Harold S Kaplan
CIK 1233247 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 19, 2007 · Latest: Jan. 19, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 24 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 17, 2007 | CBU | A | 3,817 | — | — | 3,817 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 17, 2007 | CBU | A | 530 | — | — | 2,006 Direct | +35.91% | Acquired | (price as of 2026-08-19) |
| Jan. 17, 2007 | CBU | A | 3,817 | — | — | 3,817 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 17, 2007 | CBU | A | 530 | — | — | 2,006 Direct | +35.91% | Acquired | (price as of 2026-08-19) |
| Oct. 10, 2006 | CBU | G | 4,347 | — | — | 273,241 Direct | -1.57% | Disposed | (price as of 2026-08-19) |
| Oct. 10, 2006 | CBU | G | 4,347 | — | — | 12,587 Indirect | +52.75% | Acquired | (price as of 2026-08-19) |
| May 26, 2006 | CBU | J | 86,576 | — | — | 277,588 Direct | +45.32% | Acquired | (price as of 2026-08-19) |
| May 26, 2006 | CBU | J | 86,576 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Jan. 18, 2006 | CBU | A | 3,298 | $23.74 | $78,295 | 3,298 Direct | — | Acquired | 172.3% (price as of 2026-08-19) |
| Jan. 18, 2006 | CBU | A | 744 | — | — | 1,476 Direct | +101.64% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2005 | CBU | G | 4,240 | — | — | 191,012 Direct | -2.17% | Disposed | (price as of 2026-08-19) |
| Dec. 15, 2005 | CBU | G | 4,240 | — | — | 8,240 Indirect | +106.00% | Acquired | (price as of 2026-08-19) |
| Jan. 19, 2005 | CBU | A | 3,604 | $24.84 | $89,523 | 3,604 Direct | — | Acquired | 160.2% (price as of 2026-08-19) |
| Jan. 19, 2005 | CBU | A | 252 | — | — | 732 Direct | +52.50% | Acquired | (price as of 2026-08-19) |
| Sept. 20, 2004 | CBU | G | 4,000 | — | — | 195,252 Direct | -2.01% | Disposed | (price as of 2026-08-19) |
| Sept. 20, 2004 | CBU | G | 4,000 | — | — | 4,000 Indirect | — | Acquired | (price as of 2026-08-19) |
| Jan. 21, 2004 | CBU | A | 2,260 | — | — | 2,260 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 21, 2004 | CBU | A | 240 | — | — | 240 Direct | — | Acquired | (price as of 2026-08-19) |
| Aug. 27, 2003 | CBU | M | 2,400 | $31.35 | $75,240 | 99,626 Direct | +2.47% | Acquired | 312.4% (price as of 2026-08-19) |
| Aug. 25, 2003 | CBU | M | 6,173 | $14.90 | $91,978 | 96,226 Direct | +6.85% | Acquired | 767.7% (price as of 2026-08-19) |
| Aug. 25, 2003 | CBU | M | 1,000 | $26.35 | $26,350 | 97,226 Direct | +1.04% | Acquired | 390.7% (price as of 2026-08-19) |
| Aug. 25, 2003 | CBU | M | 6,173 | $14.90 | $91,978 | 0 Direct | — | Acquired | 767.7% (price as of 2026-08-19) |
| Aug. 25, 2003 | CBU | M | 1,000 | $26.35 | $26,350 | 0 Direct | — | Acquired | 390.7% (price as of 2026-08-19) |
| Aug. 25, 2003 | CBU | M | 2,400 | $31.35 | $75,240 | 0 Direct | — | Acquired | 312.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 17, 2007 | CBU | Stock Option [F3] | Common Stock (3,817) | $22.94 | Jan. 17, 2017 | 3,817 | Acquired |
| Jan. 17, 2007 | CBU | Phantom Stock (Stock Balance Plan) | Common Stock (530) | — | — | 530 | Acquired |
| Jan. 17, 2007 | CBU | Stock Option | Common Stock (3,817) | $22.94 | Jan. 17, 2017 | 3,817 | Acquired |
| Jan. 17, 2007 | CBU | Phantom Stock (Stock Balance Plan) | Common Stock (530) | — | — | 530 | Acquired |
| Jan. 18, 2006 | CBU | Stock Option | Common Stock (3,298) | $23.74 | Jan. 18, 2016 | 3,298 | Acquired |
| Jan. 18, 2006 | CBU | Phantom Stock (Stock Balance Plan) | Common Stock (744) | $0.00 | — | 744 | Acquired |
| Jan. 19, 2005 | CBU | Stock Option | Common Stock (3,604) | $24.84 | Jan. 19, 2015 | 3,604 | Acquired |
| Jan. 19, 2005 | CBU | Phantom Stock (Stock Balance Plan) | Common Stock (252) | $0.00 | — | 252 | Acquired |
| Jan. 21, 2004 | CBU | Stock Option | Common Stock | $48.30 | Jan. 21, 2014 | 2,260 | Acquired |
| Jan. 21, 2004 | CBU | Phantom Stock (Stock Balance Plan) | Common Stock (240) | $0.00 | — | 240 | Acquired |
| Aug. 25, 2003 | CBU | Stock Option | Common Stock (6,173) | $14.90 | Aug. 22, 2005 | 6,173 | Acquired |
| Aug. 25, 2003 | CBU | Stock Option | Common Stock (1,000) | $26.35 | Feb. 20, 2012 | 1,000 | Acquired |
| Aug. 25, 2003 | CBU | Stock Option | Common Stock (2,400) | $31.35 | Jan. 1, 2013 | 2,400 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).