Henry Warshaw

CIK 1195338 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 7, 2011 · Latest: Jan. 7, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

EFSCP buying Dec. 12, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 18, 2011	EFSCP	A	999	—	—	37,756 Direct	+2.72%	Acquired	(price as of 2026-08-20)
Dec. 17, 2010	EFSCP	A	1,301	—	—	36,757 Direct	+3.67%	Acquired	(price as of 2026-08-20)
Jan. 15, 2010	EFSCP	A	1,300	—	—	35,456 Direct	+3.81%	Acquired	(price as of 2026-08-20)
Dec. 17, 2009	EFSCP	A	1,677	—	—	34,156 Direct	+5.16%	Acquired	(price as of 2026-08-20)
Dec. 17, 2009	EFSCP	A	1,677	—	—	32,479 Direct	+5.44%	Acquired	(price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	1,100	$7.43	$8,173	32,479 Direct	+3.51%	Acquired	166.2% (price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	100	$7.37	$737	31,379 Direct	+0.32%	Acquired	168.3% (price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	200	$7.36	$1,472	31,279 Direct	+0.64%	Acquired	168.7% (price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	300	$7.35	$2,205	31,079 Direct	+0.97%	Acquired	169.0% (price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	200	$7.34	$1,468	30,779 Direct	+0.65%	Acquired	169.4% (price as of 2026-08-20)
Nov. 30, 2009	EFSCP	A	100	$7.32	$732	30,579 Direct	+0.33%	Acquired	170.2% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	3,402	$8.50	$28,917	30,479 Direct	+12.56%	Acquired	132.6% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	300	$8.48	$2,544	27,077 Direct	+1.12%	Acquired	133.2% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	300	$8.45	$2,535	26,777 Direct	+1.13%	Acquired	134.0% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	498	$8.43	$4,198	26,477 Direct	+1.92%	Acquired	134.6% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	100	$8.37	$837	25,979 Direct	+0.39%	Acquired	136.3% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	300	$8.36	$2,508	25,879 Direct	+1.17%	Acquired	136.5% (price as of 2026-08-20)
Nov. 18, 2009	EFSCP	A	100	$8.33	$833	25,579 Direct	+0.39%	Acquired	137.4% (price as of 2026-08-20)
Jan. 15, 2009	EFSCP	A	490	—	—	25,479 Direct	+1.96%	Acquired	(price as of 2026-08-20)
Dec. 18, 2008	EFSCP	A	797	—	—	24,989 Direct	+3.29%	Acquired	(price as of 2026-08-20)
Dec. 12, 2008	EFSCP	P	5,000	$1000.00	$5,000,000	5,000 Indirect	—	Acquired	-98.0% (price as of 2026-08-20)
Sept. 10, 2008	EFSCP	X	22,401	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 10, 2008	EFSCP	X	22,401	$10.33	$231,402	24,192 Direct	+1250.75%	Acquired	91.4% (price as of 2026-08-20)
Jan. 15, 2008	EFSCP	A	275	—	—	1,791 Direct	+18.14%	Acquired	(price as of 2026-08-20)
Dec. 15, 2007	EFSCP	A	482	—	—	1,516 Direct	+46.62%	Acquired	(price as of 2026-08-20)
June 15, 2007	EFSCP	A	117	—	—	1,034 Direct	+12.76%	Acquired	(price as of 2026-08-20)
Jan. 2, 2007	EFSCP	A	253	—	—	596 Direct	+73.76%	Acquired	(price as of 2026-08-20)
July 3, 2006	EFSCP	A	283	—	—	343 Direct	+471.67%	Acquired	(price as of 2026-08-20)
July 14, 2005	EFSCP	M	4,800	$11.67	$56,016	4,860 Direct	+8000.00%	Acquired	69.5% (price as of 2026-08-20)
July 14, 2005	EFSCP	D	4,800	$13.50	$64,800	60 Direct	-98.77%	Disposed	46.5% (price as of 2026-08-20)
July 14, 2005	EFSCP	M	4,800	$13.50	$64,800	0 Direct	-100.00%	Disposed	46.5% (price as of 2026-08-20)
March 31, 2005	EFSCP	A	321	$18.70	$6,003	321 Direct	—	Acquired	5.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 12, 2008	EFSCP	Convertible Trust Preferred Securities of EFSC Capital	Common Stock (287,852)	$17.34	Dec. 12, 2038	5,000	Acquired
Sept. 10, 2008	EFSCP	Incentive Stock Option (right to buy)	Common Stock (22,401)	$10.33	Jan. 1, 2009	22,401	Disposed
July 14, 2005	EFSCP	STOCK APPRECIATION RIGHTS	COMMON STOCK (4,800)	$11.67	Dec. 31, 2009	4,800	Disposed
March 31, 2005	EFSCP	RESTRICTED SHARE UNITS	COMMON STOCK (321)	$0.00	—	321	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).