Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 21, 2017 PFG S 10b5-1 14,667 $64.20 $941,621 20,731 Direct -41.43% Disposed 74.4% (price as of 2026-10-02)
June 21, 2017 PFG S 10b5-1 4,230 $64.20 $271,566 35,398 Direct -10.67% Disposed 74.4% (price as of 2026-10-02)
June 21, 2017 PFG S 10b5-1 5,835 $64.20 $374,607 35,398 Direct -14.15% Disposed 74.4% (price as of 2026-10-02)
June 21, 2017 PFG S 10b5-1 5,975 $64.20 $383,595 35,398 Direct -14.44% Disposed 74.4% (price as of 2026-10-02)
Feb. 13, 2017 PFG S 10b5-1 12,600 $62.00 $781,200 32,168 Direct -28.15% Disposed 80.6% (price as of 2026-10-02)
June 22, 2016 PFG S 10b5-1 46,770 $43.73 $2,045,252 32,072 Direct -59.32% Disposed 156.0% (price as of 2026-10-02)
May 29, 2015 PFG S 10b5-1 9,165 $51.63 $473,189 27,306 Direct -25.13% Disposed 116.9% (price as of 2026-10-02)
Nov. 29, 2013 PFG S 10b5-1 8,485 $50.53 $428,747 18,295 Direct -31.68% Disposed 121.6% (price as of 2026-10-02)
Jan. 2, 2013 PFG S 10b5-1 8,000 $28.96 $231,680 9,379 Direct -46.03% Disposed 286.6% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 21, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (4,230) $37.38 Feb. 22, 2026 4,230 Disposed
June 21, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (5,835) $44.88 Feb. 24, 2024 5,835 Disposed
June 21, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (5,975) $34.26 Feb. 28, 2021 5,975 Disposed
Feb. 27, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (7,500) $62.78 Feb. 27, 2027 7,500 Acquired
Feb. 13, 2017 PFG Employee Stock Option (Right to Buy) Common Stock (12,600) $60.10 Feb. 26, 2018 12,600 Disposed
June 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (21,030) $11.07 Feb. 24, 2019 21,030 Disposed
June 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (8,695) $22.21 Feb. 23, 2020 8,695 Disposed
June 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (8,170) $27.46 Feb. 27, 2022 8,170 Disposed
June 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (8,875) $30.70 Feb. 25, 2023 8,875 Disposed
Feb. 22, 2016 PFG Employee Stock Option (Right to Buy) Common Stock (12,690) $37.38 Feb. 22, 2026 12,690 Acquired
May 29, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (9,165) $49.25 Feb. 27, 2016 9,165 Disposed
Feb. 23, 2015 PFG Employee Stock Option (Right to Buy) Common Stock (5,450) $51.33 Feb. 23, 2025 5,450 Acquired
Feb. 24, 2014 PFG Employee Stock Option (Right to Buy) Common Stock (5,835) $44.88 Feb. 24, 2024 5,835 Acquired
Nov. 29, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (8,485) $36.30 Feb. 24, 2014 8,485 Disposed
Feb. 25, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (8,875) $30.70 Feb. 25, 2023 8,875 Acquired
Jan. 2, 2013 PFG Employee Stock Option (Right to Buy) Common Stock (8,000) $27.57 Feb. 25, 2013 8,000 Disposed
Feb. 27, 2012 PFG Employee Stock Option (Right to Buy) Common Stock (8,170) $27.46 Feb. 27, 2022 8,170 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 23, 2011 PFG Common Stock 11,183 Direct
March 23, 2011 PFG Common Stock 216 Indirect
March 23, 2011 PFG Phantom Stock Units→ Common Stock (2) 2 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (8,000) 8,000 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (8,485) 8,485 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (8,095) 8,095 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (9,165) 9,165 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (8,260) 8,260 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (12,600) 12,600 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (21,030) 21,030 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (8,695) 8,695 Direct
March 23, 2011 PFG Employee Stock Option (Right to Buy)→ Common Stock (5,975) 5,975 Direct