Guohua Ku

Insider

First SEC filing: Jan. 26, 2007 · Latest: Jan. 26, 2007

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Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Dec. 18, 2017	CREG	G	20,000	—	—	2,644,764 Direct	-0.75%	Disposed
Nov. 30, 2017	CREG	S	3,042	$3.15	$9,582	2,664,764 Direct	-0.11%	Disposed
Nov. 22, 2017	CREG	G	30,000	—	—	2,667,806 Direct	-1.11%	Disposed
Nov. 22, 2017	CREG	G	30,000	—	—	2,697,806 Direct	-1.10%	Disposed
Nov. 22, 2017	CREG	G	30,000	—	—	2,727,806 Direct	-1.09%	Disposed
Nov. 22, 2017	CREG	G	50,000	—	—	2,757,806 Direct	-1.78%	Disposed
Nov. 22, 2017	CREG	G	360,000	—	—	2,807,806 Direct	-11.36%	Disposed
Sept. 13, 2017	CREG	S	8	$1.16	$9	3,167,806 Direct	0.00%	Disposed
Nov. 8, 2016	CREG	G	20,000	—	—	3,167,814 Direct	-0.63%	Disposed
March 9, 2016	CREG	S	266	$0.31	$82	31,878,143 Direct	0.00%	Disposed
Dec. 15, 2015	CREG	S	665	$0.32	$213	31,878,409 Direct	0.00%	Disposed
May 4, 2015	CREG	G	706,943	—	—	31,879,074 Direct	-2.17%	Disposed
Sept. 15, 2014	CREG	P	13,829,074	$1.37	$18,945,831	32,586,017 Direct	+73.73%	Acquired
June 21, 2011	CREG	P	2,200	$2.16	$4,752	18,756,943 Direct	+0.01%	Acquired
June 20, 2011	CREG	P	4,900	$2.08	$10,192	18,754,743 Direct	+0.03%	Acquired
June 17, 2011	CREG	P	5,500	$2.13	$11,715	18,749,843 Direct	+0.03%	Acquired
June 16, 2011	CREG	P	8,900	$2.11	$18,779	18,744,343 Direct	+0.05%	Acquired
June 14, 2011	CREG	P	7,700	$2.20	$16,940	18,735,443 Direct	+0.04%	Acquired
June 13, 2011	CREG	P	19,300	$2.01	$38,793	18,727,743 Direct	+0.10%	Acquired
June 10, 2011	CREG	P	1,500	$1.94	$2,910	18,708,443 Direct	+0.01%	Acquired
Jan. 19, 2011	CREG	S	159,352	$1.00	$159,352	18,706,943 Direct	-0.84%	Disposed
Aug. 13, 2010	CREG	A	1,460,000	—	—	1,460,000 Direct	—	Acquired
Dec. 8, 2009	CREG	J	159,352	—	—	18,866,295 Direct	+0.85%	Acquired
Dec. 24, 2008	CREG	P	18,706,943	$0.40	$7,482,777	18,706,943 Direct	—	Acquired
Aug. 23, 2007	CREG	S	8,160,863	$0.25	$2,040,216	0 Direct	-100.00%	Disposed
Aug. 22, 2007	CREG	S	623,410	—	—	8,160,863 Direct	-7.10%	Disposed
June 21, 2007	CREG	S	289,427	—	—	8,784,273 Direct	-3.19%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 13, 2010	CREG	Stock Option (right to buy)	Common stock (1,460,000)	$3.05	Aug. 12, 2015	1,460,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 26, 2007	CREG	Common Stock	9,073,700	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 721693

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2024	$30,337	—	—	—	—	—	—	$30,337
2023	$30,422	—	—	—	—	—	—	$30,422
2018	$33,078	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.