HARWOOD JAMES E

CIK 1035868 · View on SEC EDGAR ↗

Insider

First SEC filing: July 26, 2004 · Latest: Jan. 25, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 20, 2006 RF S 16,000 $36.05 $576,800 84,567 Direct -15.91% Disposed -15.4% (price as of 2026-08-20)
July 14, 2006 RF P 521 $33.57 $17,490 5,232 Direct +11.06% Acquired -9.2% (price as of 2026-08-20)
June 14, 2006 RF S 3,000 $32.93 $98,790 100,567 Direct -2.90% Disposed -7.4% (price as of 2026-08-20)
April 12, 2006 RF P 445 $35.12 $15,628 4,710 Direct +10.43% Acquired -13.2% (price as of 2026-08-20)
Jan. 26, 2006 RF S 3,000 $33.78 $101,340 103,567 Direct -2.82% Disposed -9.7% (price as of 2026-08-20)
Jan. 13, 2006 RF P 614 $34.61 $21,251 4,265 Direct +16.82% Acquired -11.9% (price as of 2026-08-20)
Oct. 14, 2005 RF P 558 $31.35 $17,493 3,615 Direct +18.25% Acquired -2.7% (price as of 2026-08-20)
Aug. 30, 2005 RF S 5,000 $32.51 $162,550 112,567 Direct -4.25% Disposed -6.2% (price as of 2026-08-20)
July 15, 2005 RF P 556 $34.82 $19,360 3,026 Direct +22.51% Acquired -12.4% (price as of 2026-08-20)
May 3, 2005 RF S 2,000 $33.58 $67,160 110,567 Direct -1.78% Disposed -9.2% (price as of 2026-08-20)
April 15, 2005 RF P 539 $32.44 $17,485 1,108 Direct +94.73% Acquired -6.0% (price as of 2026-08-20)
Jan. 27, 2005 RF S 2,000 $33.10 $66,200 119,767 Direct -1.64% Disposed -7.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 14, 2006 RF Phantom Stock Units (DDSIP) Common Stock (521) — — 521 Acquired
April 12, 2006 RF Phantom Stock Units (DDSIP) Common Stock (445) — — 445 Acquired
Jan. 13, 2006 RF Phantom Stock Units (DDSIP) Common Stock (614) — — 614 Acquired
Oct. 14, 2005 RF Phantom Stock Units (DDSIP) Common Stock (558) — — 558 Acquired
Oct. 13, 2005 RF Phantom Stock Units (DDSIP) Common Stock (31) — — 31 Acquired
July 15, 2005 RF Phantom Stock Units (DDSIP) Common Stock (556) — — 556 Acquired
May 31, 2005 RF Phantom Stock Units (DDSIP) Common Stock (11) — — 11 Acquired
May 31, 2005 RF Phantom Stock Units (DDSIP) Common Stock (1,350) — — 1,350 Acquired
April 15, 2005 RF Phantom Stock Units (DDSIP) Common Stock (539) — — 539 Acquired
Feb. 25, 2005 RF Phantom Stock Units (DDSIP) Common Stock (6) — — 6 Acquired
Feb. 22, 2005 RF Phantom Stock Units (DDSIP) Common Stock (563) — — 563 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 26, 2004 RF Common Stock 123,326 Direct
July 26, 2004 RF Common Stock 43,463 Indirect
July 26, 2004 RF Common Stock 2,041 Indirect
July 26, 2004 RF Common Stock 2,288 Indirect
July 26, 2004 RF Stock Option→ Common Stock (7,800) 7,800 Direct
July 26, 2004 RF Stock Option→ Common Stock (8,400) 8,400 Direct
July 26, 2004 RF Stock Option→ Common Stock (6,200) 6,200 Direct
July 9, 2004 RF Common Stock 74,689 Direct
July 9, 2004 RF Common Stock 43,463 Indirect
July 9, 2004 RF Common Stock 2,041 Indirect
July 9, 2004 RF Common Stock 2,288 Indirect
July 9, 2004 RF Stock Option→ Common Stock (7,800) 7,800 Direct
July 9, 2004 RF Stock Option→ Common Stock (8,400) 8,400 Direct
July 9, 2004 RF Stock Option→ Common Stock (6,200) 6,200 Direct