Hans A Haefeli
CIK 1273770 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 2, 2005 · Latest: Nov. 2, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 13 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
13 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 1, 2005 | CAT | S | 24,456 | $52.55 | $1,285,163 | 13,972 Direct | -63.64% | Disposed | 1438.6% (price as of 2026-08-20) |
| July 26, 2005 | CAT | S | 929 | $51.98 | $48,289 | 11,663 Direct | -7.38% | Disposed | 1455.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 1, 2005 | CAT | Employee Stock Option [F2] | Common (12,000) | $27.84 | June 9, 2008 | 12,000 | Disposed |
| Nov. 1, 2005 | CAT | Employee Stock Option [F2] | Common (12,456) | $31.17 | June 8, 2009 | 12,456 | Disposed |
| Aug. 11, 2005 | CAT | Employee Stock Option [F2] | Common (6,000) | $19.20 | June 12, 2010 | 6,000 | Disposed |
| July 26, 2005 | CAT | Employee Stock Option [F3] | Common (1,544) | $31.17 | June 8, 2009 | 1,544 | Disposed |
| Feb. 18, 2005 | CAT | Option (NQ) [F2] | Common (27,000) | $91.28 | Feb. 18, 2015 | 27,000 | Acquired |
| June 8, 2004 | CAT | Option (NQ) [F2] | Common (27,000) | $77.26 | June 8, 2014 | 27,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.