Gregory E Johnson

CIK 1010262 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 29, 2025 · Latest: Dec. 29, 2025

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 19, 2017 BEN S 49,988 $43.58 $2,178,477 2,049,530 Direct -2.38% Disposed -22.4% (price as of 2026-08-18)
Oct. 30, 2017 BEN S 56,825 $42.83 $2,433,815 2,047,273 Direct -2.70% Disposed -21.0% (price as of 2026-08-18)
Feb. 27, 2017 BEN S 25,000 $43.18 $1,079,500 2,128,269 Direct -1.16% Disposed -21.7% (price as of 2026-08-18)
Dec. 10, 2014 BEN S 25,000 $56.96 $1,424,000 1,949,514 Direct -1.27% Disposed -40.6% (price as of 2026-08-18)
Sept. 3, 2014 BEN S 50,000 $56.77 $2,838,500 1,801,747 Direct -2.70% Disposed -40.4% (price as of 2026-08-18)
Dec. 4, 2013 BEN S 29,950 $54.63 $1,636,168 1,861,504 Direct -1.58% Disposed -38.1% (price as of 2026-08-18)
Nov. 4, 2013 BEN S 25,314 $53.74 $1,360,374 1,706,270 Direct -1.46% Disposed -37.1% (price as of 2026-08-18)
Oct. 28, 2013 BEN S 120,000 $54.39 $6,526,800 1,706,270 Direct -6.57% Disposed -37.8% (price as of 2026-08-18)
Sept. 17, 2013 BEN S 50,000 $50.56 $2,528,000 1,716,148 Direct -2.83% Disposed -33.1% (price as of 2026-08-18)
Feb. 15, 2013 BEN S 20,000 $144.16 $2,883,200 855,000 Indirect -2.29% Disposed -29.6% (price as of 2026-08-18)

Showing latest 100 of 258 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 4, 2013 BEN Stock Option (Right to Buy) Common Stock, par value $.10 (25,314) $15.16 Nov. 11, 2013 25,314 Disposed
Oct. 28, 2013 BEN Stock Option (Right to Buy) Common Stock, par value $.10 $15.16 Nov. 11, 2013 120,000 Disposed
Nov. 1, 2012 BEN Stock Option (Right to Buy) Common Stock, par value $.10 Dec. 14, 2012 55,197 Disposed
Sept. 20, 2012 BEN Stock Option (Right to Buy) Common Stock, par value $.10 Dec. 14, 2012 50,000 Disposed
Nov. 15, 2011 BEN Stock Option (Right to Buy) Common Stock, par value $.10 (52,972) $36.30 Nov. 19, 2011 52,972 Disposed
May 4, 2011 BEN Stock Option (Right to Buy) Common Stock, par value $.10 (50,000) $36.30 Nov. 19, 2011 50,000 Disposed
March 13, 2009 BEN Stock Option (Right to Buy) Common Stock, par value $.10 (78,715) $33.50 Dec. 15, 2010 78,715 Disposed
May 25, 2007 BEN Employee Stock Option (Right to Buy) Common Stock, par value $.10 Dec. 15, 2010 50,000 Disposed
Feb. 1, 2006 BEN Employee Stock Options (Right to Buy) Common Stock, par value $.10 Nov. 21, 2010 85,467 Disposed
Feb. 1, 2006 BEN Employee Stock Option (Right to Buy) Common Stock, par value $.10 Sept. 28, 2007 27,044 Disposed
Nov. 12, 2003 BEN Employee Stock Option (Right to Buy) Common Stock, par value $.10 (45,000) $48.98 Nov. 11, 2013 45,000 Acquired
Oct. 31, 2003 BEN Employee Stock Option (Right to Buy) Common Stock, par value $.10 (50,000) $33.25 Dec. 31, 2003 50,000 Disposed
Oct. 29, 2003 BEN Employee Stock Option (Right to Buy) Common Stock, par value $.10 (50,000) $32.88 Sept. 28, 2007 50,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 28, 2007 EMF Shares of Beneficial interest 0 Direct
Feb. 28, 2007 TEI Shares of Beneficial interest 0 Direct
Dec. 7, 2006 SABA Shares of Beneficial Interest 0 Direct
Dec. 7, 2006 TDF Common Shares 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BEN

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $783,133 $3,150,000 $99,702 $10,431,335
2017 $780,132 $3,250,000 $138,083 $9,883,215
2015 $783,633 $3,650,000 $63,707 $15,097,340

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.