Gregory J Fleming

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

MS selling July 22, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 65 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

65 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 23, 2015	MS	G	14,909	—	—	498,726 Direct	-2.90%	Disposed	(price as of 2026-08-20)
March 2, 2015	MS	F	51,296	$35.79	$1,835,884	512,195 Direct	-9.10%	Disposed	497.5% (price as of 2026-08-20)
March 2, 2015	MS	A	99,468	—	—	563,491 Direct	+21.44%	Acquired	(price as of 2026-08-20)
Jan. 21, 2015	MS	F	60,269	$34.75	$2,094,348	463,533 Direct	-11.51%	Disposed	515.3% (price as of 2026-08-20)
Jan. 21, 2015	MS	A	84,048	—	—	523,803 Direct	+19.11%	Acquired	(price as of 2026-08-20)
July 22, 2014	MS	M	100,000	—	—	347,888 Direct	-22.33%	Disposed	(price as of 2026-08-20)
July 22, 2014	MS	S	100,000	$33.02	$3,302,000	438,430 Direct	-18.57%	Disposed	547.6% (price as of 2026-08-20)
July 22, 2014	MS	M	100,000	$22.98	$2,298,000	538,430 Direct	+22.81%	Acquired	830.5% (price as of 2026-08-20)
Jan. 28, 2014	MS	F	18,871	$29.98	$565,753	437,298 Direct	-4.14%	Disposed	613.2% (price as of 2026-08-20)
Jan. 28, 2014	MS	A	36,592	—	—	456,169 Direct	+8.72%	Acquired	(price as of 2026-08-20)
Jan. 27, 2014	MS	F	72,055	$30.04	$2,164,532	419,577 Direct	-14.66%	Disposed	611.8% (price as of 2026-08-20)
Jan. 21, 2014	MS	A	127,826	—	—	491,633 Direct	+35.14%	Acquired	(price as of 2026-08-20)
Feb. 12, 2013	MS	J	29,853	$23.43	$699,456	104,550 Indirect	+39.97%	Acquired	812.6% (price as of 2026-08-20)
Feb. 12, 2013	MS	J	29,853	$23.43	$699,456	361,885 Direct	-7.62%	Disposed	812.6% (price as of 2026-08-20)
Feb. 8, 2013	MS	F	55,823	$23.22	$1,296,210	391,738 Direct	-12.47%	Disposed	820.9% (price as of 2026-08-20)
Feb. 7, 2013	MS	J	28,775	$23.13	$665,566	74,697 Indirect	+62.66%	Acquired	824.5% (price as of 2026-08-20)
Feb. 7, 2013	MS	J	28,775	$23.13	$665,566	447,561 Direct	-6.04%	Disposed	824.5% (price as of 2026-08-20)
Feb. 6, 2013	MS	J	18,398	$23.34	$429,409	45,922 Indirect	+66.84%	Acquired	816.2% (price as of 2026-08-20)
Feb. 6, 2013	MS	J	18,398	$23.34	$429,409	476,336 Direct	-3.72%	Disposed	816.2% (price as of 2026-08-20)
Feb. 5, 2013	MS	J	6,723	$23.25	$156,310	27,524 Indirect	+32.32%	Acquired	819.7% (price as of 2026-08-20)
Feb. 5, 2013	MS	J	6,723	$23.25	$156,310	494,734 Direct	-1.34%	Disposed	819.7% (price as of 2026-08-20)
Feb. 1, 2013	MS	F	23,599	$23.36	$551,273	522,258 Direct	-4.32%	Disposed	815.4% (price as of 2026-08-20)
Jan. 30, 2013	MS	J	8,506	$22.68	$192,916	20,801 Indirect	+69.18%	Acquired	842.8% (price as of 2026-08-20)
Jan. 30, 2013	MS	J	8,506	$22.68	$192,916	501,457 Direct	-1.67%	Disposed	842.8% (price as of 2026-08-20)
Jan. 28, 2013	MS	J	12,295	$22.55	$277,252	12,295 Indirect	—	Acquired	848.2% (price as of 2026-08-20)
Jan. 28, 2013	MS	J	12,295	$22.55	$277,252	509,963 Direct	-2.35%	Disposed	848.2% (price as of 2026-08-20)
Jan. 22, 2013	MS	A	447,888	—	—	447,888 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 8, 2012	MS	F	46,181	$20.27	$936,089	541,981 Direct	-7.85%	Disposed	954.9% (price as of 2026-08-20)
Jan. 20, 2012	MS	A	187,234	—	—	588,162 Direct	+46.70%	Acquired	(price as of 2026-08-20)
Feb. 8, 2011	MS	F	50,879	$30.58	$1,555,880	399,790 Direct	-11.29%	Disposed	599.2% (price as of 2026-08-20)
Jan. 21, 2011	MS	A	60,675	—	—	60,675 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 21, 2011	MS	A	117,096	—	—	450,669 Direct	+35.10%	Acquired	(price as of 2026-08-20)
Feb. 8, 2010	MS	A	333,573	—	—	333,573 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 1, 2009	65100	D	32,748	—	—	0 Direct	-100.00%	Disposed
Jan. 1, 2009	65100	D	112,848	—	—	0 Direct	-100.00%	Disposed
Jan. 1, 2009	65100	D	50,392	—	—	0 Direct	-100.00%	Disposed
Jan. 1, 2009	65100	D	58,809	—	—	0 Direct	-100.00%	Disposed
Jan. 1, 2009	65100	D	1,187,200	—	—	0 Direct	-100.00%	Disposed
Jan. 1, 2009	65100	D	784,605	—	—	0 Direct	-100.00%	Disposed
Dec. 31, 2008	65100	A	121,358	—	—	784,605 Direct	+18.30%	Acquired
July 29, 2008	65100	P	100,000	$22.50	$2,250,000	663,061 Direct	+17.76%	Acquired
March 13, 2008	65100	D	37,948	—	—	563,025 Direct	-6.31%	Disposed
Jan. 31, 2008	65100	F	72,069	$55.65	$4,010,640	600,941 Direct	-10.71%	Disposed
Jan. 28, 2008	65100	A	1,187,200	—	—	1,187,200 Direct	—	Acquired
Sept. 21, 2007	65100	A	110	$75.02	$8,252	672,974 Direct	+0.02%	Acquired
Feb. 6, 2007	65100	S	395	$94.29	$37,245	672,809 Direct	-0.06%	Disposed
Feb. 6, 2007	65100	S	394	$94.28	$37,146	673,204 Direct	-0.06%	Disposed
Feb. 6, 2007	65100	S	113	$94.27	$10,653	673,598 Direct	-0.02%	Disposed
Feb. 6, 2007	65100	S	56	$94.26	$5,279	673,711 Direct	-0.01%	Disposed
Feb. 6, 2007	65100	S	6,366	$94.25	$599,996	673,767 Direct	-0.94%	Disposed
Feb. 6, 2007	65100	S	732	$94.19	$68,947	680,133 Direct	-0.11%	Disposed
Feb. 6, 2007	65100	S	1,803	$94.18	$169,807	680,865 Direct	-0.26%	Disposed
Feb. 6, 2007	65100	S	338	$94.17	$31,829	682,668 Direct	-0.05%	Disposed
Feb. 6, 2007	65100	S	507	$94.16	$47,739	683,006 Direct	-0.07%	Disposed
Feb. 6, 2007	65100	S	282	$94.15	$26,550	683,513 Direct	-0.04%	Disposed
Feb. 6, 2007	65100	S	1,803	$94.14	$169,734	683,795 Direct	-0.26%	Disposed
Feb. 6, 2007	65100	S	169	$94.12	$15,906	685,598 Direct	-0.02%	Disposed
Feb. 6, 2007	65100	S	11,268	$94.10	$1,060,319	685,767 Direct	-1.62%	Disposed
Feb. 6, 2007	65100	S	20,794	$94.00	$1,954,636	697,035 Direct	-2.90%	Disposed
Jan. 31, 2007	65100	A	121,363	—	—	717,829 Direct	+20.35%	Acquired
Jan. 31, 2007	65100	F	35,089	$92.60	$3,249,241	596,466 Direct	-5.56%	Disposed
Jan. 22, 2007	65100	A	192,017	—	—	631,544 Direct	+43.69%	Acquired
Aug. 7, 2006	65100	S	4,000	$72.51	$290,040	439,501 Direct	-0.90%	Disposed
Aug. 7, 2006	65100	S	200	$72.53	$14,506	443,472 Direct	-0.05%	Disposed
Aug. 7, 2006	65100	S	2,255	$72.54	$163,578	443,672 Direct	-0.51%	Disposed
Aug. 4, 2006	65100	M	7,776	—	—	0 Direct	-100.00%	Disposed
Aug. 4, 2006	65100	M	10,040	—	—	0 Direct	-100.00%	Disposed
Aug. 4, 2006	65100	F	12,751	$73.22	$933,628	445,927 Direct	-2.78%	Disposed
Aug. 4, 2006	65100	M	7,776	$36.17	$281,258	458,678 Direct	+1.72%	Acquired
Aug. 4, 2006	65100	M	10,040	$36.17	$363,147	450,902 Direct	+2.28%	Acquired
Feb. 22, 2006	65100	S	10	$76.85	$768	440,862 Direct	0.00%	Disposed
Feb. 22, 2006	65100	S	6,381	$76.90	$490,699	440,863 Direct	-1.43%	Disposed
Feb. 21, 2006	65100	M	4,188	—	—	0 Direct	-100.00%	Disposed
Feb. 21, 2006	65100	F	2,798	$75.78	$212,032	447,244 Direct	-0.62%	Disposed
Feb. 21, 2006	65100	M	4,188	$31.00	$129,828	450,042 Direct	+0.94%	Acquired
Feb. 21, 2006	65100	G	660	—	—	445,854 Direct	-0.15%	Disposed
Jan. 23, 2006	65100	A	163,662	—	—	446,514 Direct	+57.86%	Acquired
Oct. 21, 2005	65100	S	8,000	$62.30	$498,400	282,839 Direct	-2.75%	Disposed
May 16, 2005	65100	S	11,800	$53.55	$631,890	290,809 Direct	-3.90%	Disposed
May 16, 2005	65100	S	400	$53.54	$21,416	302,597 Direct	-0.13%	Disposed
May 16, 2005	65100	S	300	$53.53	$16,059	302,997 Direct	-0.10%	Disposed
May 16, 2005	65100	S	800	$53.52	$42,816	303,297 Direct	-0.26%	Disposed
May 16, 2005	65100	S	4,100	$53.51	$219,391	304,097 Direct	-1.33%	Disposed
May 16, 2005	65100	S	2,190	$53.50	$117,165	308,197 Direct	-0.71%	Disposed
Feb. 4, 2005	65100	F	2,821	$59.61	$168,160	310,387 Direct	-0.90%	Disposed
Jan. 31, 2005	65100	F	9,776	$59.61	$582,747	313,208 Direct	-3.03%	Disposed
Jan. 24, 2005	65100	A	149,648	—	—	322,974 Direct	+86.34%	Acquired
Jan. 31, 2004	65100	F	2,108	$58.66	$123,655	173,279 Direct	-1.20%	Disposed
Jan. 26, 2004	65100	A	79,562	—	—	175,387 Direct	+83.03%	Acquired
Jan. 26, 2004	65100	A	58,809	—	—	58,809 Direct	—	Acquired
Nov. 6, 2003	65100	S	5,000	$59.65	$298,250	95,705 Direct	-4.96%	Disposed
Nov. 5, 2003	65100	M	2,504	$20.30	$50,831	101,444 Direct	+2.53%	Acquired
Nov. 5, 2003	65100	F	861	$59.05	$50,842	100,583 Direct	-0.85%	Disposed
Nov. 5, 2003	65100	M	2,504	—	—	0 Direct	-100.00%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 22, 2014	MS	Employee Stock Option (Right to Buy)	Common Stock (100,000)	$22.98	Jan. 22, 2018	100,000	Disposed
Jan. 22, 2013	MS	Employee Stock Option (Right to Buy)	Common Stock (447,888)	$22.98	Jan. 22, 2018	447,888	Acquired
Jan. 21, 2011	MS	Employee Stock Option (Right to Buy)	Common Stock (60,675)	$30.01	Jan. 21, 2018	60,675	Acquired
Jan. 1, 2009	65100	Stock Option (Right to Buy)	Common Stock (32,748)	$77.56	Jan. 23, 2011	32,748	Disposed
Jan. 1, 2009	65100	Stock Option (Right to Buy)	Common Stock (112,848)	$53.75	Jan. 28, 2012	112,848	Disposed
Jan. 1, 2009	65100	Stock Option (Right to Buy)	Common Stock (50,392)	$36.07	Jan. 27, 2013	50,392	Disposed
Jan. 1, 2009	65100	Stock Option (Right to Buy)	Common Stock (58,809)	$59.85	Jan. 26, 2014	58,809	Disposed
Jan. 1, 2009	65100	Stock Option (Right to Buy)	Common Stock (1,187,200)	$55.59	Jan. 28, 2018	1,187,200	Disposed
Jan. 28, 2008	65100	Stock Option - Right to Acquire [F1]	Common Stock (1,187,200)	—	Jan. 28, 2018	1,187,200	Acquired
Aug. 4, 2006	65100	Stock Option-Right to Acquire [F2]	Common Stock (7,776)	$36.17	Jan. 25, 2009	7,776	Disposed
Aug. 4, 2006	65100	Stock Option-Right to Acquire [F2]	Common Stock (10,040)	$36.17	Jan. 25, 2009	10,040	Disposed
Feb. 21, 2006	65100	Stock Option - Right to Acquire [F2]	Common Stock (4,188)	$31.00	Jan. 26, 2008	4,188	Disposed
Jan. 26, 2004	65100	Stock Appreciation Right [F3]	Common Stock (58,809)	$59.85	Jan. 26, 2014	58,809	Acquired
Nov. 5, 2003	65100	Stock Option - Right to Acquire [F2]	Common Stock (2,504)	$20.30	Jan. 29, 2007	2,504	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 23, 2025	BLK	Shares Of Common Stock (par Value $0.01 Per Share)	0	Direct
Feb. 10, 2010	MS	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MS

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2014	$1,000,000	$7,293,325	$9,147,181	—	—	—	—	$17,440,506
2013	$1,000,000	$4,473,000	$3,479,475	$2,425,000	—	—	—	$11,377,475
2012	$750,000	$2,425,000	$5,100,174	—	—	—	—	$8,275,174

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.