HELLMAN PETER S
First SEC filing: May 11, 2012 · Latest: May 11, 2012
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 3, 2022 | BAX | A | 2,706 | · | · | 30,335 Direct | +9.79% | Acquired | (price as of 2026-10-02) |
| April 5, 2022 | BAX | M 10b5-1 | 4,020 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2022 | BAX | S 10b5-1 | 1,193 | $76.63 | $91,420 | 27,629 Direct | -4.14% | Disposed | -69.3% (price as of 2026-10-02) |
| April 5, 2022 | BAX | S 10b5-1 | 2,827 | $75.76 | $214,174 | 28,822 Direct | -8.93% | Disposed | -69.0% (price as of 2026-10-02) |
| April 5, 2022 | BAX | M 10b5-1 | 4,020 | $29.52 | $118,670 | 31,649 Direct | +14.55% | Acquired | -20.4% (price as of 2026-10-02) |
| April 1, 2022 | GT | A | 2,817 | $14.20 | $40,001 | 95,821 Direct | +3.03% | Acquired | -65.9% (price as of 2026-10-02) |
| Jan. 3, 2022 | GT | A | 1,837 | $21.78 | $40,010 | 93,004 Direct | +2.01% | Acquired | -77.8% (price as of 2026-10-02) |
| Oct. 1, 2021 | GT | A | 1,949 | $18.60 | $36,251 | 91,167 Direct | +2.18% | Acquired | -74.0% (price as of 2026-10-02) |
| July 1, 2021 | GT | A | 2,082 | $17.41 | $36,248 | 89,218 Direct | +2.39% | Acquired | -72.2% (price as of 2026-10-02) |
| May 12, 2021 | OI | A | 7,054 | · | · | 88,549 Direct | +8.66% | Acquired | (price as of 2026-10-02) |
| May 4, 2021 | BAX | A | 2,230 | · | · | 27,629 Direct | +8.78% | Acquired | (price as of 2026-10-02) |
| April 5, 2021 | BAX | M 10b5-1 | 4,990 | $31.26 | $155,987 | 30,389 Direct | +19.65% | Acquired | -24.9% (price as of 2026-10-02) |
| April 5, 2021 | BAX | M 10b5-1 | 4,990 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 5, 2021 | BAX | S 10b5-1 | 4,990 | $84.56 | $421,954 | 25,399 Direct | -16.42% | Disposed | -72.2% (price as of 2026-10-02) |
| April 1, 2021 | GT | A | 2,088 | $17.36 | $36,248 | 87,136 Direct | +2.46% | Acquired | -72.1% (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 5,293 | · | · | 5,293 Indirect | · | Acquired | (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 5,293 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 6,138 | · | · | 6,138 Indirect | · | Acquired | (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 6,138 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 6,437 | · | · | 6,437 Indirect | · | Acquired | (price as of 2026-10-02) |
| Jan. 6, 2021 | BAX | G | 6,437 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 4, 2021 | GT | A | 3,564 | $10.17 | $36,246 | 85,048 Direct | +4.37% | Acquired | -52.4% (price as of 2026-10-02) |
| Oct. 1, 2020 | GT | A | 4,357 | $8.32 | $36,250 | 81,484 Direct | +5.65% | Acquired | -41.8% (price as of 2026-10-02) |
| Aug. 20, 2020 | BAX | J | 1,660 | $82.89 | $137,597 | 0 Direct | -100.00% | Disposed | -71.7% (price as of 2026-10-02) |
| July 1, 2020 | GT | A | 4,220 | $8.59 | $36,250 | 77,127 Direct | +5.79% | Acquired | -43.7% (price as of 2026-10-02) |
| May 13, 2020 | OI | A | 20,259 | · | · | 81,495 Direct | +33.08% | Acquired | (price as of 2026-10-02) |
| May 5, 2020 | BAX | A | 5,293 | · | · | 5,293 Direct | · | Acquired | (price as of 2026-10-02) |
| May 5, 2020 | BAX | A | 1,099 | · | · | 25,399 Direct | +4.52% | Acquired | (price as of 2026-10-02) |
| April 1, 2020 | BAX | M 10b5-1 | 4,320 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 1, 2020 | BAX | S 10b5-1 | 2,520 | $80.10 | $201,852 | 24,300 Direct | -9.40% | Disposed | -70.7% (price as of 2026-10-02) |
| April 1, 2020 | BAX | S 10b5-1 | 1,800 | $79.05 | $142,290 | 26,820 Direct | -6.29% | Disposed | -70.3% (price as of 2026-10-02) |
| April 1, 2020 | BAX | M 10b5-1 | 4,320 | $24.27 | $104,846 | 28,620 Direct | +17.78% | Acquired | -3.2% (price as of 2026-10-02) |
| April 1, 2020 | GT | A | 6,371 | $5.69 | $36,251 | 72,907 Direct | +9.58% | Acquired | -14.9% (price as of 2026-10-02) |
| March 16, 2020 | OI | P | 475 | $5.64 | $2,679 | 61,236 Direct | +0.78% | Acquired | -0.7% (price as of 2026-10-02) |
| Jan. 2, 2020 | GT | A | 2,357 | $15.38 | $36,251 | 65,433 Direct | +3.74% | Acquired | -68.5% (price as of 2026-10-02) |
| Oct. 1, 2019 | GT | A | 2,567 | $14.12 | $36,246 | 62,451 Direct | +4.29% | Acquired | -65.7% (price as of 2026-10-02) |
| Aug. 5, 2019 | OI | P | 5,000 | $12.15 | $60,750 | 60,761 Direct | +8.97% | Acquired | -53.9% (price as of 2026-10-02) |
| July 1, 2019 | GT | A | 2,375 | $15.26 | $36,242 | 59,019 Direct | +4.19% | Acquired | -68.3% (price as of 2026-10-02) |
| May 17, 2019 | OI | A | 7,200 | · | · | 55,761 Direct | +14.83% | Acquired | (price as of 2026-10-02) |
| May 7, 2019 | BAX | A | 6,138 | · | · | 6,138 Direct | · | Acquired | (price as of 2026-10-02) |
| May 7, 2019 | BAX | A | 1,206 | · | · | 24,300 Direct | -4.73% | Disposed | (price as of 2026-10-02) |
| April 1, 2019 | GT | A | 1,941 | $18.68 | $36,258 | 55,998 Direct | +3.59% | Acquired | -74.1% (price as of 2026-10-02) |
| April 1, 2019 | BAX | M 10b5-1 | 5,680 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 1, 2019 | BAX | S 10b5-1 | 5,680 | $81.89 | $465,135 | 23,094 Direct | -19.74% | Disposed | -71.3% (price as of 2026-10-02) |
| April 1, 2019 | BAX | M 10b5-1 | 5,680 | $26.78 | $152,110 | 28,774 Direct | +24.60% | Acquired | -12.3% (price as of 2026-10-02) |
| Jan. 2, 2019 | GT | A | 1,754 | $20.67 | $36,255 | 53,621 Direct | +3.38% | Acquired | -76.6% (price as of 2026-10-02) |
| Oct. 1, 2018 | GT | A | 1,538 | $23.57 | $36,251 | 51,522 Direct | +3.08% | Acquired | -79.5% (price as of 2026-10-02) |
| July 2, 2018 | GT | A | 1,550 | $23.38 | $36,239 | 49,673 Direct | +3.22% | Acquired | -79.3% (price as of 2026-10-02) |
| May 11, 2018 | OI | A | 6,296 | · | · | 48,561 Direct | +14.90% | Acquired | (price as of 2026-10-02) |
| May 8, 2018 | BAX | A | 6,437 | · | · | 6,437 Direct | · | Acquired | (price as of 2026-10-02) |
| May 8, 2018 | BAX | A | 1,332 | $69.45 | $92,507 | 23,094 Direct | +6.12% | Acquired | -66.2% (price as of 2026-10-02) |
| April 2, 2018 | GT | A | 1,388 | $26.12 | $36,255 | 47,849 Direct | +2.99% | Acquired | -81.5% (price as of 2026-10-02) |
| April 2, 2018 | BAX | M 10b5-1 | 3,760 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 2, 2018 | BAX | S 10b5-1 | 300 | $65.27 | $19,581 | 21,762 Direct | -1.36% | Disposed | -64.0% (price as of 2026-10-02) |
| April 2, 2018 | BAX | S 10b5-1 | 3,460 | $64.69 | $223,827 | 22,062 Direct | -13.56% | Disposed | -63.7% (price as of 2026-10-02) |
| April 2, 2018 | BAX | M 10b5-1 | 3,760 | $33.77 | $126,975 | 25,522 Direct | +17.28% | Acquired | -30.4% (price as of 2026-10-02) |
| Jan. 2, 2018 | GT | A | 1,122 | $32.32 | $36,263 | 46,231 Direct | +2.49% | Acquired | -85.0% (price as of 2026-10-02) |
| Oct. 2, 2017 | GT | A | 1,080 | $33.57 | $36,256 | 44,914 Direct | +2.46% | Acquired | -85.6% (price as of 2026-10-02) |
| July 3, 2017 | GT | A | 1,001 | $34.96 | $34,995 | 43,691 Direct | +2.34% | Acquired | -86.2% (price as of 2026-10-02) |
| May 12, 2017 | OI | A | 5,002 | · | · | 42,265 Direct | +13.42% | Acquired | (price as of 2026-10-02) |
| May 12, 2017 | OI | A | 4,962 | · | · | 42,225 Direct | +13.32% | Acquired | (price as of 2026-10-02) |
| May 2, 2017 | BAX | A | 1,616 | · | · | 21,762 Direct | +8.02% | Acquired | (price as of 2026-10-02) |
| May 2, 2017 | BAX | A | 9,027 | · | · | 9,027 Direct | · | Acquired | (price as of 2026-10-02) |
| April 3, 2017 | GT | A | 992 | $35.28 | $34,998 | 42,567 Direct | +2.39% | Acquired | -86.3% (price as of 2026-10-02) |
| Feb. 22, 2017 | BAX | M | 4,280 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 22, 2017 | BAX | S | 4,280 | $49.81 | $213,187 | 20,140 Direct | -17.53% | Disposed | -52.8% (price as of 2026-10-02) |
| Feb. 22, 2017 | BAX | M | 4,280 | $30.73 | $131,524 | 24,420 Direct | +21.25% | Acquired | -23.6% (price as of 2026-10-02) |
| Jan. 3, 2017 | GT | A | 1,122 | $31.19 | $34,995 | 41,419 Direct | +2.78% | Acquired | -84.5% (price as of 2026-10-02) |
| Oct. 3, 2016 | GT | A | 1,077 | $32.51 | $35,013 | 40,205 Direct | +2.75% | Acquired | -85.1% (price as of 2026-10-02) |
| Oct. 3, 2016 | BAX | A | 572 | $47.64 | $27,250 | 1,612 Direct | +55.00% | Acquired | -50.7% (price as of 2026-10-02) |
| July 1, 2016 | GT | A | 1,351 | $25.90 | $34,991 | 39,035 Direct | +3.59% | Acquired | -81.3% (price as of 2026-10-02) |
| June 6, 2016 | BAX | A | 94 | $43.97 | $4,133 | 1,036 Direct | +9.98% | Acquired | -46.6% (price as of 2026-10-02) |
| May 27, 2016 | OI | A | 5,411 | · | · | 37,263 Direct | +16.99% | Acquired | (price as of 2026-10-02) |
| May 3, 2016 | BAX | A | 6,360 | · | · | 6,360 Direct | · | Acquired | (price as of 2026-10-02) |
| May 3, 2016 | BAX | A | 2,590 | · | · | 20,118 Direct | +14.78% | Acquired | (price as of 2026-10-02) |
| April 1, 2016 | GT | A | 1,077 | $32.49 | $34,992 | 37,587 Direct | +2.95% | Acquired | -85.1% (price as of 2026-10-02) |
| Feb. 17, 2016 | BAX | M | 5,660 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 17, 2016 | BAX | S | 5,660 | $38.35 | $217,061 | 17,520 Direct | -24.42% | Disposed | -38.7% (price as of 2026-10-02) |
| Feb. 17, 2016 | BAX | M | 5,660 | $20.96 | $118,634 | 23,180 Direct | +32.31% | Acquired | 12.1% (price as of 2026-10-02) |
| Feb. 11, 2016 | OI | P | 5,000 | $13.24 | $66,200 | 31,852 Direct | +18.62% | Acquired | -57.7% (price as of 2026-10-02) |
| Jan. 4, 2016 | GT | A | 1,093 | $32.01 | $34,987 | 36,428 Direct | +3.09% | Acquired | -84.9% (price as of 2026-10-02) |
| Oct. 1, 2015 | GT | A | 1,062 | $29.42 | $31,244 | 35,264 Direct | +3.11% | Acquired | -83.5% (price as of 2026-10-02) |
| July 1, 2015 | GT | A | 1,026 | $30.45 | $31,242 | 34,131 Direct | +3.10% | Acquired | -84.1% (price as of 2026-10-02) |
| July 1, 2015 | BAX | J | 4,979 | · | · | 10,789 Direct | +85.70% | Acquired | (price as of 2026-10-02) |
| July 1, 2015 | BAX | J | 1,414 | · | · | 17,477 Direct | +8.80% | Acquired | (price as of 2026-10-02) |
| May 13, 2015 | OI | A | 3,888 | · | · | 26,852 Direct | +16.93% | Acquired | (price as of 2026-10-02) |
| May 5, 2015 | BAX | A | 5,810 | · | · | 5,810 Direct | · | Acquired | (price as of 2026-10-02) |
| May 5, 2015 | BAX | A | 1,650 | · | · | 16,063 Direct | +11.45% | Acquired | (price as of 2026-10-02) |
| April 1, 2015 | GT | A | 1,168 | $26.75 | $31,244 | 33,043 Direct | +3.66% | Acquired | -81.9% (price as of 2026-10-02) |
| Feb. 6, 2015 | BAX | M | 4,830 | · | · | 0 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2015 | BAX | S | 4,830 | $71.32 | $344,476 | 14,402 Direct | -25.11% | Disposed | -39.4% (price as of 2026-10-02) |
| Feb. 6, 2015 | BAX | M | 4,830 | $36.80 | $177,744 | 19,232 Direct | +33.54% | Acquired | 17.5% (price as of 2026-10-02) |
| Jan. 2, 2015 | GT | A | 1,103 | $28.34 | $31,259 | 31,805 Direct | +3.59% | Acquired | -82.9% (price as of 2026-10-02) |
| Oct. 1, 2014 | GT | A | 1,413 | $22.11 | $31,241 | 30,634 Direct | +4.84% | Acquired | -78.1% (price as of 2026-10-02) |
| July 1, 2014 | GT | A | 1,122 | $27.86 | $31,259 | 29,153 Direct | +4.00% | Acquired | -82.6% (price as of 2026-10-02) |
| May 16, 2014 | OI | A | 2,821 | · | · | 22,964 Direct | +14.00% | Acquired | (price as of 2026-10-02) |
| May 6, 2014 | BAX | A | 4,110 | · | · | 4,110 Direct | · | Acquired | (price as of 2026-10-02) |
| May 6, 2014 | BAX | A | 1,490 | · | · | 14,371 Direct | +11.57% | Acquired | (price as of 2026-10-02) |
| April 1, 2014 | GT | A | 1,153 | $27.10 | $31,246 | 27,978 Direct | +4.30% | Acquired | -82.1% (price as of 2026-10-02) |
| March 3, 2014 | GT | A | 50 | $26.64 | $1,332 | 26,824 Direct | +0.19% | Acquired | -81.8% (price as of 2026-10-02) |
Showing latest 100 of 170 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| April 5, 2022 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $29.52 | May 8, 2022 | 4,020 | Disposed |
| April 1, 2022 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,817 | Acquired |
| Jan. 3, 2022 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,837 | Acquired |
| Oct. 1, 2021 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,949 | Acquired |
| July 1, 2021 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,082 | Acquired |
| April 5, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $31.26 | May 3, 2021 | 4,990 | Disposed |
| April 1, 2021 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,088 | Acquired |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $88.74 | May 3, 2030 | 5,293 | Acquired |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $88.74 | May 3, 2030 | 5,293 | Disposed |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $76.69 | May 7, 2029 | 6,138 | Acquired |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $76.69 | May 7, 2029 | 6,138 | Disposed |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.45 | May 8, 2028 | 6,437 | Acquired |
| Jan. 6, 2021 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.45 | May 8, 2028 | 6,437 | Disposed |
| Jan. 4, 2021 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 3,564 | Acquired |
| Oct. 1, 2020 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 4,357 | Acquired |
| Aug. 20, 2020 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 1,660 | Disposed |
| July 1, 2020 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 4,220 | Acquired |
| May 5, 2020 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $88.74 | May 3, 2030 | 5,293 | Acquired |
| April 1, 2020 | BAX | Common Stock, $1 par value | Common Stock, $1 par value | $24.27 | May 4, 2020 | 4,320 | Disposed |
| April 1, 2020 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 6,371 | Acquired |
| Jan. 2, 2020 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,357 | Acquired |
| Oct. 1, 2019 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,567 | Acquired |
| July 1, 2019 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,375 | Acquired |
| May 7, 2019 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $76.69 | May 7, 2029 | 6,138 | Acquired |
| April 1, 2019 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,941 | Acquired |
| April 1, 2019 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $26.78 | May 5, 2019 | 5,680 | Disposed |
| Jan. 2, 2019 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,754 | Acquired |
| Oct. 1, 2018 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,538 | Acquired |
| July 2, 2018 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,550 | Acquired |
| May 8, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.45 | May 8, 2028 | 6,437 | Acquired |
| April 2, 2018 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,388 | Acquired |
| April 2, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $33.77 | May 4, 2018 | 3,760 | Disposed |
| Jan. 2, 2018 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,122 | Acquired |
| Oct. 2, 2017 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,080 | Acquired |
| July 3, 2017 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,001 | Acquired |
| May 2, 2017 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $55.68 | May 2, 2027 | 9,027 | Acquired |
| April 3, 2017 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 992 | Acquired |
| Feb. 22, 2017 | BAX | Stock Option (Right to Buy) | Common Stock,$1 par value | $30.73 | May 1, 2017 | 4,280 | Disposed |
| Jan. 3, 2017 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,122 | Acquired |
| Oct. 3, 2016 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,077 | Acquired |
| Oct. 3, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 572 | Acquired |
| July 1, 2016 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,351 | Acquired |
| June 6, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 94 | Acquired |
| May 3, 2016 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $44.39 | May 1, 2026 | 6,360 | Acquired |
| April 1, 2016 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,077 | Acquired |
| Feb. 17, 2016 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $20.96 | May 9, 2016 | 5,660 | Acquired |
| Jan. 4, 2016 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,093 | Acquired |
| Oct. 1, 2015 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,062 | Acquired |
| July 1, 2015 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,026 | Acquired |
| July 1, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, par value $1.00 per share | · | May 5, 2025 | 4,979 | Acquired |
| May 5, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.65 | May 5, 2025 | 5,810 | Acquired |
| April 1, 2015 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,168 | Acquired |
| Feb. 6, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $36.80 | May 1, 2015 | 4,830 | Acquired |
| Jan. 2, 2015 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,103 | Acquired |
| Oct. 1, 2014 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,413 | Acquired |
| July 1, 2014 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,122 | Acquired |
| May 6, 2014 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $73.97 | May 6, 2024 | 4,110 | Acquired |
| April 1, 2014 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,153 | Acquired |
| March 3, 2014 | GT | Dividend Equivalents [F1] | Common Stock | · | · | 50 | Acquired |
| Jan. 2, 2014 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,275 | Acquired |
| Nov. 29, 2013 | GT | Dividend Equivalents [F1] | Common Stock | · | · | 57 | Acquired |
| Oct. 1, 2013 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,290 | Acquired |
| July 1, 2013 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,937 | Acquired |
| May 7, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $68.58 | May 5, 2023 | 3,930 | Acquired |
| April 1, 2013 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,415 | Acquired |
| Jan. 2, 2013 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,052 | Acquired |
| Oct. 1, 2012 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,337 | Acquired |
| July 2, 2012 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,518 | Acquired |
| May 8, 2012 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $54.82 | May 8, 2022 | 4,020 | Acquired |
| April 2, 2012 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,524 | Acquired |
| Jan. 3, 2012 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,887 | Acquired |
| Oct. 3, 2011 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,935 | Acquired |
| July 1, 2011 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,591 | Acquired |
| May 3, 2011 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $58.06 | May 3, 2021 | 4,990 | Acquired |
| April 1, 2011 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 1,807 | Acquired |
| Jan. 3, 2011 | GT | Restricted Stock Units [F1] | Common Stock | · | · | 2,149 | Acquired |
| May 4, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $45.08 | May 4, 2020 | 4,320 | Acquired |
| May 5, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $49.73 | May 5, 2019 | 5,680 | Acquired |
| Jan. 22, 2009 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 105 | Acquired |
| Oct. 30, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 86 | Acquired |
| July 24, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 88 | Acquired |
| May 6, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $62.72 | May 6, 2018 | 3,760 | Acquired |
| April 15, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 109 | Acquired |
| Jan. 16, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 93 | Acquired |
| Oct. 18, 2007 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 102 | Acquired |
| July 20, 2007 | BAX | Deferred Comp Plan-Baxter Stock Fund | Common Stock, $1 par value | · | · | 80 | Acquired |
| May 30, 2007 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $20.50 | Feb. 14, 2010 | 10,000 | Disposed |
| May 1, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $57.06 | May 1, 2017 | 4,280 | Acquired |
| April 2, 2007 | BAX | Deferred Comp Plan-Baxter Stock Fund | Common Stock, $1 par value | · | · | 137 | Acquired |
| May 9, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.93 | May 9, 2016 | 5,660 | Acquired |
| March 20, 2006 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $20.50 | Feb. 14, 2010 | 30,000 | Disposed |
| Nov. 14, 2005 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $38.99 | Nov. 14, 2015 | 34,000 | Acquired |
| May 3, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $36.80 | May 4, 2015 | 4,830 | Acquired |
| Nov. 9, 2004 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $37.16 | Nov. 9, 2014 | 1 | Acquired |
| Dec. 24, 2003 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $20.50 | Feb. 14, 2010 | 2,500 | Disposed |
| Dec. 22, 2003 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $20.50 | Feb. 14, 2010 | 10,000 | Disposed |
| Nov. 3, 2003 | NDSN | Employee Stock Option (right to buy) | COMMON SHARES | $27.71 | Nov. 3, 2013 | 1 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.