. 31, 2006	IBM	A	7	—	—	2,167 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Aug. 15, 2006	IBM	A	7	—	—	2,161 Direct	+0.32%	Acquired	(price as of 2026-08-21)
Aug. 8, 2006	IBM	A	9	—	—	2,154 Direct	+0.42%	Acquired	(price as of 2026-08-21)
July 31, 2006	IBM	A	7	—	—	2,146 Direct	+0.33%	Acquired	(price as of 2026-08-21)
July 14, 2006	IBM	A	8	—	—	2,139 Direct	+0.38%	Acquired	(price as of 2026-08-21)
June 30, 2006	IBM	A	7	—	—	2,131 Direct	+0.33%	Acquired	(price as of 2026-08-21)
June 15, 2006	IBM	A	7	—	—	2,124 Direct	+0.33%	Acquired	(price as of 2026-08-21)
May 31, 2006	IBM	A	7	—	—	2,117 Direct	+0.33%	Acquired	(price as of 2026-08-21)
May 15, 2006	IBM	A	7	—	—	2,111 Direct	+0.33%	Acquired	(price as of 2026-08-21)
May 8, 2006	IBM	A	8	—	—	2,104 Direct	+0.38%	Acquired	(price as of 2026-08-21)
May 8, 2006	IBM	A	4,219	—	—	4,219 Direct	—	Acquired	(price as of 2026-08-21)
May 8, 2006	IBM	A	5,521	—	—	5,521 Direct	—	Acquired	(price as of 2026-08-21)
April 28, 2006	IBM	A	7	—	—	2,097 Direct	+0.33%	Acquired	(price as of 2026-08-21)
April 13, 2006	IBM	A	7	—	—	2,091 Direct	+0.34%	Acquired	(price as of 2026-08-21)
March 31, 2006	IBM	A	170	—	—	2,084 Direct	+8.88%	Acquired	(price as of 2026-08-21)
March 31, 2006	IBM	A	817	$82.47	$67,378	1,914 Direct	+74.48%	Acquired	196.3% (price as of 2026-08-21)
March 15, 2006	IBM	A	7	—	—	1,098 Direct	+0.64%	Acquired	(price as of 2026-08-21)
Feb. 28, 2006	IBM	A	7	—	—	1,092 Direct	+0.65%	Acquired	(price as of 2026-08-21)
Feb. 15, 2006	IBM	A	7	—	—	1,086 Direct	+0.65%	Acquired	(price as of 2026-08-21)
Feb. 8, 2006	IBM	A	3	—	—	1,079 Direct	+0.28%	Acquired	(price as of 2026-08-21)
Feb. 1, 2006	IBM	A	3,831	—	—	3,831 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 1, 2006	IBM	A	283	—	—	283 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 1, 2006	IBM	M	283	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 31, 2006	IBM	A	4	—	—	1,077 Direct	+0.37%	Acquired	(price as of 2026-08-21)
Dec. 30, 2005	IBM	A	7	—	—	1,073 Direct	+0.66%	Acquired	(price as of 2026-08-21)
Dec. 15, 2005	IBM	A	7	—	—	1,067 Direct	+0.66%	Acquired	(price as of 2026-08-21)
Nov. 30, 2005	IBM	A	11	—	—	1,061 Direct	+1.05%	Acquired	(price as of 2026-08-21)
Nov. 15, 2005	IBM	A	6	—	—	1,051 Direct	+0.57%	Acquired	(price as of 2026-08-21)
Nov. 8, 2005	IBM	A	3	—	—	1,045 Direct	+0.29%	Acquired	(price as of 2026-08-21)
Oct. 31, 2005	IBM	A	6	—	—	1,043 Direct	+0.58%	Acquired	(price as of 2026-08-21)
Oct. 25, 2005	IBM	A	6,098	—	—	6,098 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 14, 2005	IBM	A	6	—	—	1,037 Direct	+0.58%	Acquired	(price as of 2026-08-21)
Sept. 30, 2005	IBM	A	6	—	—	1,031 Direct	+0.59%	Acquired	(price as of 2026-08-21)
Sept. 15, 2005	IBM	A	6	—	—	1,025 Direct	+0.59%	Acquired	(price as of 2026-08-21)
Aug. 31, 2005	IBM	A	6	—	—	1,019 Direct	+0.59%	Acquired	(price as of 2026-08-21)
Aug. 15, 2005	IBM	A	6	—	—	1,013 Direct	+0.60%	Acquired	(price as of 2026-08-21)
Aug. 8, 2005	IBM	A	3	—	—	1,008 Direct	+0.30%	Acquired	(price as of 2026-08-21)
July 29, 2005	IBM	A	6	—	—	1,005 Direct	+0.60%	Acquired	(price as of 2026-08-21)
July 15, 2005	IBM	A	6	—	—	1,000 Direct	+0.60%	Acquired	(price as of 2026-08-21)
June 30, 2005	IBM	A	7	—	—	994 Direct	+0.71%	Acquired	(price as of 2026-08-21)
June 15, 2005	IBM	A	7	—	—	988 Direct	+0.71%	Acquired	(price as of 2026-08-21)
May 31, 2005	IBM	A	7	—	—	981 Direct	+0.72%	Acquired	(price as of 2026-08-21)
May 13, 2005	IBM	A	7	—	—	975 Direct	+0.72%	Acquired	(price as of 2026-08-21)
May 6, 2005	IBM	A	3	—	—	969 Direct	+0.31%	Acquired	(price as of 2026-08-21)
April 29, 2005	IBM	A	7	—	—	966 Direct	+0.73%	Acquired	(price as of 2026-08-21)
April 15, 2005	IBM	A	7	—	—	960 Direct	+0.73%	Acquired	(price as of 2026-08-21)
March 31, 2005	IBM	A	116	—	—	954 Direct	+13.84%	Acquired	(price as of 2026-08-21)
March 31, 2005	IBM	A	368	$91.38	$33,628	838 Direct	+78.30%	Acquired	167.4% (price as of 2026-08-21)
March 15, 2005	IBM	A	6	—	—	471 Direct	+1.29%	Acquired	(price as of 2026-08-21)
March 8, 2005	IBM	A	1,966	—	—	1,966 Direct	—	Acquired	(price as of 2026-08-21)
March 8, 2005	IBM	A	17,120	—	—	17,120 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 28, 2005	IBM	A	6	—	—	466 Direct	+1.30%	Acquired	(price as of 2026-08-21)
Feb. 15, 2005	IBM	A	6	—	—	461 Direct	+1.32%	Acquired	(price as of 2026-08-21)
Feb. 8, 2005	IBM	A	1	—	—	456 Direct	+0.22%	Acquired	(price as of 2026-08-21)
Feb. 1, 2005	IBM	A	1,531	—	—	1,531 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 31, 2005	IBM	A	3	—	—	455 Direct	+0.66%	Acquired	(price as of 2026-08-21)
Dec. 31, 2004	IBM	A	5	—	—	452 Direct	+1.12%	Acquired	(price as of 2026-08-21)
Dec. 15, 2004	IBM	A	5	—	—	447 Direct	+1.13%	Acquired	(price as of 2026-08-21)
Nov. 30, 2004	IBM	A	6	—	—	442 Direct	+1.38%	Acquired	(price as of 2026-08-21)
Nov. 15, 2004	IBM	A	5	—	—	437 Direct	+1.16%	Acquired	(price as of 2026-08-21)

Showing latest 100 of 145 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 13, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
June 29, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
June 15, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
May 31, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
May 15, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
May 8, 2007	IBM	Phantom Stock Unit	Common Stock (12)	—	—	12	Acquired
May 8, 2007	IBM	Rst. Stock Unit	Common Stock (3,553)	—	—	3,553	Acquired
May 8, 2007	IBM	Emp. Stock Option (right to buy)	Common Stock (5,017)	$102.80	May 7, 2017	5,017	Acquired
May 1, 2007	IBM	Rst. Stock Unit	Common Stock (1,887)	—	—	1,887	Disposed
April 30, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
April 13, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
March 30, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
March 15, 2007	IBM	Phantom Stock Unit	Common Stock (692)	—	—	692	Acquired
March 15, 2007	IBM	Phantom Stock Unit	Common Stock (144)	—	—	144	Acquired
Feb. 28, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Feb. 15, 2007	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Feb. 7, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 1, 2007	IBM	Rst. Stock Unit	Common Stock (3,992)	—	—	3,992	Acquired
Jan. 31, 2007	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Dec. 29, 2006	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Dec. 15, 2006	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Nov. 30, 2006	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Nov. 15, 2006	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Nov. 8, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Oct. 31, 2006	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Oct. 13, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 29, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 31, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 8, 2006	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
July 31, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
July 14, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
June 30, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
June 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 31, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 8, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
May 8, 2006	IBM	Rst. Stock Unit	Common Stock (4,219)	—	—	4,219	Acquired
May 8, 2006	IBM	Emp. Stock Option (right to buy)	Common Stock (5,521)	$82.76	May 7, 2016	5,521	Acquired
April 28, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
April 13, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
March 31, 2006	IBM	Phantom Stock Unit	Common Stock (170)	—	—	170	Acquired
March 31, 2006	IBM	Phantom Stock Unit	Common Stock (817)	—	—	817	Acquired
March 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 28, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 15, 2006	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 8, 2006	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Feb. 1, 2006	IBM	Rst. Stock Unit	Common Stock (3,831)	—	—	3,831	Acquired
Feb. 1, 2006	IBM	Rst. Stock Unit	Common Stock (283)	—	—	283	Acquired
Feb. 1, 2006	IBM	Rst. Stock Unit	Common Stock (283)	—	—	283	Disposed
Jan. 31, 2006	IBM	Phantom Stock Unit	Common Stock (4)	—	—	4	Acquired
Dec. 30, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Dec. 15, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Nov. 30, 2005	IBM	Phantom Stock Unit	Common Stock (11)	—	—	11	Acquired
Nov. 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Nov. 8, 2005	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Oct. 31, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Oct. 25, 2005	IBM	Rst. Stock Unit	Common Stock (6,098)	—	—	6,098	Acquired
Oct. 14, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Sept. 30, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Sept. 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 31, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 8, 2005	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
July 29, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
July 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
June 30, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
June 15, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 31, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 13, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
May 6, 2005	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
April 29, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
April 15, 2005	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
March 31, 2005	IBM	Phantom Stock Unit	Common Stock (116)	—	—	116	Acquired
March 31, 2005	IBM	Phantom Stock Unit	Common Stock (368)	—	—	368	Acquired
March 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
March 8, 2005	IBM	Emp. Stock Option (right to buy)	Common Stock (1,966)	$92.12	March 7, 2015	1,966	Acquired
March 8, 2005	IBM	Emp. Stock Option (right to buy)	Common Stock (17,120)	$101.33	March 7, 2015	17,120	Acquired
Feb. 28, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Feb. 15, 2005	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Feb. 8, 2005	IBM	Phantom Stock Unit	Common Stock (1)	—	—	1	Acquired
Feb. 1, 2005	IBM	Rst. Stock Unit	Common Stock (1,531)	—	—	1,531	Acquired
Jan. 31, 2005	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
Dec. 31, 2004	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Dec. 15, 2004	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Nov. 30, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Nov. 15, 2004	IBM	Phantom Stock Unit	Common Stock (5)	—	—	5	Acquired
Nov. 8, 2004	IBM	Phantom Stock Unit	Common Stock (1)	—	—	1	Acquired
Oct. 29, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Oct. 15, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Sept. 30, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Sept. 15, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 31, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 13, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
Aug. 6, 2004	IBM	Phantom Stock Unit	Common Stock (1)	—	—	1	Acquired
July 30, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
July 15, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
June 30, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired
June 15, 2004	IBM	Phantom Stock Unit	Common Stock (6)	—	—	6	Acquired

Showing latest 100 of 129 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 4, 2011	CAT	Common	2,000	Direct