Helene L Kaplan
CIK 1184646 · View on SEC EDGAR ↗
Insider
First SEC filing: July 2, 2004 · Latest: July 2, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 17 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 14, 2007 | MET | J | 138 | $61.94 | $8,548 | 14,405 Direct | +0.97% | Acquired | 70.5% (price as of 2026-08-20) |
| April 24, 2007 | MET | A | 1,744 | $64.52 | $112,523 | 14,267 Direct | +13.93% | Acquired | 63.7% (price as of 2026-08-20) |
| Dec. 15, 2006 | MET | J | 98 | $58.73 | $5,756 | 12,523 Direct | +0.79% | Acquired | 79.9% (price as of 2026-08-20) |
| April 25, 2006 | MET | A | 2,245 | $50.13 | $112,542 | 12,425 Direct | +22.05% | Acquired | 110.7% (price as of 2026-08-20) |
| Dec. 15, 2005 | MET | J | 76 | $50.35 | $3,827 | 10,180 Direct | +0.75% | Acquired | 109.8% (price as of 2026-08-20) |
| April 26, 2005 | MET | A | 2,237 | $38.01 | $85,028 | 10,104 Direct | +28.44% | Acquired | 177.9% (price as of 2026-08-20) |
| Dec. 13, 2004 | MET | J | 57 | $40.60 | $2,314 | 7,867 Direct | +0.73% | Acquired | 160.2% (price as of 2026-08-20) |
| July 1, 2004 | JPM | None | — | — | — | — | — | (price as of 2026-08-20) | |
| May 26, 2004 | XOM | None | — | — | — | — | — | ||
| April 27, 2004 | MET | A | 2,439 | $34.86 | $85,024 | 7,809 Direct | +45.42% | Acquired | 203.0% (price as of 2026-08-20) |
| Feb. 13, 2004 | JPM | I | 2,358 | $40.33 | $95,098 | 12,268 Direct | -16.12% | Disposed | 780.5% (price as of 2026-08-20) |
| Feb. 11, 2004 | JPM | A | 4,254 | — | — | 14,606 Direct | +41.09% | Acquired | (price as of 2026-08-20) |
| Jan. 19, 2004 | XOM | D | 6,060 | $36.99 | $224,159 | 16,040 Direct | -27.42% | Disposed | |
| Jan. 1, 2004 | XOM | A | 2,400 | — | — | 19,100 Direct | +14.37% | Acquired | |
| Dec. 31, 2003 | XOM | A | 650 | $40.75 | $26,488 | 7,296 Direct | +9.78% | Acquired | |
| Dec. 15, 2003 | MET | J | 18 | $33.20 | $598 | 5,370 Direct | +0.34% | Acquired | 218.2% (price as of 2026-08-20) |
| Sept. 30, 2003 | XOM | A | 719 | $36.84 | $26,488 | 6,602 Direct | +12.22% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 13, 2004 | JPM | Common Stock Equivalents | Common Stock (2,358) | $0.00 | — | 2,358 | Disposed |
| Feb. 11, 2004 | JPM | Common Stock Equivalents | Common Stock (4,254) | $0.00 | — | 4,254 | Acquired |
| Jan. 19, 2004 | XOM | Notional Stock Units with Dividend Equivalents | Common Stock (6,060) | — | — | 6,060 | Disposed |
| Dec. 31, 2003 | XOM | Notional Stock Units with Dividend Equivalents | Common Stock (650) | — | — | 650 | Acquired |
| Sept. 30, 2003 | XOM | Notional Stock Units with Dividend Equivalents | Common Stock (719) | — | — | 719 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).