Hatton C.V. Smith
CIK 1431195 · View on SEC EDGAR ↗
Insider
First SEC filing: May 27, 2008 · Latest: May 27, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 10 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
10 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 14, 2014 | SFBS | P | 2,000 | $91.00 | $182,000 | 60,499 Direct | +3.42% | Acquired | 477.6% (price as of 2026-08-20) |
| May 14, 2014 | SFBS | P | 2,000 | $91.00 | $182,000 | 60,499 Direct | -3.20% | Disposed | 477.6% (price as of 2026-08-20) |
| March 15, 2010 | SFBS | P | 400 | $1000.00 | $400,000 | 400 Direct | — | Acquired | -47.4% (price as of 2026-08-20) |
| Sept. 2, 2008 | SFBS | P | 2,500 | $25.00 | $62,500 | 22,500 Direct | +12.50% | Acquired | 2002.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 20, 2013 | SFBS | Common Stock Purchase Warrant | Common Stock (2,500) | $25.00 | Sept. 1, 2013 | 2,500 | Disposed |
| March 15, 2013 | SFBS | 6% Preferred Securities of ServisFirst Capital Trust II | Common Stock (16,000) | — | March 15, 2013 | 400 | Disposed |
| Dec. 20, 2012 | SFBS | Stock Option (right to buy) | Common Stock (10,000) | $20.00 | Dec. 20, 2017 | 10,000 | Disposed |
| Oct. 24, 2012 | SFBS | Common Stock Warrant (right to buy) | Common Stock (10,000) | $10.00 | May 13, 2015 | 10,000 | Disposed |
| Nov. 28, 2011 | SFBS | Stock Option (Right to Buy) | Common Stock (10,000) | $30.00 | Nov. 28, 2021 | 10,000 | Acquired |
| March 15, 2010 | SFBS | ServisFirst Cap. Trust II Convertible Preferred Securities [F1] | Common Stock (16,000) | $25.00 | March 15, 2013 | 400 | Acquired |
| Sept. 2, 2008 | SFBS | Common Stock Purchase Warrant | Common Stock (2,500) | $25.00 | — | 2,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.