Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 20, 2016 LAZ M 40,376 · · 40,376 Direct · Acquired (price as of 2026-10-02)
April 20, 2016 LAZ M 40,376 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
June 1, 2015 LAZ A 3,020 · · 40,376 Direct +8.08% Acquired (price as of 2026-10-02)
June 2, 2014 LAZ A 3,322 · · 37,357 Direct +9.76% Acquired (price as of 2026-10-02)
June 3, 2013 LAZ A 4,952 · · 34,035 Direct +17.03% Acquired (price as of 2026-10-02)
June 1, 2012 LAZ A 7,368 · · 29,082 Direct +33.93% Acquired (price as of 2026-10-02)
June 1, 2011 LAZ A 4,506 · · 21,714 Direct +26.19% Acquired (price as of 2026-10-02)
June 1, 2010 LAZ A 4,580 · · 17,208 Direct +36.27% Acquired (price as of 2026-10-02)
June 1, 2009 LAZ A 5,033 · · 12,628 Direct +66.27% Acquired (price as of 2026-10-02)
June 1, 2008 LAZ A 3,683 · · 7,595 Direct +94.15% Acquired (price as of 2026-10-02)
June 1, 2007 LAZ A 1,917 · · 3,912 Direct +96.09% Acquired (price as of 2026-10-02)
June 1, 2006 LAZ A 1,677 · · 1,995 Direct +527.36% Acquired (price as of 2026-10-02)
June 1, 2006 LAZ A 1,764 · · 2,082 Direct +554.72% Acquired (price as of 2026-10-02)
March 23, 2006 LAZ A 318 · · 318 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 20, 2016 LAZ Deferred Stock Units Class A Common Stock (40,376) · · 40,376 Disposed
June 1, 2015 LAZ Deferred Stock Units [F1] Class A common stock (3,020) · · 3,020 Acquired
June 2, 2014 LAZ Deferred Stock Units [F1] Class A common stock (3,322) · · 3,322 Acquired
June 3, 2013 LAZ Deferred Stock Units [F1] Class A Common Stock (4,952) · · 4,952 Acquired
June 1, 2012 LAZ Deferred Stock Units [F1] Class A common stock (7,368) · · 7,368 Acquired
June 1, 2011 LAZ Deferred Stock Units [F1] Class A common stock (4,506) · · 4,506 Acquired
June 1, 2010 LAZ Deferred Stock Units [F1] Class A common stock (4,580) · · 4,580 Acquired
June 1, 2009 LAZ Deferred Stock Units [F1] Class A common stock (5,033) · · 5,033 Acquired
June 1, 2008 LAZ Deferred Stock Units [F1] Class A common stock (3,683) · · 3,683 Acquired
June 1, 2007 LAZ Deferred Stock Units [F1] Class A common stock (1,917) · · 1,917 Acquired
June 1, 2006 LAZ Deferred Stock Units [F1] Class A common stock · · 1,677 Acquired
June 1, 2006 LAZ Deferred Stock Units [F1] Class A common stock (1,764) · · 1,764 Acquired
March 23, 2006 LAZ Deferred Stock Units [F1] Class A common stock (318) · · 318 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).