HERBERGER ROY A JR

Insider

First SEC filing: July 6, 2005 · Latest: July 6, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

PNW selling March 14, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 14, 2018	PNW	S	2,126	$76.25	$162,108	24,137 Direct	-8.10%	Disposed	30.0% (price as of 2026-08-21)
Jan. 2, 2018	PNW	M	1,509	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 2, 2018	PNW	A	37	—	—	26,028 Direct	+0.14%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	PNW	D	755	$83.89	$63,337	25,991 Direct	-2.82%	Disposed	18.2% (price as of 2026-08-21)
Jan. 2, 2018	PNW	M	755	—	—	26,746 Direct	+2.90%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	PNW	M	754	—	—	25,991 Direct	+2.99%	Acquired	(price as of 2026-08-21)
Dec. 15, 2017	PNW	G	5,587	—	—	5,587 Indirect	—	Acquired	(price as of 2026-08-21)
Dec. 15, 2017	PNW	G	5,587	—	—	25,237 Direct	-18.13%	Disposed	(price as of 2026-08-21)
May 17, 2017	PNW	A	1,311	—	—	1,311 Direct	—	Acquired	(price as of 2026-08-21)
May 18, 2016	PNW	A	1,509	—	—	1,509 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 4, 2016	PNW	M	1,834	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 4, 2016	PNW	A	53	—	—	28,890 Direct	+0.18%	Acquired	(price as of 2026-08-21)
Jan. 4, 2016	PNW	D	917	$64.08	$58,761	28,837 Direct	-3.08%	Disposed	54.7% (price as of 2026-08-21)
Jan. 4, 2016	PNW	M	917	—	—	29,754 Direct	+3.18%	Acquired	(price as of 2026-08-21)
Jan. 4, 2016	PNW	M	917	—	—	28,837 Direct	+3.28%	Acquired	(price as of 2026-08-21)
May 20, 2015	PNW	A	1,645	—	—	1,645 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 2, 2015	PNW	M	1,516	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 2, 2015	PNW	A	39	—	—	26,855 Direct	+0.15%	Acquired	(price as of 2026-08-21)
Jan. 2, 2015	PNW	D	758	$68.64	$52,029	26,816 Direct	-2.75%	Disposed	44.4% (price as of 2026-08-21)
Jan. 2, 2015	PNW	M	758	—	—	25,754 Direct	+3.03%	Acquired	(price as of 2026-08-21)
Jan. 2, 2015	PNW	M	758	—	—	26,816 Direct	+2.91%	Acquired	(price as of 2026-08-21)
May 21, 2014	PNW	A	1,834	—	—	1,834 Direct	—	Acquired	(price as of 2026-08-21)
May 15, 2013	PNW	A	1,516	—	—	1,516 Direct	—	Acquired	(price as of 2026-08-21)
June 29, 2012	PNW	A	1,730	—	—	1,730 Direct	—	Acquired	(price as of 2026-08-21)
July 1, 2011	PNW	A	1,699	—	—	1,699 Direct	—	Acquired	(price as of 2026-08-21)
July 1, 2010	PNW	A	1,994	—	—	1,994 Direct	—	Acquired	(price as of 2026-08-21)
July 1, 2009	PNW	A	1,600	$30.68	$49,088	20,308 Direct	+8.55%	Acquired	223.1% (price as of 2026-08-21)
July 1, 2008	PNW	A	1,600	$31.33	$50,128	17,430 Direct	+10.11%	Acquired	216.4% (price as of 2026-08-21)
July 2, 2007	PNW	A	1,100	$40.55	$44,605	15,360 Direct	+7.71%	Acquired	144.5% (price as of 2026-08-21)
July 3, 2006	PNW	A	1,100	$40.20	$44,220	14,260 Direct	+8.36%	Acquired	146.6% (price as of 2026-08-21)
July 1, 2005	PNW	A	900	$44.70	$40,230	13,160 Direct	+7.34%	Acquired	121.8% (price as of 2026-08-21)
July 1, 2004	PNW	A	900	$40.66	$36,594	12,260 Direct	+7.92%	Acquired	143.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 2, 2018	PNW	Stock Units	Common Stock (1,509)	—	—	1,509	Disposed
May 17, 2017	PNW	Stock Units	Common Stock (1,311)	—	—	1,311	Acquired
May 18, 2016	PNW	Stock Units	Common Stock (1,509)	—	—	1,509	Acquired
Jan. 4, 2016	PNW	Stock Units	Common Stock (1,834)	—	—	1,834	Disposed
May 20, 2015	PNW	Stock Units	Common Stock (1,645)	—	—	1,645	Acquired
Jan. 2, 2015	PNW	Stock Units	Common Stock (1,516)	—	—	1,516	Disposed
May 21, 2014	PNW	Stock Units	Common Stock (1,834)	—	—	1,834	Acquired
May 15, 2013	PNW	Restricted Stock Units	Common Stock (1,516)	—	—	1,516	Acquired
June 29, 2012	PNW	Restricted Stock Units	Common Stock (1,730)	—	—	1,730	Acquired
July 1, 2011	PNW	Restricted Stock Units	Common Stock (1,699)	—	—	1,699	Acquired
July 1, 2010	PNW	Restricted Stock Units	Common Stock (1,994)	—	—	1,994	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).