Henry Sicignano III
CIK 1508753 · View on SEC EDGAR ↗
First SEC filing: July 18, 2023 · Latest: July 18, 2023
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 26, 2012 | XXII | P | 100,000 | $0.16 | $16,000 | 1,992,603 Direct | +5.28% | Acquired | -100.0% (price as of 2026-08-20) |
| Nov. 26, 2012 | XXII | P | 100,000 | $0.17 | $17,000 | 1,892,603 Direct | +5.58% | Acquired | -100.0% (price as of 2026-08-20) |
| Nov. 19, 2012 | XXII | P | 40,000 | $0.22 | $8,800 | 1,792,603 Direct | +2.28% | Acquired | -100.0% (price as of 2026-08-20) |
| Nov. 9, 2012 | XXII | P | 300,000 | — | — | 300,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Nov. 9, 2012 | XXII | P | 600,000 | — | — | 1,752,603 Direct | +52.06% | Acquired | (price as of 2026-08-20) |
| Aug. 28, 2012 | XXII | P | 7,500 | $0.25 | $1,875 | 15,000 Indirect | +100.00% | Acquired | -100.0% (price as of 2026-08-20) |
| Aug. 27, 2012 | XXII | P | 5,100 | $0.25 | $1,275 | 20,000 Indirect | +34.23% | Acquired | -100.0% (price as of 2026-08-20) |
| Aug. 20, 2012 | XXII | P | 9,900 | $0.25 | $2,475 | 14,900 Indirect | +198.00% | Acquired | -100.0% (price as of 2026-08-20) |
| May 15, 2012 | XXII | P | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-20) |
| May 15, 2012 | XXII | P | 20,000 | — | — | 952,603 Direct | +2.14% | Acquired | (price as of 2026-08-20) |
| June 7, 2011 | XXII | P | 110,000 | $1.03 | $113,300 | 932,603 Direct | +13.37% | Acquired | -100.0% (price as of 2026-08-20) |
| May 31, 2011 | XXII | P | 2,000 | $1.22 | $2,440 | 7,500 Indirect | +36.36% | Acquired | -100.0% (price as of 2026-08-20) |
| May 26, 2011 | XXII | P | 1,000 | $1.15 | $1,150 | 5,500 Indirect | +22.22% | Acquired | -100.0% (price as of 2026-08-20) |
| May 3, 2011 | XXII | P | 3,000 | $1.25 | $3,750 | 4,500 Indirect | +200.00% | Acquired | -100.0% (price as of 2026-08-20) |
| April 11, 2011 | XXII | P | 5,000 | $1.25 | $6,250 | 5,000 Indirect | — | Acquired | -100.0% (price as of 2026-08-20) |
| April 4, 2011 | XXII | P | 1,500 | $1.20 | $1,800 | 1,500 Indirect | — | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2018 | XXII | Stock Option (Right to Buy) | Common Stock (279,553) | $2.76 | March 6, 2028 | 279,553 | Acquired |
| June 9, 2017 | XXII | Warrant to Purchase | Common Stock (300,000) | $0.60 | Nov. 9, 2017 | 300,000 | Disposed |
| May 24, 2017 | XXII | Sock Option (Right to Buy) | Common Stock (333,000) | $1.39 | May 24, 2027 | 333,000 | Acquired |
| May 15, 2017 | XXII | Warrant to Purchase | Common Stock (20,000) | $0.60 | May 15, 2017 | 20,000 | Disposed |
| March 4, 2016 | XXII | Stock Option Grant | Common Stock (425,532) | $0.95 | March 4, 2026 | 425,532 | Acquired |
| Jan. 25, 2016 | XXII | Warrant to Purchase | Common Stock (9,025) | $1.20 | Jan. 25, 2016 | 9,025 | Disposed |
| Feb. 16, 2015 | XXII | Stock Option (right to buy) | Common Stock (350,000) | $0.96 | Feb. 16, 2025 | 350,000 | Acquired |
| March 31, 2014 | XXII | Warrant to Purchase | Common Stock (485,682) | $2.20 | Jan. 25, 2016 | 582,818 | Disposed |
| March 31, 2014 | XXII | Warrant to Purchase | Common Stock (9,025) | $1.20 | Jan. 25, 2016 | 10,831 | Disposed |
| Nov. 9, 2012 | XXII | Warrant to Purchase | Common Stock (300,000) | $1.00 | Nov. 9, 2017 | 300,000 | Acquired |
| May 18, 2012 | XXII | Stock Option (Right to Buy) | Common Stock (100,000) | $0.69 | May 18, 2022 | 100,000 | Acquired |
| May 15, 2012 | XXII | Warrant to Purchase | Common Stock (20,000) | $1.00 | May 15, 2017 | 20,000 | Acquired |
| Dec. 14, 2011 | XXII | Convertible Promissory Note | Common Stock (329,666) | $0.75 | Dec. 14, 2012 | 329,666 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 18, 2023 | GWAV | Common Stock | 0 | Direct |
| Feb. 4, 2011 | XXII | Common Stock | 222,603 | Direct |
| Feb. 4, 2011 | XXII | Common Stock | 2,542,347 | Indirect |
| Feb. 4, 2011 | XXII | Warrant→ Common Stock (69,564) | 69,564 | Direct |
| Feb. 4, 2011 | XXII | Warrant→ Common Stock (15,813) | 15,813 | Indirect |
| Feb. 4, 2011 | XXII | Warrant→ Common Stock (784,600) | 784,600 | Indirect |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $267,746 | — | — | $255,950 | — | — | $34,490 | $558,186 |
| 2018 | $379,148 | — | — | $533,108 | — | — | $37,190 | $949,446 |
| 2017 | $242,690 | $94,800 | — | $345,987 | — | — | $27,988 | $711,375 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.