Hal B Heaton

CIK 1212715 · View on SEC EDGAR ↗

Insider

First SEC filing: April 1, 2016 · Latest: April 1, 2016

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 31, 2016 HGBL A 10,000 — — 70,000 Direct +16.67% Acquired (price as of 2026-08-20)
March 21, 2016 HGBL M 10,000 — — 60,000 Direct -14.29% Disposed (price as of 2026-08-20)
March 21, 2016 HGBL M 10,000 $0.15 $1,500 41,750 Direct +31.50% Acquired 663.3% (price as of 2026-08-20)
March 31, 2015 HGBL A 10,000 — — 80,000 Direct +14.29% Acquired (price as of 2026-08-20)
March 31, 2014 HGBL A 10,000 — — 80,000 Direct +14.29% Acquired (price as of 2026-08-20)
May 22, 2013 HGBL M 10,000 — — 70,000 Direct -12.50% Disposed (price as of 2026-08-20)
May 22, 2013 HGBL M 10,000 $0.51 $5,100 31,750 Direct +45.98% Acquired 124.5% (price as of 2026-08-20)
April 1, 2013 HGBL A 10,000 — — 81,750 Direct +13.94% Acquired (price as of 2026-08-20)
April 2, 2012 HGBL A 10,000 — — 71,750 Direct +16.19% Acquired (price as of 2026-08-20)
Jan. 18, 2012 HGBL M 10,000 — — 61,750 Direct -13.94% Disposed (price as of 2026-08-20)
Jan. 18, 2012 HGBL M 1,750 — — 71,750 Direct -2.38% Disposed (price as of 2026-08-20)
Jan. 18, 2012 HGBL M 10,000 $0.56 $5,600 21,750 Direct +85.11% Acquired 104.5% (price as of 2026-08-20)
Jan. 18, 2012 HGBL M 1,750 $1.40 $2,450 11,750 Direct +17.50% Acquired -18.2% (price as of 2026-08-20)
Aug. 31, 2011 HGBL M 10,000 — — 73,500 Direct -11.98% Disposed (price as of 2026-08-20)
Aug. 31, 2011 HGBL M 10,000 $0.83 $8,300 10,000 Direct — Acquired 38.0% (price as of 2026-08-20)
March 31, 2011 HGBL A 10,000 — — 83,500 Direct +13.61% Acquired (price as of 2026-08-20)
March 31, 2010 HGBL A 10,000 — — 77,948 Direct +14.72% Acquired (price as of 2026-08-20)
March 31, 2009 HGBL A 10,000 — — 67,948 Direct +17.26% Acquired (price as of 2026-08-20)
March 31, 2008 HGBL A 10,000 — — 57,948 Direct +20.86% Acquired (price as of 2026-08-20)
April 2, 2007 HGBL A 10,000 — — 47,948 Direct +26.35% Acquired (price as of 2026-08-20)
April 3, 2006 HGBL A 10,000 — — 37,948 Direct +35.78% Acquired (price as of 2026-08-20)
April 1, 2005 HGBL A 10,000 — — 27,948 Direct +55.72% Acquired (price as of 2026-08-20)
Aug. 10, 2004 HGBL A 10,000 — — 17,948 Direct +125.82% Acquired (price as of 2026-08-20)
Jan. 2, 2004 HGBL A 1,750 — — 7,948 Direct +28.23% Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2016 HGBL Option to purchase common stock Common stock (10,000) $0.24 March 31, 2026 10,000 Acquired
March 21, 2016 HGBL Option to purchase common stock Common stock (10,000) $0.15 March 31, 2016 10,000 Disposed
March 31, 2015 HGBL Option to purchase common stock Common stock (10,000) $0.42 March 31, 2022 10,000 Acquired
March 31, 2014 HGBL Option to purchase common stock Common stock (10,000) $0.69 March 31, 2021 10,000 Acquired
May 22, 2013 HGBL Option to purchase common stock Common stock (10,000) $0.51 May 30, 2013 10,000 Disposed
April 1, 2013 HGBL Option to purchase common stock Common stock (10,000) $1.00 April 1, 2020 10,000 Acquired
April 2, 2012 HGBL Option to purchase common stock. Common stock (10,000) $2.00 April 2, 2019 10,000 Acquired
Jan. 18, 2012 HGBL Option to purchase common stock Common stock (10,000) $0.56 April 1, 2012 10,000 Disposed
Jan. 18, 2012 HGBL Option to purchase common stock Common stock (1,750) $1.40 Jan. 18, 2012 1,750 Disposed
Aug. 31, 2011 HGBL Option to purchase common stock Common stock (10,000) $0.83 Sept. 1, 2011 10,000 Disposed
March 31, 2011 HGBL Option to purchase common stock Common stock (10,000) $0.92 March 31, 2018 10,000 Acquired
March 31, 2010 HGBL Option to purchase common stock Common stock (10,000) $0.08 March 31, 2017 10,000 Acquired
March 31, 2009 HGBL Option to purchase common stock Common stock (10,000) $0.15 March 31, 2016 10,000 Acquired
March 31, 2008 HGBL Option to purchase common stock Common stock (10,000) $0.90 March 31, 2015 10,000 Acquired
April 2, 2007 HGBL Option to purchase common stock Common stock (10,000) $0.70 April 2, 2014 10,000 Acquired
April 3, 2006 HGBL Option to purchase common stock Common stock (10,000) $0.51 April 3, 2013 10,000 Acquired
April 1, 2005 HGBL option to purchase common stock common stock (10,000) $0.56 April 1, 2012 10,000 Acquired
Aug. 10, 2004 HGBL Option to purchase common stock common stock (10,000) $0.83 Aug. 10, 2011 10,000 Acquired
Jan. 2, 2004 HGBL Option to purchase common stock Common stock (1,750) $2.19 Jan. 2, 2010 1,750 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).