Hall Patricia

CIK 1363239 · View on SEC EDGAR ↗

Insider

First SEC filing: June 6, 2006 · Latest: June 6, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 31, 2006 NVAX M 7,500 $3.98 $29,850 7,500 Direct -50.00% Disposed -88.9% (price as of 2026-08-21)
Oct. 31, 2006 NVAX D 7,500 $4.41 $33,075 13,514 Direct -35.69% Disposed -90.0% (price as of 2026-08-21)
Oct. 31, 2006 NVAX A 7,500 $3.98 $29,850 21,014 Direct +55.50% Acquired -88.9% (price as of 2026-08-21)
Oct. 30, 2006 NVAX M 3,750 $1.48 $5,550 11,250 Direct -25.00% Disposed -70.1% (price as of 2026-08-21)
Oct. 30, 2006 NVAX M 9,000 $1.34 $12,060 6,000 Direct -60.00% Disposed -67.0% (price as of 2026-08-21)
Oct. 30, 2006 NVAX D 3,750 $4.09 $15,338 13,514 Direct -21.72% Disposed -89.2% (price as of 2026-08-21)
Oct. 30, 2006 NVAX A 3,750 $1.48 $5,550 17,264 Direct +27.75% Acquired -70.1% (price as of 2026-08-21)
Oct. 30, 2006 NVAX D 9,000 $4.09 $36,810 13,514 Direct -39.98% Disposed -89.2% (price as of 2026-08-21)
Oct. 30, 2006 NVAX A 9,000 $1.34 $12,060 22,514 Direct +66.60% Acquired -67.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 31, 2006 NVAX Stock Option Right-to-Buy Common Stock ($.01 par value) (7,500) $3.98 Oct. 27, 2014 7,500 Disposed
Oct. 30, 2006 NVAX Stock Option Right-to-Buy Common Stock ($.01 par value) (3,750) $1.48 May 4, 2015 3,750 Disposed
Oct. 30, 2006 NVAX Stock Option Right-to-Buy Common Stock ($.01 par value) (9,000) $1.34 Aug. 26, 2015 9,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 6, 2006 NVAX Common Stock ($.01 par value) 13,514 Direct
June 6, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 6, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 6, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 6, 2006 NVAX Option (Right to Buy)→ Common (10,000) 10,000 Direct
June 2, 2006 NVAX Common Stock ($.01 par value) 13,514 Direct
June 2, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 2, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 2, 2006 NVAX Option (Right to Buy)→ Common (15,000) 15,000 Direct
June 2, 2006 NVAX Option (Right to Buy)→ Common (10,000) 10,000 Direct