Heng W Chen

CIK 1207193 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 9, 2017 · Latest: Feb. 1, 2023

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CATY selling Nov. 11, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 8, 2014	CATY	M	4,819	—	—	55,609 Direct	+9.49%	Acquired	(price as of 2026-08-20)
May 8, 2014	CATY	M	4,819	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 13, 2014	CATY	A	861	—	—	861 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2013	CATY	A	14,285	—	—	14,285 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2013	CATY	A	14,734	—	—	14,734 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2013	CATY	A	13,333	—	—	13,333 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 18, 2013	CATY	A	13,752	—	—	13,752 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 13, 2013	CATY	M	6,057	—	—	50,734 Direct	+13.56%	Acquired	(price as of 2026-08-20)
Dec. 13, 2013	CATY	M	6,057	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 11, 2013	CATY	M	9,896	$24.80	$245,421	54,573 Direct	+22.15%	Acquired	152.0% (price as of 2026-08-20)
Nov. 11, 2013	CATY	S	9,896	$25.25	$249,874	44,677 Direct	-18.13%	Disposed	147.5% (price as of 2026-08-20)
Nov. 11, 2013	CATY	M	9,896	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 8, 2013	CATY	M	10,000	$24.80	$248,000	54,677 Direct	+22.38%	Acquired	152.0% (price as of 2026-08-20)
Nov. 8, 2013	CATY	S	10,000	$25.25	$252,500	44,677 Direct	-18.29%	Disposed	147.5% (price as of 2026-08-20)
Nov. 8, 2013	CATY	M	10,000	—	—	9,896 Direct	-50.26%	Disposed	(price as of 2026-08-20)
Oct. 11, 2013	CATY	A	139	—	—	14,833 Direct	+0.95%	Acquired	(price as of 2026-08-20)
Sept. 27, 2013	CATY	A	240	—	—	14,694 Direct	+1.66%	Acquired	(price as of 2026-08-20)
Sept. 13, 2013	CATY	A	248	—	—	14,454 Direct	+1.75%	Acquired	(price as of 2026-08-20)
Aug. 30, 2013	CATY	A	253	—	—	14,206 Direct	+1.81%	Acquired	(price as of 2026-08-20)
Aug. 16, 2013	CATY	A	237	—	—	13,953 Direct	+1.73%	Acquired	(price as of 2026-08-20)
Aug. 2, 2013	CATY	A	225	—	—	13,716 Direct	+1.67%	Acquired	(price as of 2026-08-20)
July 19, 2013	CATY	A	240	—	—	13,491 Direct	+1.81%	Acquired	(price as of 2026-08-20)
July 5, 2013	CATY	A	246	—	—	13,251 Direct	+1.89%	Acquired	(price as of 2026-08-20)
June 21, 2013	CATY	A	282	—	—	13,005 Direct	+2.22%	Acquired	(price as of 2026-08-20)
June 7, 2013	CATY	A	274	—	—	12,723 Direct	+2.20%	Acquired	(price as of 2026-08-20)
May 24, 2013	CATY	A	273	—	—	12,449 Direct	+2.24%	Acquired	(price as of 2026-08-20)
May 10, 2013	CATY	A	278	—	—	12,176 Direct	+2.34%	Acquired	(price as of 2026-08-20)
April 26, 2013	CATY	A	285	—	—	11,898 Direct	+2.45%	Acquired	(price as of 2026-08-20)
April 12, 2013	CATY	A	289	—	—	11,613 Direct	+2.55%	Acquired	(price as of 2026-08-20)
March 29, 2013	CATY	A	281	—	—	11,324 Direct	+2.54%	Acquired	(price as of 2026-08-20)
March 22, 2013	CATY	M	4,830	—	—	11,043 Direct	+77.74%	Acquired	(price as of 2026-08-20)
March 22, 2013	CATY	M	4,830	—	—	148,996 Direct	-3.14%	Disposed	(price as of 2026-08-20)
March 15, 2013	CATY	A	242	—	—	6,213 Direct	+4.05%	Acquired	(price as of 2026-08-20)
March 1, 2013	CATY	A	259	—	—	5,971 Direct	+4.53%	Acquired	(price as of 2026-08-20)
Feb. 15, 2013	CATY	A	248	—	—	5,712 Direct	+4.54%	Acquired	(price as of 2026-08-20)
Feb. 1, 2013	CATY	A	254	—	—	5,464 Direct	+4.88%	Acquired	(price as of 2026-08-20)
Jan. 18, 2013	CATY	A	229	—	—	5,210 Direct	+4.60%	Acquired	(price as of 2026-08-20)
Dec. 31, 2012	CATY	A	313	—	—	4,981 Direct	+6.71%	Acquired	(price as of 2026-08-20)
Dec. 20, 2012	CATY	A	7,988	—	—	172,690 Direct	+4.85%	Acquired	(price as of 2026-08-20)
Dec. 14, 2012	CATY	A	341	—	—	4,668 Direct	+7.88%	Acquired	(price as of 2026-08-20)
Nov. 30, 2012	CATY	A	341	—	—	4,327 Direct	+8.55%	Acquired	(price as of 2026-08-20)
Nov. 15, 2012	CATY	A	368	—	—	3,986 Direct	+10.17%	Acquired	(price as of 2026-08-20)
Oct. 31, 2012	CATY	A	345	—	—	3,618 Direct	+10.54%	Acquired	(price as of 2026-08-20)
Oct. 15, 2012	CATY	A	357	—	—	3,273 Direct	+12.24%	Acquired	(price as of 2026-08-20)
Sept. 28, 2012	CATY	A	354	—	—	2,916 Direct	+13.82%	Acquired	(price as of 2026-08-20)
Sept. 14, 2012	CATY	A	336	—	—	2,562 Direct	+15.09%	Acquired	(price as of 2026-08-20)
Aug. 31, 2012	CATY	A	373	—	—	2,226 Direct	+20.13%	Acquired	(price as of 2026-08-20)
Aug. 15, 2012	CATY	A	375	—	—	1,853 Direct	+25.37%	Acquired	(price as of 2026-08-20)
July 31, 2012	CATY	A	377	—	—	1,478 Direct	+34.24%	Acquired	(price as of 2026-08-20)
July 13, 2012	CATY	A	361	—	—	1,101 Direct	+48.78%	Acquired	(price as of 2026-08-20)
June 29, 2012	CATY	A	370	—	—	740 Direct	+100.00%	Acquired	(price as of 2026-08-20)
June 15, 2012	CATY	A	370	—	—	370 Direct	—	Acquired	(price as of 2026-08-20)
May 8, 2012	CATY	A	4,819	—	—	164,702 Direct	+3.01%	Acquired	(price as of 2026-08-20)
Dec. 15, 2011	CATY	A	6,057	—	—	159,883 Direct	+3.94%	Acquired	(price as of 2026-08-20)
March 23, 2011	CATY	A	4,830	—	—	153,826 Direct	+3.24%	Acquired	(price as of 2026-08-20)
Sept. 18, 2008	CATY	S	500	$26.50	$13,250	100 Indirect	-83.33%	Disposed	135.8% (price as of 2026-08-20)
Sept. 16, 2008	CATY	S	600	$25.50	$15,300	600 Indirect	-50.00%	Disposed	145.0% (price as of 2026-08-20)
May 6, 2008	CATY	P	500	$17.00	$8,500	1,200 Indirect	+71.43%	Acquired	267.6% (price as of 2026-08-20)
April 30, 2008	CATY	P	700	$17.20	$12,040	700 Indirect	—	Acquired	263.3% (price as of 2026-08-20)
Feb. 21, 2008	CATY	A	44,000	—	—	148,996 Direct	+41.91%	Acquired	(price as of 2026-08-20)
Nov. 27, 2006	CATY	M	9,948	$24.80	$246,710	29,844 Direct	+50.00%	Acquired	152.0% (price as of 2026-08-20)
Nov. 27, 2006	CATY	M	9,948	—	—	19,896 Direct	+100.00%	Acquired	(price as of 2026-08-20)
Jan. 25, 2006	CATY	A	45,000	—	—	114,944 Direct	+64.34%	Acquired	(price as of 2026-08-20)
Nov. 29, 2005	CATY	M	9,948	$24.80	$246,710	19,896 Direct	+100.00%	Acquired	152.0% (price as of 2026-08-20)
Nov. 29, 2005	CATY	M	9,948	—	—	29,844 Direct	-25.00%	Disposed	(price as of 2026-08-20)
May 23, 2005	CATY	M	9,948	$24.80	$246,710	9,948 Direct	—	Acquired	152.0% (price as of 2026-08-20)
May 23, 2005	CATY	M	9,948	—	—	39,792 Direct	-20.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2005	CATY	A	40,100	—	—	89,840 Direct	+80.62%	Acquired	(price as of 2026-08-20)
Nov. 20, 2003	CATY	A	24,870	—	—	24,870 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 8, 2014	CATY	Restricted Stock Units	Common Stock (4,819)	—	—	4,819	Disposed
March 13, 2014	CATY	Restricted Stock Units	Common Stock (861)	—	—	861	Acquired
Dec. 18, 2013	CATY	Restricted Stock Units	Common Stock (14,285)	—	—	14,285	Acquired
Dec. 18, 2013	CATY	Restricted Stock Units	Common Stock (14,734)	—	—	14,734	Acquired
Dec. 18, 2013	CATY	Restricted Stock Units	Common Stock (13,333)	—	—	13,333	Acquired
Dec. 18, 2013	CATY	Restricted Stock Units	Common Stock (13,752)	—	—	13,752	Acquired
Dec. 13, 2013	CATY	Restricted Stock Units	Common Stock (6,057)	—	—	6,057	Disposed
Nov. 11, 2013	CATY	Stock Option	Common Stock (9,896)	$24.80	Nov. 20, 2013	9,896	Disposed
Nov. 8, 2013	CATY	Stock Option	Common Stock (10,000)	$24.80	Nov. 20, 2013	10,000	Disposed
March 22, 2013	CATY	Restricted Stock Units	Common Stock (4,830)	—	—	4,830	Disposed
Dec. 20, 2012	CATY	Ristricted Stock Units	Common Stock (7,988)	—	—	7,988	Acquired
May 8, 2012	CATY	Restricted Stock Units	Common Stock (4,819)	—	—	4,819	Acquired
Dec. 15, 2011	CATY	Restricted Stock Units	Common Stock (6,057)	—	—	6,057	Acquired
March 23, 2011	CATY	Restricted Stock Units	Common Stock (4,830)	—	—	4,830	Acquired
Feb. 21, 2008	CATY	Stock Option	Common Stock (44,000)	$23.37	Feb. 21, 2018	44,000	Acquired
Nov. 27, 2006	CATY	Stock Option	Common Stock (19,896)	$24.80	Nov. 20, 2013	9,948	Acquired
Jan. 25, 2006	CATY	Stock Option	Common Stock (45,000)	$36.24	Jan. 25, 2016	45,000	Acquired
Nov. 29, 2005	CATY	Stock Option	Common Stock (29,844)	$24.80	Nov. 20, 2013	9,948	Disposed
May 23, 2005	CATY	Stock Option	Common Stock (39,792)	$24.80	Nov. 20, 2013	9,948	Disposed
Feb. 17, 2005	CATY	Stock Option	Common Stock (40,100)	$37.00	Feb. 17, 2015	40,100	Acquired
Nov. 20, 2003	CATY	Stock Option	Common Stock (24,870)	$49.60	Nov. 20, 2013	24,870	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CATY

CFO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2025	$583,750	—	$627,949	—	$501,900	—	$17,500	$1,731,099
2024	$566,500	—	$609,929	—	$363,800	—	$17,250	$1,557,479
2023	$548,250	—	$589,937	—	$366,500	—	$16,500	$1,521,187

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.