Henry P Herms

CIK 1232304 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 10, 2010 · Latest: Dec. 10, 2010

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 8, 2011 ANIX P 280,000 $0.18 $50,400 290,575 Direct +2647.75% Acquired -19.3% (price as of 2026-08-20)
Feb. 8, 2011 ANIX P 280,000 $0.18 $50,400 280,000 Direct Acquired -19.3% (price as of 2026-08-20)
July 1, 2009 ANIX S 21,500 $0.38 $8,170 135,575 Direct -13.69% Disposed -61.8% (price as of 2026-08-20)
July 1, 2009 ANIX S 9,000 $0.37 $3,330 135,575 Direct -6.23% Disposed -60.8% (price as of 2026-08-20)
June 30, 2009 ANIX S 11,000 $0.39 $4,290 135,575 Direct -7.50% Disposed -62.8% (price as of 2026-08-20)
June 30, 2009 ANIX S 7,500 $0.37 $2,775 135,575 Direct -5.24% Disposed -60.8% (price as of 2026-08-20)
June 29, 2009 ANIX S 27,000 $0.39 $10,530 135,575 Direct -16.61% Disposed -62.8% (price as of 2026-08-20)
Jan. 3, 2006 ANIX S 15,000 $0.80 $12,000 11,575 Direct -56.44% Disposed -81.9% (price as of 2026-08-20)
Oct. 19, 2005 ANIX S 15,000 $0.52 $7,800 16,025 Direct -48.35% Disposed -72.1% (price as of 2026-08-20)
Sept. 28, 2005 ANIX S 10,000 $0.50 $5,000 31,025 Direct -24.38% Disposed -71.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 2, 2011 ANIX Employee Stock Option [F1] Common Stock (100,000) $0.37 June 1, 2021 100,000 Acquired
Feb. 8, 2011 ANIX Common Stock Purchase Warrants (Right to Buy) Common stock (280,000) $0.18 Feb. 8, 2016 280,000 Acquired
Oct. 8, 2009 ANIX Employee Stock Option [F2] Common Stock (100,000) $0.92 Oct. 7, 2019 100,000 Acquired
Oct. 8, 2009 ANIX Employee Stock Option Common Stock (100,000) $0.40 Sept. 19, 2011 100,000 Disposed
Nov. 12, 2007 ANIX Employee Stock Option [F1] Common Stock (75,000) $1.17 Nov. 11, 2017 75,000 Acquired
Aug. 8, 2007 ANIX Employee Stock Option [F1] Common Stock (200,000) $0.25 May 5, 2013 200,000 Disposed
Nov. 21, 2006 ANIX Employee Stock Option [F1] Common Stock (50,000) $0.70 Nov. 20, 2016 50,000 Acquired
June 1, 2006 ANIX Employee Stock Option [F1] Common Stock (50,000) $0.83 May 31, 2016 50,000 Acquired
Oct. 31, 2005 ANIX Employee Stock Option [F1] Common Stock (100,000) $0.52 Oct. 30, 2015 100,000 Acquired
Feb. 18, 2005 ANIX Employee Stock Option [F1] Common Stock (100,000) $0.65 Feb. 17, 2015 100,000 Acquired
Oct. 26, 2004 ANIX Employee Stock Option [F1] Common Stock (70,000) $1.04 Oct. 25, 2014 70,000 Acquired
May 11, 2004 ANIX Employee Stock Option [F1] Common Stock (50,000) $0.81 May 10, 2014 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ANIX

Vice President- Finance and Director
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2008
2007 $100,000 $14,300

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.