Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 15, 2020 HCAT J 600,000 · · 1,752,090 Indirect -25.51% Disposed (price as of 2026-10-02)
July 15, 2020 HCAT J 599,361 · · 1,753,386 Indirect -25.47% Disposed (price as of 2026-10-02)
Jan. 21, 2020 HCAT J 600,000 · · 2,352,090 Indirect -20.32% Disposed (price as of 2026-10-02)
Jan. 21, 2020 HCAT J 599,344 · · 2,352,747 Indirect -20.30% Disposed (price as of 2026-10-02)
Sept. 1, 2019 HCAT A 3,557 · · 3,557 Direct · Acquired (price as of 2026-10-02)
July 29, 2019 HCAT C 35,919 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 424,568 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 471,831 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 577,045 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 1,442,727 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 35,919 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 424,568 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 471,832 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 577,045 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 1,442,727 · · 0 Indirect -100.00% Disposed (price as of 2026-10-02)
July 29, 2019 HCAT C 2,952,090 · · 2,952,090 Indirect · Acquired (price as of 2026-10-02)
July 29, 2019 HCAT C 2,952,091 · · 2,952,091 Indirect · Acquired (price as of 2026-10-02)
Aug. 13, 2015 HAPN J 9,191,838 · · 31,630,182 Indirect -22.52% Disposed (price as of 2026-10-02)
Aug. 10, 2015 HAPN J 7,939 $14.40 $114,322 40,829,886 Indirect -0.02% Disposed -78.6% (price as of 2026-10-02)
Aug. 6, 2015 HAPN J 9,984,195 · · 40,837,825 Indirect -19.65% Disposed (price as of 2026-10-02)
Dec. 3, 2003 EXTR A 30,000 · · 30,000 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 29, 2019 HCAT Series F Convertible Preferred Stock Common Stock (35,919) · · 35,919 Disposed
July 29, 2019 HCAT Series E Convertible Preferred Stock Common Stock (424,568) · · 424,568 Disposed
July 29, 2019 HCAT Series D Convertible Preferred Stock Common Stock (471,831) · · 471,831 Disposed
July 29, 2019 HCAT Series C Convertible Preferred Stock Common Stock (577,045) · · 577,045 Disposed
July 29, 2019 HCAT Series B Convertible Preferred Stock Common Stock (1,442,727) · · 1,442,727 Disposed
July 29, 2019 HCAT Series F Convertible Preferred Stock Common Stock (35,919) · · 35,919 Disposed
July 29, 2019 HCAT Series E Convertible Preferred Stock Common Stock (424,568) · · 424,568 Disposed
July 29, 2019 HCAT Series D Convertible Preferred Stock Common Stock (471,832) · · 471,832 Disposed
July 29, 2019 HCAT Series C Convertible Preferred Stock Common Stock (577,045) · · 577,045 Disposed
July 29, 2019 HCAT Series B Convertible Preferred Stock Common Stock (1,442,727) · · 1,442,727 Disposed
Dec. 3, 2003 EXTR Non-Qualified Stock Option (right to buy) Common Stock (30,000) $9.80 Dec. 3, 2013 30,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 24, 2019 HCAT Series B Convertible Preferred Stock→ Common Stock (1,442,727) 1,442,727 Indirect
July 24, 2019 HCAT Series C Convertible Preferred Stock→ Common Stock (577,045) 577,045 Indirect
July 24, 2019 HCAT Series D Convertible Preferred Stock→ Common Stock (471,832) 471,832 Indirect
July 24, 2019 HCAT Series E Convertible Preferred Stock→ Common Stock (424,568) 424,568 Indirect
July 24, 2019 HCAT Series F Convertible Preferred Stock→ Common Stock (35,919) 35,919 Indirect
July 24, 2019 HCAT Series B Convertible Preferred Stock→ Common Stock (1,442,727) 1,442,727 Indirect
July 24, 2019 HCAT Series C Convertible Preferred Stock→ Common Stock (577,045) 577,045 Indirect
July 24, 2019 HCAT Series D Convertible Preferred Stock→ Common Stock (471,831) 471,831 Indirect
July 24, 2019 HCAT Series E Convertible Preferred Stock→ Common Stock (424,568) 424,568 Indirect
July 24, 2019 HCAT Series F Convertible Preferred Stock→ Common Stock (35,919) 35,919 Indirect