GUARDIAN LIFE INSURANCE CO OF AMERICA
CIK 901849 · View on SEC EDGAR ↗
Insider
First SEC filing: April 10, 2023 · Latest: April 10, 2023
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 8, 2023 | 901849 | S | 42 | $100000.00 | $4,200,000 | 200,000 Direct | -0.02% | Disposed | |
| Oct. 8, 2021 | TYG | P | 176,182 | $10.00 | $1,761,820 | 352,364 Direct | +100.00% | Acquired | 348.9% (price as of 2026-08-21) |
| Oct. 16, 2020 | FSCO | P | 25,000,000 | $100.00 | $2,500,000,000 | 60,000,000 Direct | +71.43% | Acquired | -94.8% (price as of 2026-08-21) |
| July 26, 2010 | KW | S | 10 | — | — | 10 Direct | -50.00% | Disposed | |
| July 26, 2010 | KW | S | None | $32550000.00 | — | 0 Direct | — | Disposed | |
| July 26, 2010 | KW | S | 1,000,000 | $10.00 | $10,000,000 | 1,000,000 Direct | -50.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 26, 2010 | KW | Call Options (obligations to sell) | Common Stock (1,000,000) | — | Aug. 16, 2010 | 10 | Disposed |
| July 26, 2010 | KW | 7% Convertible Subordinated Note due November 3, 2018 | Common Stock (3,042,466) | $9.86 | May 3, 2017 | — | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 14, 2023 | EMO | Mandatory Redeemable Preferred Stock | 200,001 | Direct |
| Nov. 13, 2020 | STEW | Senior Notes | 31,000,000 | Direct |
| Jan. 11, 2019 | FSCO | Prefererred Stock | 35,000 | Direct |
| Jan. 13, 2017 | TYG | Series D/E Mandatory Redeemable Pref. Stock | 2,100,000 | Direct |
| Nov. 23, 2009 | KW | Common Stock, par value $0.0001 | 2,000,000 | Direct |
| Nov. 23, 2009 | KW | 7% Convertible Subordinated Note due November 3, 2018→ Common stock, par value $0.0001 (3,042,466) | 3,042,466 | Direct |