Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

32 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 10, 2023 SMBC P 1,000 $40.76 $40,760 217,283 Direct +0.46% Acquired 78.1% (price as of 2026-10-02)
April 29, 2022 SMBC P 1,000 $42.47 $42,470 215,533 Direct +0.47% Acquired 70.9% (price as of 2026-10-02)
May 22, 2020 SMBC P 1,131 $22.46 $25,402 43,245 Indirect +2.69% Acquired 223.2% (price as of 2026-10-02)
May 22, 2020 SMBC P 1,131 $22.46 $25,402 44,375 Indirect +2.62% Acquired 223.2% (price as of 2026-10-02)
Nov. 17, 2011 SMBC P 5,000 $19.00 $95,000 110,200 Direct +4.75% Acquired 664.1% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 24, 2026 SMBC Stock Option (Right to Buy) Common Stock (1,500) $62.96 Feb. 24, 2036 1,500 Acquired
Feb. 18, 2025 SMBC Stock Option (Right to Buy) Common Stock (1,500) $60.42 Feb. 18, 2035 1,500 Acquired
Feb. 8, 2024 SMBC Stock Option (Right to Buy) Common Stock (2,500) $40.82 Feb. 8, 2034 2,500 Acquired
Feb. 21, 2023 SMBC Stock Option (Right to Buy) Common Stock (2,500) $46.94 Feb. 21, 2033 2,500 Acquired
Feb. 3, 2022 SMBC Stock Option (Right to Buy) Common Stock (2,500) $53.82 Feb. 3, 2032 2,500 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.40 Feb. 18, 2030 3,500 Acquired
Feb. 18, 2020 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.40 Feb. 18, 2030 3,500 Acquired
Jan. 4, 2019 SMBC Stock Option (Right to Buy) Common Stock (3,500) $34.35 Jan. 4, 2029 3,500 Acquired
Jan. 16, 2018 SMBC Stock Option (Right to Buy) Common Stock (3,500) $37.31 Jan. 16, 2028 3,500 Acquired
May 13, 2014 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Disposed
May 13, 2014 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Disposed
Jan. 22, 2008 SMBC Stock Option Common Stock (30,000) $6.75 May 18, 2009 30,000 Disposed
Jan. 22, 2008 SMBC Stock Option Common Stock (30,000) $9.94 April 13, 2008 30,000 Disposed
May 18, 2004 SMBC Stock Option Common Stock (10,000) $15.23 May 18, 2014 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

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Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2020 $384,462 $47,950 $44,880 · · · $56,619 $564,746
2019 $372,077 $52,288 $41,220 · · · $55,589 $551,904
2008 $180,210 $36,000 $2,950 · · · $27,135 $246,295

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.