HARWOOD JAMES E
Insider
First SEC filing: July 26, 2004 · Latest: Jan. 25, 2006
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 20, 2006 | RF | S | 16,000 | $36.05 | $576,800 | 84,567 Direct | -15.91% | Disposed | -24.9% (price as of 2026-10-05) |
| July 14, 2006 | RF | P | 521 | $33.57 | $17,490 | 5,232 Direct | +11.06% | Acquired | -19.4% (price as of 2026-10-05) |
| June 14, 2006 | RF | S | 3,000 | $32.93 | $98,790 | 100,567 Direct | -2.90% | Disposed | -17.8% (price as of 2026-10-05) |
| April 12, 2006 | RF | P | 445 | $35.12 | $15,628 | 4,710 Direct | +10.43% | Acquired | -22.9% (price as of 2026-10-05) |
| Jan. 26, 2006 | RF | S | 3,000 | $33.78 | $101,340 | 103,567 Direct | -2.82% | Disposed | -19.9% (price as of 2026-10-05) |
| Jan. 13, 2006 | RF | P | 614 | $34.61 | $21,251 | 4,265 Direct | +16.82% | Acquired | -21.8% (price as of 2026-10-05) |
| Jan. 11, 2006 | RF | G | 1,000 | · | · | 106,567 Direct | -0.93% | Disposed | (price as of 2026-10-05) |
| Jan. 10, 2006 | RF | G | 3,000 | · | · | 107,567 Direct | -2.71% | Disposed | (price as of 2026-10-05) |
| Oct. 14, 2005 | RF | P | 558 | $31.35 | $17,493 | 3,615 Direct | +18.25% | Acquired | -13.7% (price as of 2026-10-05) |
| Oct. 13, 2005 | RF | J | 31 | · | · | 3,057 Direct | +1.02% | Acquired | (price as of 2026-10-05) |
| Aug. 30, 2005 | RF | S | 5,000 | $32.51 | $162,550 | 112,567 Direct | -4.25% | Disposed | -16.7% (price as of 2026-10-05) |
| July 15, 2005 | RF | P | 556 | $34.82 | $19,360 | 3,026 Direct | +22.51% | Acquired | -22.3% (price as of 2026-10-05) |
| May 31, 2005 | RF | J | 11 | · | · | 1,119 Direct | +0.99% | Acquired | (price as of 2026-10-05) |
| May 31, 2005 | RF | A | 1,350 | $33.81 | $45,644 | 2,469 Direct | +120.64% | Acquired | -19.9% (price as of 2026-10-05) |
| May 3, 2005 | RF | S | 2,000 | $33.58 | $67,160 | 110,567 Direct | -1.78% | Disposed | -19.4% (price as of 2026-10-05) |
| May 2, 2005 | RF | G | 2,200 | · | · | 117,567 Direct | -1.84% | Disposed | (price as of 2026-10-05) |
| April 15, 2005 | RF | P | 539 | $32.44 | $17,485 | 1,108 Direct | +94.73% | Acquired | -16.6% (price as of 2026-10-05) |
| Feb. 25, 2005 | RF | J | 6 | · | · | 569 Direct | +1.07% | Acquired | (price as of 2026-10-05) |
| Feb. 22, 2005 | RF | A | 563 | $33.17 | $18,675 | 563 Direct | · | Acquired | -18.4% (price as of 2026-10-05) |
| Jan. 27, 2005 | RF | G | 3,600 | · | · | 121,767 Direct | -2.87% | Disposed | (price as of 2026-10-05) |
| Jan. 27, 2005 | RF | S | 2,000 | $33.10 | $66,200 | 119,767 Direct | -1.64% | Disposed | -18.2% (price as of 2026-10-05) |
| Jan. 3, 2005 | RF | J | 2,041 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 3, 2005 | RF | J | 2,041 | · | · | 125,367 Direct | +1.65% | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 14, 2006 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 521 | Acquired |
| April 12, 2006 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 445 | Acquired |
| Jan. 13, 2006 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 614 | Acquired |
| Oct. 14, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 558 | Acquired |
| Oct. 13, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 31 | Acquired |
| July 15, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 556 | Acquired |
| May 31, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 11 | Acquired |
| May 31, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 1,350 | Acquired |
| April 15, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 539 | Acquired |
| Feb. 25, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 6 | Acquired |
| Feb. 22, 2005 | RF | Phantom Stock Units (DDSIP) | Common Stock | · | · | 563 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 26, 2004 | RF | Common Stock | 123,326 | Direct |
| July 26, 2004 | RF | Common Stock | 43,463 | Indirect |
| July 26, 2004 | RF | Common Stock | 2,041 | Indirect |
| July 26, 2004 | RF | Common Stock | 2,288 | Indirect |
| July 26, 2004 | RF | Stock Option | 7,800 | Direct |
| July 26, 2004 | RF | Stock Option | 8,400 | Direct |
| July 26, 2004 | RF | Stock Option | 6,200 | Direct |
| July 9, 2004 | RF | Common Stock | 74,689 | Direct |
| July 9, 2004 | RF | Common Stock | 43,463 | Indirect |
| July 9, 2004 | RF | Common Stock | 2,041 | Indirect |
| July 9, 2004 | RF | Common Stock | 2,288 | Indirect |
| July 9, 2004 | RF | Stock Option | 7,800 | Direct |
| July 9, 2004 | RF | Stock Option | 8,400 | Direct |
| July 9, 2004 | RF | Stock Option | 6,200 | Direct |