Hector R. Mackay-Dunn
Insider
First SEC filing: Jan. 4, 2021 · Latest: Jan. 4, 2021
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 21, 2024 | AUPH | S | 5,630 | $5.74 | $32,316 | 18,595 Direct | -23.24% | Disposed | 174.3% (price as of 2026-10-05) |
| May 23, 2023 | AUPH | S | 4,818 | $11.26 | $54,251 | 24,225 Direct | -16.59% | Disposed | 39.8% (price as of 2026-10-05) |
| May 19, 2023 | AUPH | A | 9,310 | · | · | 29,043 Direct | +47.18% | Acquired | (price as of 2026-10-05) |
| May 19, 2023 | AUPH | A | 15,234 | · | · | 15,234 Direct | · | Acquired | (price as of 2026-10-05) |
| May 18, 2023 | AUPH | M | 8,733 | · | · | 19,733 Direct | +79.39% | Acquired | (price as of 2026-10-05) |
| May 18, 2023 | AUPH | M | 8,733 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| May 18, 2022 | AUPH | A | 8,733 | · | · | 8,733 Direct | · | Acquired | (price as of 2026-10-05) |
| May 18, 2022 | AUPH | A | 14,612 | · | · | 14,612 Direct | · | Acquired | (price as of 2026-10-05) |
| March 9, 2022 | AUPH | P | 5,000 | $11.00 | $55,000 | 11,000 Direct | +83.33% | Acquired | 43.1% (price as of 2026-10-05) |
| June 14, 2021 | AUPH | A | 31,347 | · | · | 31,347 Direct | · | Acquired | (price as of 2026-10-05) |
| May 12, 2021 | AUPH | P | 1,400 | $11.26 | $15,764 | 4,400 Direct | +46.67% | Acquired | 39.8% (price as of 2026-10-05) |
| May 12, 2021 | AUPH | P | 1,600 | $11.28 | $18,048 | 6,000 Direct | +36.36% | Acquired | 39.6% (price as of 2026-10-05) |
| May 11, 2021 | AUPH | P | 500 | $11.17 | $5,585 | 2,000 Direct | +33.33% | Acquired | 41.0% (price as of 2026-10-05) |
| May 11, 2021 | AUPH | P | 1,000 | $11.14 | $11,140 | 3,000 Direct | +50.00% | Acquired | 41.3% (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 19, 2023 | AUPH | Stock Option (right to buy) | Common Stock | $10.74 | May 19, 2033 | 15,234 | Acquired |
| May 18, 2023 | AUPH | Restricted Stock Units | Common Stock | · | · | 8,733 | Disposed |
| May 18, 2022 | AUPH | Restricted Stock Unit | Common Shares | · | · | 8,733 | Acquired |
| May 18, 2022 | AUPH | Stock Option (right to buy) | Common Stock | $11.45 | May 18, 2032 | 14,612 | Acquired |
| June 14, 2021 | AUPH | Stock Option (right to buy) | Common Shares | $12.86 | June 14, 2031 | 31,347 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.