Greg A Steffens

CIK 1220203 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 14, 2019 · Latest: Aug. 14, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2020 SMBC P 1,131 $22.46 $25,402 43,245 Indirect +2.69% Acquired 236.4% (price as of 2026-08-19)
May 22, 2020 SMBC P 1,131 $22.46 $25,402 44,375 Indirect +2.62% Acquired 236.4% (price as of 2026-08-19)
Nov. 17, 2011 SMBC P 5,000 $19.00 $95,000 110,200 Direct +4.75% Acquired 695.4% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 24, 2026 SMBC Stock Option (Right to Buy) Common Stock (1,500) $62.96 Feb. 24, 2036 1,500 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.40 Feb. 18, 2030 3,500 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.40 Feb. 18, 2030 3,500 Acquired
Jan. 4, 2019 SMBC Stock Option (Right to Buy) Common Stock (3,500) $34.35 Jan. 4, 2029 3,500 Acquired
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.31 Jan. 16, 2028 3,500 Acquired
May 13, 2014 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Disposed
May 13, 2014 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Disposed
Jan. 22, 2008 SMBC Stock Option Common Stock (30,000) $6.75 May 18, 2009 30,000 Disposed
Jan. 22, 2008 SMBC Stock Option Common Stock (30,000) $9.94 April 13, 2008 30,000 Disposed
May 18, 2004 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SMBC

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2020 $384,462 $47,950 $44,880 — — — $56,619 $564,746
2019 $372,077 $52,288 $41,220 — — — $55,589 $551,904
2008 $180,210 $36,000 $2,950 — — — $27,135 $246,295

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.