Henry C Kapteina
CIK 1217613 · View on SEC EDGAR ↗
First SEC filing: Aug. 14, 2008 · Latest: Aug. 14, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 12, 2014 | ETD | P | 100 | $24.28 | $2,428 | 1,000 Direct | +11.11% | Acquired | -7.0% (price as of 2026-08-19) |
| March 5, 2014 | ETD | P | 100 | $25.13 | $2,513 | 1,233 Indirect | +8.83% | Acquired | -10.1% (price as of 2026-08-19) |
| March 5, 2014 | ETD | P | 100 | $25.20 | $2,520 | 900 Direct | +12.50% | Acquired | -10.4% (price as of 2026-08-19) |
| March 11, 2013 | ETD | S | 234 | $30.40 | $7,114 | 800 Direct | -22.63% | Disposed | -25.7% (price as of 2026-08-19) |
| Feb. 1, 2013 | ETD | S | 700 | $29.50 | $20,650 | 1,034 Direct | -40.37% | Disposed | -23.5% (price as of 2026-08-19) |
| Feb. 15, 2012 | ETD | S | 233 | $25.63 | $5,972 | 1,267 Direct | -15.53% | Disposed | -11.9% (price as of 2026-08-19) |
| Dec. 3, 2008 | ETD | P | 200 | $13.76 | $2,752 | 800 Direct | +33.33% | Acquired | 64.1% (price as of 2026-08-19) |
| Dec. 19, 2007 | ETD | P | 100 | $26.53 | $2,653 | 600 Direct | +20.00% | Acquired | -14.9% (price as of 2026-08-19) |
| Dec. 14, 2007 | ETD | P | 100 | $26.88 | $2,688 | 500 Direct | +25.00% | Acquired | -16.0% (price as of 2026-08-19) |
| June 8, 2006 | ETD | P | 200 | $33.97 | $6,794 | 400 Direct | +100.00% | Acquired | -33.5% (price as of 2026-08-19) |
| June 8, 2006 | ETD | P | 200 | $33.97 | $6,794 | 200 Direct | — | Acquired | -33.5% (price as of 2026-08-19) |
| Dec. 3, 2003 | ETD | S | 25 | $41.61 | $1,040 | 3,034 Direct | -0.82% | Disposed | -45.7% (price as of 2026-08-19) |
| Dec. 3, 2003 | ETD | S | 1,200 | $41.61 | $49,932 | 3,034 Direct | -28.34% | Disposed | -45.7% (price as of 2026-08-19) |
| Dec. 3, 2003 | ETD | S | 25 | $41.61 | $1,040 | 3,034 Direct | -0.82% | Disposed | -45.7% (price as of 2026-08-19) |
| Dec. 3, 2003 | ETD | S | 1,200 | $41.61 | $49,932 | 3,034 Direct | -28.34% | Disposed | -45.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 1, 2013 | ETD | Stock Option(right to buy) | Common Stock (700) | $17.60 | Nov. 5, 2018 | 700 | Disposed |
| Nov. 5, 2008 | ETD | Common Stock | Common Stock (700) | $17.60 | Nov. 5, 2018 | 700 | Acquired |
| June 27, 2006 | ETD | Common Stock | Common Stock (500) | $36.56 | June 27, 2016 | 500 | Acquired |
| May 27, 2005 | ETD | Ethan Allen Common Stock Options | Ethan Allen Common Stock Options (125) | $31.15 | May 27, 2015 | 125 | Acquired |
| May 27, 2005 | ETD | Ethan Allen Common Stock Options | Ethan Allen Common Stock Options (125) | $31.15 | May 27, 2015 | 125 | Acquired |
| May 27, 2005 | ETD | Ethan Allen Common Stock Options | Ethan Allen Common Stock Options (125) | $31.15 | May 27, 2015 | 125 | Acquired |
| May 27, 2005 | ETD | Ethan Allen Common Stock Options | Ethan Allen Common Stock Options (125) | $31.15 | May 27, 2015 | 125 | Acquired |
| Dec. 3, 2003 | ETD | Exercised Option | Ethan Allen Interiors Inc. Common Stock (1,200) | $30.75 | Oct. 1, 2009 | 1,200 | Disposed |
| Dec. 3, 2003 | ETD | Exercised Option | Ethan Allen Interiors Inc. Common Stock (25) | $25.00 | March 31, 2010 | 25 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).