HALE DAVID F
CIK 1024004 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 12, 2021 · Latest: Aug. 12, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 14 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
14 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2021 | DRMAW | P | 35,714 | — | — | 35,714 Indirect | — | Acquired | (price as of 2026-08-19) |
| Aug. 17, 2021 | DRMAW | P | 35,714 | — | — | 35,714 Indirect | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 3, 2022 | DRMAW | Stock Option (right to buy) | Common Stock (5,000) | $1.88 | Jan. 2, 2032 | 5,000 | Acquired |
| Aug. 17, 2021 | DRMAW | Warrant to Purchase Common Stock | Common Stock (35,714) | $7.00 | Aug. 17, 2026 | 35,714 | Acquired |
| Aug. 17, 2021 | DRMAW | Warrant to Purchase Common Stock | Common Stock (3,048) | $20.50 | March 14, 2026 | 3,048 | Acquired |
| Aug. 17, 2021 | DRMAW | Series 1a Warrants | Common Stock (3,048) | — | March 14, 2026 | 62,500 | Disposed |
| Aug. 17, 2021 | DRMAW | Series 1 Preferred Stock | Common Stock (27,103) | — | — | 555,622 | Disposed |
| Aug. 17, 2021 | DRMAW | Series 1c Preferred Stock | Common Stock (174,216) | — | — | 3,571,428 | Disposed |
| Aug. 17, 2021 | DRMAW | Series 1b Preferred Stock | Common Stock (20,000) | — | — | 410,000 | Disposed |
| Aug. 17, 2021 | DRMAW | Series 1a Preferred Stock | Common Stock (12,195) | — | — | 250,000 | Disposed |
| Aug. 17, 2021 | DRMAW | Series 1d Preferred Stock | Common Stock (44,777) | — | — | 302,112 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 12, 2021 | DRMAW | Common Stock | 3,658 | Direct |
| Aug. 12, 2021 | DRMAW | Common Stock | 12,195 | Indirect |
| Aug. 12, 2021 | DRMAW | Common Stock | 254,634 | Indirect |
| Aug. 12, 2021 | DRMAW | Stock Option (Right to Buy)→ Common Stock | — | Direct |
| Aug. 12, 2021 | DRMAW | Stock Option (Right to Buy)→ Common Stock | — | Direct |
| Aug. 12, 2021 | DRMAW | Series 1d Preferred Stock→ Common Stock | — | Indirect |
| Aug. 12, 2021 | DRMAW | Series 1a Preferred Stock→ Common Stock | — | Indirect |
| Aug. 12, 2021 | DRMAW | Series 1b Preferred Stock→ Common Stock | — | Indirect |
| Aug. 12, 2021 | DRMAW | Series 1c Preferred Stock→ Common Stock | — | Indirect |
| Aug. 12, 2021 | DRMAW | Series 1 Preferred Stock→ Common Stock | — | Indirect |
| Aug. 12, 2021 | DRMAW | Series 1a Warrants→ Common Stock | — | Indirect |