Greg Shaw Garfield
CIK 1594406 · View on SEC EDGAR ↗
Insider
First SEC filing: April 20, 2021 · Latest: April 20, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 21, 2021 | NPCE | P | 13,235 | $17.00 | $224,995 | 38,853 Direct | +51.66% | Acquired | -14.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 13, 2022 | NPCE | Stock Option (Right to Buy) | Common Stock (18,253) | $6.30 | June 12, 2032 | 18,253 | Acquired |
| April 26, 2021 | NPCE | Series B' Preferred Stock | Common Stock (5,271,902) | $0.00 | — | 5,271,902 | Disposed |
| April 26, 2021 | NPCE | Series A' Preferred Stock | Common Stock (324,450) | $0.00 | — | 323,591 | Disposed |
| April 26, 2021 | NPCE | Series B' Preferred Stock | Common Stock (18,032) | $0.00 | — | 18,032 | Disposed |
| April 26, 2021 | NPCE | Series A' Preferred Stock | Common Stock (859) | $0.00 | — | 859 | Disposed |
| April 21, 2021 | NPCE | Stock Option (Right to Buy) | Common Stock (21,698) | $17.00 | April 20, 2031 | 21,698 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.