GUTH ALBERT E

Insider

First SEC filing: March 26, 2007 · Latest: March 26, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

ASTE selling March 15, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 15, 2007	ASTE	M	889	—	—	15,000 Direct	-5.60%	Disposed	(price as of 2026-08-19)
March 15, 2007	ASTE	M	10,000	—	—	15,889 Direct	-38.63%	Disposed	(price as of 2026-08-19)
March 15, 2007	ASTE	M	5,500	—	—	25,889 Direct	-17.52%	Disposed	(price as of 2026-08-19)
March 15, 2007	ASTE	M	6,000	—	—	31,389 Direct	-16.05%	Disposed	(price as of 2026-08-19)
March 15, 2007	ASTE	S	22,389	$38.02	$851,230	20,000 Direct	-52.82%	Disposed	10.0% (price as of 2026-08-19)
March 15, 2007	ASTE	M	889	$14.50	$12,890	42,389 Direct	+2.14%	Acquired	188.6% (price as of 2026-08-19)
March 15, 2007	ASTE	M	10,000	$12.97	$129,700	41,500 Direct	+31.75%	Acquired	222.6% (price as of 2026-08-19)
March 15, 2007	ASTE	M	5,500	$25.50	$140,250	31,500 Direct	+21.15%	Acquired	64.1% (price as of 2026-08-19)
March 15, 2007	ASTE	M	6,000	$29.59	$177,540	26,000 Direct	+30.00%	Acquired	41.4% (price as of 2026-08-19)
Jan. 23, 2007	ASTE	A	146	$36.85	$5,380	3,469 Direct	+4.39%	Acquired	13.5% (price as of 2026-08-19)
Jan. 9, 2007	ASTE	S	2	—	—	4,545 Indirect	-0.04%	Disposed	(price as of 2026-08-19)
Jan. 5, 2007	ASTE	S	1,073	$33.81	$36,278	3,324 Direct	-24.40%	Disposed	23.8% (price as of 2026-08-19)
Oct. 11, 2006	ASTE	A	193	$26.45	$5,105	4,397 Direct	+4.59%	Acquired	58.2% (price as of 2026-08-19)
Sept. 30, 2006	ASTE	A	40	—	—	4,547 Indirect	+0.89%	Acquired	(price as of 2026-08-19)
July 13, 2006	ASTE	A	23	—	—	4,507 Indirect	+0.51%	Acquired	(price as of 2026-08-19)
July 11, 2006	ASTE	A	158	$32.31	$5,105	4,204 Direct	+3.91%	Acquired	29.5% (price as of 2026-08-19)
May 3, 2006	ASTE	M	10,000	—	—	37,389 Direct	-21.10%	Disposed	(price as of 2026-08-19)
May 3, 2006	ASTE	S	10,000	$39.25	$392,500	20,000 Direct	-33.33%	Disposed	6.6% (price as of 2026-08-19)
May 3, 2006	ASTE	M	10,000	$17.38	$173,800	30,000 Direct	+50.00%	Acquired	140.7% (price as of 2026-08-19)
April 12, 2006	ASTE	A	48	—	—	4,484 Indirect	+1.08%	Acquired	(price as of 2026-08-19)
April 11, 2006	ASTE	A	243	$38.44	$9,341	4,045 Direct	+6.39%	Acquired	8.8% (price as of 2026-08-19)
Jan. 17, 2006	ASTE	A	34	—	—	4,437 Indirect	+0.77%	Acquired	(price as of 2026-08-19)
Jan. 12, 2006	ASTE	A	150	$34.25	$5,138	3,802 Direct	+4.11%	Acquired	22.2% (price as of 2026-08-19)
Oct. 17, 2005	ASTE	A	13	—	—	4,403 Indirect	+0.30%	Acquired	(price as of 2026-08-19)
Oct. 14, 2005	ASTE	A	189	$26.50	$5,008	3,653 Direct	+5.46%	Acquired	57.9% (price as of 2026-08-19)
Aug. 25, 2005	ASTE	I	7,568	$28.40	$214,931	3,464 Direct	-68.60%	Disposed	47.3% (price as of 2026-08-19)
Aug. 25, 2005	ASTE	I	241	$28.40	$6,844	4,387 Indirect	-5.21%	Disposed	47.3% (price as of 2026-08-19)
Aug. 24, 2005	ASTE	M	4,500	—	—	47,389 Direct	-8.67%	Disposed	(price as of 2026-08-19)
Aug. 24, 2005	ASTE	S	4,500	$29.10	$130,950	20,000 Direct	-18.37%	Disposed	43.8% (price as of 2026-08-19)
Aug. 24, 2005	ASTE	M	4,500	$4.75	$21,375	24,500 Direct	+22.50%	Acquired	780.8% (price as of 2026-08-19)
Aug. 23, 2005	ASTE	M	5,100	—	—	51,889 Direct	-8.95%	Disposed	(price as of 2026-08-19)
Aug. 23, 2005	ASTE	S	5,100	$29.10	$148,410	20,000 Direct	-20.32%	Disposed	43.8% (price as of 2026-08-19)
Aug. 23, 2005	ASTE	M	5,100	$4.75	$24,225	25,100 Direct	+25.50%	Acquired	780.8% (price as of 2026-08-19)
Aug. 2, 2005	ASTE	M	400	—	—	56,989 Direct	-0.70%	Disposed	(price as of 2026-08-19)
Aug. 2, 2005	ASTE	M	10,000	—	—	57,389 Direct	-14.84%	Disposed	(price as of 2026-08-19)
Aug. 2, 2005	ASTE	S	400	$29.00	$11,600	20,000 Direct	-1.96%	Disposed	44.3% (price as of 2026-08-19)
Aug. 2, 2005	ASTE	M	400	$4.75	$1,900	20,400 Direct	+2.00%	Acquired	780.8% (price as of 2026-08-19)
Aug. 2, 2005	ASTE	S	10,000	$29.00	$290,000	20,000 Direct	-33.33%	Disposed	44.3% (price as of 2026-08-19)
Aug. 2, 2005	ASTE	M	10,000	$5.38	$53,800	30,000 Direct	+50.00%	Acquired	677.7% (price as of 2026-08-19)
July 18, 2005	ASTE	A	230	—	—	11,032 Indirect	+2.13%	Acquired	(price as of 2026-08-19)
April 9, 2005	ASTE	A	379	—	—	10,802 Indirect	+3.64%	Acquired	(price as of 2026-08-19)
March 7, 2005	ASTE	A	15,000	—	—	67,389 Direct	+28.63%	Acquired	(price as of 2026-08-19)
Jan. 8, 2005	ASTE	A	291	—	—	10,423 Indirect	+2.87%	Acquired	(price as of 2026-08-19)
Dec. 1, 2004	ASTE	X	5,000	$6.44	$32,200	52,389 Direct	-8.71%	Disposed	549.7% (price as of 2026-08-19)
Dec. 1, 2004	ASTE	S	5,000	$17.00	$85,000	20,000 Direct	-20.00%	Disposed	146.1% (price as of 2026-08-19)
Dec. 1, 2004	ASTE	X	5,000	$6.44	$32,200	25,000 Direct	+25.00%	Acquired	549.7% (price as of 2026-08-19)
Sept. 2, 2004	ASTE	P	5,000	$6.44	$32,200	25,000 Direct	+25.00%	Acquired	549.7% (price as of 2026-08-19)
Sept. 2, 2004	ASTE	S	5,000	$17.35	$86,750	20,000 Direct	-20.00%	Disposed	141.2% (price as of 2026-08-19)
Sept. 2, 2004	ASTE	X	5,000	—	—	57,389 Direct	-8.01%	Disposed	(price as of 2026-08-19)
Nov. 17, 2003	ASTE	X	5,444	$7.44	$40,503	62,389 Direct	-8.03%	Disposed	462.4% (price as of 2026-08-19)
Nov. 17, 2003	ASTE	S	5,444	$12.34	$67,179	21,875 Direct	-19.93%	Disposed	239.1% (price as of 2026-08-19)
Nov. 17, 2003	ASTE	X	5,444	$7.44	$40,503	27,319 Direct	+24.89%	Acquired	462.4% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 15, 2007	ASTE	Stock Options	Common Stock (889)	$14.50	Jan. 1, 2012	889	Disposed
March 15, 2007	ASTE	Stock Options	Common Stock (10,000)	$12.97	Jan. 1, 2011	10,000	Disposed
March 15, 2007	ASTE	Stock Options	Common Stock (5,500)	$25.50	March 5, 2010	5,500	Disposed
March 15, 2007	ASTE	Stock Options	Common Stock (6,000)	$29.59	March 8, 2009	6,000	Disposed
Jan. 23, 2007	ASTE	Phantom Stock	Common Stock (146)	—	—	146	Acquired
Jan. 5, 2007	ASTE	Phantom Stock	Common Stock (1,073)	—	—	1,073	Disposed
Oct. 11, 2006	ASTE	Phantom Stock	Common Stock (193)	—	—	193	Acquired
July 11, 2006	ASTE	Phantom Stock	Common Stock (158)	—	—	158	Acquired
May 3, 2006	ASTE	Stock Options	Common Stock (10,000)	$17.38	June 25, 2008	10,000	Disposed
April 11, 2006	ASTE	Phantom Shares	Common Stock (243)	—	—	243	Acquired
Jan. 12, 2006	ASTE	Phantom Stock	Common Stock (150)	—	—	150	Acquired
Oct. 14, 2005	ASTE	Phantom Stock	Common Stock (189)	—	—	189	Acquired
Aug. 25, 2005	ASTE	Phantom Stock	Common Stock (7,568)	—	—	7,568	Disposed
Aug. 24, 2005	ASTE	Stock Option	Common Stock (4,500)	$4.75	Dec. 11, 2006	4,500	Disposed
Aug. 23, 2005	ASTE	Stock Option	Common Stock (5,100)	$4.75	Dec. 11, 2006	5,100	Disposed
Aug. 2, 2005	ASTE	Stock Option	Common Stock (400)	$4.75	Dec. 11, 2006	400	Disposed
Aug. 2, 2005	ASTE	Stock Option	Common Stock (10,000)	$5.38	April 15, 2006	10,000	Disposed
July 18, 2005	ASTE	Common Stock	Common Stock (230)	—	—	230	Acquired
April 9, 2005	ASTE	Common Stock	Common Stock (379)	—	—	379	Acquired
March 7, 2005	ASTE	stock option	common stock (15,000)	$19.43	March 6, 2015	15,000	Acquired
Jan. 8, 2005	ASTE	Common Stock	Common Stock (291)	—	—	291	Acquired
Dec. 1, 2004	ASTE	stock option [F1]	common stock (5,000)	$6.44	Feb. 28, 2005	5,000	Disposed
Sept. 2, 2004	ASTE	stock option	common stock (5,000)	$6.44	Feb. 28, 2005	5,000	Disposed
Nov. 17, 2003	ASTE	stock option	common stock (5,444)	$7.44	Jan. 11, 2004	5,444	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).