Harlan Waksal

Insider

First SEC filing: June 11, 2024 · Latest: June 11, 2024

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 20, 2026	FRNM	C	30,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 20, 2026	FRNM	C	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 19, 2015	ELOX	A	40,000	$0.25	$10,000	40,000 Direct	—	Acquired	8700.0% (price as of 2026-08-21)
May 18, 2015	ELOX	A	11,340	$0.97	$11,000	147,693 Direct	+8.32%	Acquired	2168.0% (price as of 2026-08-21)
Feb. 19, 2015	ELOX	A	26,552	$0.54	$14,338	136,353 Direct	+24.18%	Acquired	3974.1% (price as of 2026-08-21)
Nov. 18, 2014	ELOX	A	17,168	$0.42	$7,211	109,500 Direct	+18.59%	Acquired	5138.1% (price as of 2026-08-21)
Nov. 18, 2014	ELOX	A	38,034	—	—	92,332 Direct	+70.05%	Acquired	(price as of 2026-08-21)
May 14, 2014	ELOX	A	21,932	—	—	54,298 Direct	+67.76%	Acquired	(price as of 2026-08-21)
Sept. 13, 2013	ELOX	A	530,000	—	—	3,236,572 Direct	+19.58%	Acquired	(price as of 2026-08-21)
Sept. 13, 2013	ELOX	A	530,000	—	—	3,236,572 Direct	+19.58%	Acquired	(price as of 2026-08-21)
May 17, 2013	ELOX	A	273,256	—	—	2,716,572 Direct	+11.18%	Acquired	(price as of 2026-08-21)
Feb. 19, 2013	ELOX	A	145,834	—	—	2,433,316 Direct	+6.38%	Acquired	(price as of 2026-08-21)
Nov. 16, 2012	ELOX	A	165,152	—	—	2,287,482 Direct	+7.78%	Acquired	(price as of 2026-08-21)
Nov. 16, 2012	ELOX	A	420,000	—	—	2,122,330 Direct	+24.67%	Acquired	(price as of 2026-08-21)
Aug. 8, 2012	ELOX	C	200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 8, 2012	ELOX	C	858,517	$0.26	$223,214	2,805,750 Direct	+44.09%	Acquired	8361.5% (price as of 2026-08-21)
May 16, 2012	ELOX	A	46,342	—	—	1,702,330 Direct	+2.80%	Acquired	(price as of 2026-08-21)
Feb. 16, 2012	ELOX	A	45,834	—	—	1,655,988 Direct	+2.85%	Acquired	(price as of 2026-08-21)
Jan. 6, 2012	ELOX	P	961,538	$0.26	$250,000	1,902,590 Direct	+102.18%	Acquired	8361.5% (price as of 2026-08-21)
Nov. 16, 2011	ELOX	A	147,500	—	—	1,610,154 Direct	+10.08%	Acquired	(price as of 2026-08-21)
Sept. 30, 2011	ELOX	A	305,000	—	—	1,462,654 Direct	+26.35%	Acquired	(price as of 2026-08-21)
May 17, 2011	ELOX	A	51,852	—	—	1,157,654 Direct	+4.69%	Acquired	(price as of 2026-08-21)
Feb. 14, 2011	ELOX	A	45,690	—	—	1,105,802 Direct	+4.31%	Acquired	(price as of 2026-08-21)
Nov. 17, 2010	ELOX	A	500,000	—	—	1,060,112 Direct	+89.27%	Acquired	(price as of 2026-08-21)
Nov. 17, 2010	ELOX	A	200,000	—	—	560,112 Direct	+55.54%	Acquired	(price as of 2026-08-21)
Nov. 17, 2010	ELOX	A	96,154	—	—	360,112 Direct	+36.43%	Acquired	(price as of 2026-08-21)
June 2, 2010	ELOX	P	200	$1000.00	$200,000	200 Direct	—	Acquired	-97.8% (price as of 2026-08-21)
June 2, 2010	ELOX	P	625,000	—	—	1,167,333 Direct	+115.24%	Acquired	(price as of 2026-08-21)
May 25, 2010	ELOX	M	None	$0.83	—	0 Direct	—	Disposed	2550.6% (price as of 2026-08-21)
May 25, 2010	ELOX	C	631,176	$0.83	$523,876	822,168 Direct	+330.47%	Acquired	2550.6% (price as of 2026-08-21)
May 25, 2010	ELOX	A	12,078	$0.51	$6,160	190,992 Direct	+6.75%	Acquired	4213.7% (price as of 2026-08-21)
May 25, 2010	ELOX	A	28,135	$0.37	$10,410	178,914 Direct	+18.66%	Acquired	5845.9% (price as of 2026-08-21)
May 20, 2010	ELOX	A	22,951	—	—	263,958 Direct	+9.52%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	None	—	—	2,332,259 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	87,313	—	—	542,333 Direct	+19.19%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	130,969	—	—	455,020 Direct	+40.42%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	87,313	—	—	324,051 Direct	+36.88%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	130,969	—	—	236,738 Direct	+123.83%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	78,581	—	—	105,769 Direct	+289.03%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	P	135,779	—	—	150,779 Direct	+905.19%	Acquired	(price as of 2026-08-21)
Feb. 19, 2010	ELOX	A	77,500	—	—	241,007 Direct	+47.40%	Acquired	(price as of 2026-08-21)
Nov. 19, 2009	ELOX	A	70,000	—	—	163,507 Direct	+74.86%	Acquired	(price as of 2026-08-21)
Nov. 19, 2009	ELOX	A	66,923	—	—	93,507 Direct	+251.74%	Acquired	(price as of 2026-08-21)
July 29, 2009	ELOX	P	13,688	—	—	27,188 Direct	+101.39%	Acquired	(price as of 2026-08-21)
July 29, 2009	ELOX	P	13,500	—	—	13,500 Direct	—	Acquired	(price as of 2026-08-21)
July 29, 2009	ELOX	P	15,000	$0.90	$13,500	15,000 Direct	—	Acquired	2344.4% (price as of 2026-08-21)
May 6, 2009	ELOX	A	19,492	—	—	26,584 Direct	+274.84%	Acquired	(price as of 2026-08-21)
Feb. 20, 2009	ELOX	A	7,092	—	—	7,092 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 20, 2026	FRNM	Class B Ordinary Shares	Common Stock (30,000)	—	—	30,000	Disposed
Nov. 19, 2015	ELOX	Company Stock Option	Common Stock (40,000)	$0.50	Nov. 19, 2025	40,000	Acquired
May 18, 2015	ELOX	Common Stock Option	Common Stock (11,340)	$0.97	May 18, 2025	11,340	Acquired
Feb. 19, 2015	ELOX	Common Stock Option	Common Stock (26,552)	$0.54	Feb. 19, 2025	26,552	Acquired
Nov. 18, 2014	ELOX	Common Stock Option (right to buy)	Common Stock (17,168)	$0.83	Nov. 18, 2024	17,168	Acquired
Nov. 18, 2014	ELOX	Common Stock Option (right to buy)	Common Stock (38,034)	$0.83	Nov. 18, 2024	38,034	Acquired
May 14, 2014	ELOX	Common Stock Option	Common Stock (21,932)	$2.77	May 14, 2024	21,932	Acquired
Sept. 13, 2013	ELOX	Common Stock Option	Common Stock (530,000)	$0.05	Sept. 13, 2023	530,000	Acquired
Sept. 13, 2013	ELOX	Common Stock Option	Common Stock (265,000)	$0.05	Sept. 13, 2023	530,000	Acquired
May 17, 2013	ELOX	Common Stock Option	Common Stock (273,256)	$0.04	May 17, 2023	273,256	Acquired
Feb. 19, 2013	ELOX	Common Stock Option	Common Stock (145,834)	$0.13	Feb. 19, 2023	145,834	Acquired
Nov. 16, 2012	ELOX	Common Stock Options	Common Stock (165,152)	$0.16	Nov. 16, 2022	165,152	Acquired
Nov. 16, 2012	ELOX	Common Stock Options	Common Stock (420,000)	$0.16	Nov. 16, 2022	420,000	Acquired
Aug. 8, 2012	ELOX	Series B Convertible Preferred Stock	Common Stock	$0.26	—	200	Disposed
May 16, 2012	ELOX	Common Stock Option [F1]	Common Stock (46,342)	$0.20	May 16, 2022	46,342	Acquired
Feb. 16, 2012	ELOX	Common Stock Option	Common Stock (45,834)	$0.24	Feb. 16, 2022	45,834	Acquired
Nov. 16, 2011	ELOX	Common Stock Option	Common Stock (147,500)	$0.20	Nov. 16, 2021	147,500	Acquired
Sept. 30, 2011	ELOX	Common Stock Option	Common Stock (305,000)	$0.23	Sept. 30, 2021	305,000	Acquired
May 17, 2011	ELOX	Common Stock Option	Common Stock (51,852)	$0.27	May 17, 2021	51,852	Acquired
Feb. 14, 2011	ELOX	Common Stock Option	Common Stock (45,690)	$0.29	Feb. 14, 2021	45,690	Acquired
Nov. 17, 2010	ELOX	Common Stock Option	Common Stock (500,000)	$0.26	Nov. 17, 2020	500,000	Acquired
Nov. 17, 2010	ELOX	Common Stock Option	Common Stock (200,000)	$0.26	Nov. 17, 2020	200,000	Acquired
Nov. 17, 2010	ELOX	Common Stock Option	Common Stock (96,154)	$0.26	Nov. 17, 2020	96,154	Acquired
June 2, 2010	ELOX	Series B Convertible Preferred Stock	Common Stock (625,000)	$0.32	—	200	Acquired
June 2, 2010	ELOX	Common Stock Warrant	Common Stock (625,000)	$0.35	June 2, 2015	625,000	Acquired
May 25, 2010	ELOX	Convertible Debenture Due 12/31/2010	Common Stock (631,176)	$0.83	Dec. 31, 2010	—	Disposed
May 20, 2010	ELOX	Common Stock Option	Common Stock (22,951)	$0.61	May 20, 2020	22,951	Acquired
Feb. 19, 2010	ELOX	Convertible Debenture Due 12/31/2010	Common Stock (2,332,259)	—	Dec. 31, 2010	—	Acquired
Feb. 19, 2010	ELOX	Common Stock Warrant	Common Stock (87,313)	$0.83	June 30, 2013	87,313	Acquired
Feb. 19, 2010	ELOX	Common Stock Warrant	Common Stock (130,969)	$0.83	Dec. 20, 2012	130,969	Acquired
Feb. 19, 2010	ELOX	Common Stock Warrant	Common Stock (87,313)	$1.01	June 30, 2013	87,313	Acquired
Feb. 19, 2010	ELOX	Common Stock Warrant	Common Stock (130,969)	$1.01	Dec. 20, 2012	130,969	Acquired
Feb. 19, 2010	ELOX	Common Stock Warrant	Common Stock (78,581)	$1.01	June 30, 2012	78,581	Acquired
Feb. 19, 2010	ELOX	Common Stock Option	Common Stock (77,500)	$0.29	Feb. 19, 2020	77,500	Acquired
Nov. 19, 2009	ELOX	Common Stock Option	Common Stock (70,000)	$0.39	Nov. 19, 2019	70,000	Acquired
Nov. 19, 2009	ELOX	Common Stock Option	Common Stock (66,923)	$0.39	Nov. 19, 2019	66,923	Acquired
May 6, 2009	ELOX	Common Stock Option	Common Stock (19,492)	$0.59	May 6, 2019	19,492	Acquired
Feb. 20, 2009	ELOX	Common Stock Option	Common Stock (7,092)	$0.47	Feb. 20, 2019	7,092	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 11, 2024	FRNM	Class B ordinary Shares→ Class A ordinary shares (30,000)	30,000	Direct
Nov. 3, 2008	ELOX	Common Stock [F1]	0	Direct