Haynes B Smith

Insider

First SEC filing: May 24, 2005 · Latest: May 24, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NOV selling Nov. 6, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2007	NOV	G	300	—	—	40,762 Direct	-0.73%	Disposed	(price as of 2026-08-20)
Nov. 6, 2007	NOV	M	20,000	$33.29	$665,800	61,062 Direct	+48.71%	Acquired	-30.2% (price as of 2026-08-20)
Nov. 6, 2007	NOV	S	19,281	$76.50	$1,474,996	41,781 Direct	-31.58%	Disposed	-69.6% (price as of 2026-08-20)
Nov. 6, 2007	NOV	S	719	$76.87	$55,270	41,062 Direct	-1.72%	Disposed	-69.8% (price as of 2026-08-20)
Nov. 6, 2007	NOV	M	20,000	—	—	40,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
March 26, 2007	NOV	A	11,250	—	—	20,531 Direct	+121.22%	Acquired	(price as of 2026-08-20)
March 21, 2007	NOV	M	1,100	$36.34	$39,974	10,381 Direct	+11.85%	Acquired	27.8% (price as of 2026-08-20)
March 21, 2007	NOV	S	1,100	$76.24	$83,864	9,281 Direct	-10.60%	Disposed	-39.1% (price as of 2026-08-20)
March 21, 2007	NOV	M	1,100	—	—	10,035 Direct	-9.88%	Disposed	(price as of 2026-08-20)
March 20, 2007	NOV	M	8,935	$36.34	$324,698	18,216 Direct	+96.27%	Acquired	27.8% (price as of 2026-08-20)
March 20, 2007	NOV	S	8,935	$76.24	$681,204	9,281 Direct	-49.05%	Disposed	-39.1% (price as of 2026-08-20)
March 20, 2007	NOV	M	8,935	—	—	11,135 Direct	-44.52%	Disposed	(price as of 2026-08-20)
March 1, 2007	NOV	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2007	NOV	G	300	—	—	9,281 Direct	-3.13%	Disposed	(price as of 2026-08-20)
May 1, 2006	NOV	M	10,036	$36.34	$364,708	19,617 Direct	+104.75%	Acquired	27.8% (price as of 2026-08-20)
May 1, 2006	NOV	S	10,036	$71.00	$712,556	9,581 Direct	-51.16%	Disposed	-34.6% (price as of 2026-08-20)
May 1, 2006	NOV	M	10,036	—	—	20,070 Direct	-33.34%	Disposed	(price as of 2026-08-20)
Feb. 21, 2006	NOV	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
June 17, 2005	NOV	M	1	$16.75	$17	9,582 Direct	+0.01%	Acquired	177.3% (price as of 2026-08-20)
June 17, 2005	NOV	M	14,273	$20.07	$286,459	23,855 Direct	+148.96%	Acquired	131.4% (price as of 2026-08-20)
June 17, 2005	NOV	M	21,911	$26.17	$573,411	45,766 Direct	+91.85%	Acquired	77.5% (price as of 2026-08-20)
June 17, 2005	NOV	S	36,185	$48.50	$1,754,972	9,581 Direct	-79.07%	Disposed	-4.2% (price as of 2026-08-20)
June 17, 2005	NOV	M	1	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 17, 2005	NOV	M	14,273	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 17, 2005	NOV	M	21,911	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 3, 2005	NOV	S	9,692	$45.00	$436,140	9,581 Direct	-50.29%	Disposed	3.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 6, 2007	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$33.29	Feb. 22, 2016	20,000	Disposed
March 21, 2007	NOV	Stock Option (right to buy)	Common Stock (1,100)	$36.34	Jan. 26, 2015	1,100	Disposed
March 20, 2007	NOV	Stock Option (right to buy)	Common Stock (8,935)	$36.34	Jan. 26, 2015	8,935	Disposed
March 1, 2007	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$70.45	March 2, 2017	15,000	Acquired
May 1, 2006	NOV	Stock Option (right to buy)	Common Stock (10,036)	$36.34	Jan. 26, 2015	10,036	Disposed
Feb. 21, 2006	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (30,000)	$66.58	Feb. 22, 2016	30,000	Acquired
June 17, 2005	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (1)	$16.75	Jan. 30, 2012	1	Disposed
June 17, 2005	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (14,273)	$20.07	Jan. 29, 2013	14,273	Disposed
June 17, 2005	NOV	Non-Qualified Stock Option (right to buy)	Common Stock (21,911)	$26.17	Jan. 28, 2014	21,911	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 24, 2005	NOV	Common Stock	19,273	Direct
May 24, 2005	NOV	Common Stock	11,806	Indirect
May 24, 2005	NOV	Non-Qualified Stock Option (right to buy)→ Common Stock (1)	1	Direct
May 24, 2005	NOV	Non-Qualified Stock Option (right to buy)→ Common Stock (14,273)	14,273	Direct
May 24, 2005	NOV	Non-Qualified Stock Option (right to buy)→ Common Stock (21,911)	21,911	Direct
May 24, 2005	NOV	Phantom Stock→ Common Stock (532)	532	Direct
May 24, 2005	NOV	Stock Option (right to buy)→ Common Stock (30,106)	30,106	Direct