Henry P Herms
CIK 1232304 · View on SEC EDGAR ↗
First SEC filing: Dec. 10, 2010 · Latest: Dec. 10, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 8, 2011 | ANIX | P | 280,000 | $0.18 | $50,400 | 290,575 Direct | +2647.75% | Acquired | -19.3% (price as of 2026-08-20) |
| Feb. 8, 2011 | ANIX | P | 280,000 | $0.18 | $50,400 | 280,000 Direct | — | Acquired | -19.3% (price as of 2026-08-20) |
| July 1, 2009 | ANIX | S | 21,500 | $0.38 | $8,170 | 135,575 Direct | -13.69% | Disposed | -61.8% (price as of 2026-08-20) |
| July 1, 2009 | ANIX | S | 9,000 | $0.37 | $3,330 | 135,575 Direct | -6.23% | Disposed | -60.8% (price as of 2026-08-20) |
| June 30, 2009 | ANIX | S | 11,000 | $0.39 | $4,290 | 135,575 Direct | -7.50% | Disposed | -62.8% (price as of 2026-08-20) |
| June 30, 2009 | ANIX | S | 7,500 | $0.37 | $2,775 | 135,575 Direct | -5.24% | Disposed | -60.8% (price as of 2026-08-20) |
| June 29, 2009 | ANIX | S | 27,000 | $0.39 | $10,530 | 135,575 Direct | -16.61% | Disposed | -62.8% (price as of 2026-08-20) |
| Jan. 3, 2006 | ANIX | S | 15,000 | $0.80 | $12,000 | 11,575 Direct | -56.44% | Disposed | -81.9% (price as of 2026-08-20) |
| Oct. 19, 2005 | ANIX | S | 15,000 | $0.52 | $7,800 | 16,025 Direct | -48.35% | Disposed | -72.1% (price as of 2026-08-20) |
| Sept. 28, 2005 | ANIX | S | 10,000 | $0.50 | $5,000 | 31,025 Direct | -24.38% | Disposed | -71.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 2, 2011 | ANIX | Employee Stock Option [F1] | Common Stock (100,000) | $0.37 | June 1, 2021 | 100,000 | Acquired |
| Feb. 8, 2011 | ANIX | Common Stock Purchase Warrants (Right to Buy) | Common stock (280,000) | $0.18 | Feb. 8, 2016 | 280,000 | Acquired |
| Oct. 8, 2009 | ANIX | Employee Stock Option [F2] | Common Stock (100,000) | $0.92 | Oct. 7, 2019 | 100,000 | Acquired |
| Oct. 8, 2009 | ANIX | Employee Stock Option | Common Stock (100,000) | $0.40 | Sept. 19, 2011 | 100,000 | Disposed |
| Nov. 12, 2007 | ANIX | Employee Stock Option [F1] | Common Stock (75,000) | $1.17 | Nov. 11, 2017 | 75,000 | Acquired |
| Aug. 8, 2007 | ANIX | Employee Stock Option [F1] | Common Stock (200,000) | $0.25 | May 5, 2013 | 200,000 | Disposed |
| Nov. 21, 2006 | ANIX | Employee Stock Option [F1] | Common Stock (50,000) | $0.70 | Nov. 20, 2016 | 50,000 | Acquired |
| June 1, 2006 | ANIX | Employee Stock Option [F1] | Common Stock (50,000) | $0.83 | May 31, 2016 | 50,000 | Acquired |
| Oct. 31, 2005 | ANIX | Employee Stock Option [F1] | Common Stock (100,000) | $0.52 | Oct. 30, 2015 | 100,000 | Acquired |
| Feb. 18, 2005 | ANIX | Employee Stock Option [F1] | Common Stock (100,000) | $0.65 | Feb. 17, 2015 | 100,000 | Acquired |
| Oct. 26, 2004 | ANIX | Employee Stock Option [F1] | Common Stock (70,000) | $1.04 | Oct. 25, 2014 | 70,000 | Acquired |
| May 11, 2004 | ANIX | Employee Stock Option [F1] | Common Stock (50,000) | $0.81 | May 10, 2014 | 50,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ANIX
Vice President- Finance and Director| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | — | — | — | — | — | — | — | — |
| 2007 | $100,000 | — | — | — | — | — | $14,300 | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.