Han Cao PHD

CIK 1745596 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 21, 2018 · Latest: Aug. 21, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 1, 2018 BNGO A 23,230 23,230 Direct Acquired (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 104,167 0 Direct -100.00% Disposed (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 4,362,062 0 Direct -100.00% Disposed (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 52,720 0 Direct -100.00% Disposed (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 254,275 0 Direct -100.00% Disposed (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 2,433 112,936 Direct +2.20% Acquired (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 101,918 110,503 Direct +1187.16% Acquired (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 1,231 8,585 Direct +16.74% Acquired (price as of 2026-08-19)
Aug. 23, 2018 BNGO C 5,941 7,354 Direct +420.45% Acquired (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Oct. 1, 2018 BNGO Stock Option (Right to Buy) Common Stock (23,230) $7.77 Sept. 30, 2028 23,230 Acquired
Aug. 23, 2018 BNGO Series D-1 Convertible Preferred Stock Common Stock (2,433) 104,167 Disposed
Aug. 23, 2018 BNGO Series D Convertible Preferred Stock Common Stock (101,918) 4,362,062 Disposed
Aug. 23, 2018 BNGO Series C Convertible Preferred Stock Common Stock (1,231) 52,720 Disposed
Aug. 23, 2018 BNGO Series B Convertible Preferred Stock Common Stock (5,941) 254,275 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 21, 2018 BNGO Common Stock 1,413 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (46) 46 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (46) 46 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (2,344) 2,344 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (1,599) 1,599 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (2,557) 2,557 Direct
Aug. 21, 2018 BNGO Stock Option (right to buy)→ Common Stock (51,329) 51,329 Direct
Aug. 21, 2018 BNGO Series B Convertible Preferred Stock→ Common Stock (254,275) 254,275 Direct
Aug. 21, 2018 BNGO Series C Convertible Preferred Stock→ Common Stock (52,720) 52,720 Direct
Aug. 21, 2018 BNGO Series D Convertible Preferred Stock→ Common Stock (4,362,062) 4,362,062 Direct
Aug. 21, 2018 BNGO Series D-1 Convertible Preferred Stock→ Common Stock (104,167) 104,167 Direct
Aug. 21, 2018 BNGO Series D Convertible Preferred Stock Warrant (Right to Buy)→ Series D Convertible Preferred Stock (10,731,083) 10,731,083 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2018 $309,451 $11,360 $501,578

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.