Herman Y Li
CIK 1235500 · View on SEC EDGAR ↗
Insider
First SEC filing: March 26, 2020 · Latest: March 26, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 37 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
37 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 25, 2020 | EWBC | S | 10,172 | $30.06 | $305,770 | 25,789 Direct | -28.29% | Disposed | 333.0% (price as of 2026-08-20) |
| March 20, 2020 | EWBC | S | 3,300 | $31.03 | $102,399 | 35,961 Direct | -8.41% | Disposed | 319.4% (price as of 2026-08-20) |
| Oct. 24, 2017 | EWBC | S | 10,000 | $61.00 | $610,000 | 40,130 Direct | -19.95% | Disposed | 113.4% (price as of 2026-08-20) |
| April 25, 2017 | EWBC | S | 4,000 | $56.75 | $227,000 | 48,000 Direct | -7.69% | Disposed | 129.3% (price as of 2026-08-20) |
| March 8, 2017 | EWBC | S | 3,200 | $55.50 | $177,600 | 52,000 Direct | -5.80% | Disposed | 134.5% (price as of 2026-08-20) |
| Dec. 5, 2014 | EWBC | S | 3,725 | $38.61 | $143,822 | 50,000 Direct | -6.93% | Disposed | 237.1% (price as of 2026-08-20) |
| Dec. 18, 2013 | EWBC | S | 3,000 | $34.01 | $102,030 | 51,624 Direct | -5.49% | Disposed | 282.7% (price as of 2026-08-20) |
| Dec. 19, 2012 | EWBC | S | 4,000 | $21.77 | $87,080 | 50,922 Direct | -7.28% | Disposed | 497.8% (price as of 2026-08-20) |
| Feb. 10, 2012 | EWBC | S | 10,000 | $22.15 | $221,500 | 52,628 Direct | -15.97% | Disposed | 487.6% (price as of 2026-08-20) |
| Dec. 1, 2005 | EWBC | S | 7,500 | $38.00 | $285,000 | 18,825 Direct | -28.49% | Disposed | 242.5% (price as of 2026-08-20) |
| Nov. 3, 2004 | EWBC | S | 2,500 | $42.00 | $105,000 | 18,238 Direct | -12.06% | Disposed | 209.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 10, 2012 | EWBC | Employee Stock Options (right to buy) | Common Stock (10,000) | $16.92 | July 17, 2012 | 10,000 | Disposed |
| Feb. 10, 2012 | EWBC | Employee Stock Options (right to buy) | Common Stock (10,000) | $16.92 | July 17, 2012 | 10,000 | Disposed |
| June 17, 2011 | EWBC | Employee Stock Option (right to buy) | Common Stock (10,000) | $12.17 | July 16, 2011 | 10,000 | Disposed |
| Dec. 1, 2005 | EWBC | Employee Stock Option (Right to Buy) | Common Stock (7,500) | $7.94 | July 25, 2010 | 7,500 | Disposed |
| Nov. 3, 2004 | EWBC | Employee Stock Option (right to buy) | Common Stock (2,500) | $5.00 | July 21, 2009 | 2,500 | Disposed |
| June 20, 2004 | EWBC | Employee Stock Option (right to buy) | Common Stock | — | July 17, 2012 | 5,000 | Acquired |
| June 20, 2004 | EWBC | Employee Stock Option (right to buy) | Common Stock | — | July 16, 2011 | 5,000 | Acquired |
| June 20, 2004 | EWBC | Employee Stock Option (right to buy) | Common Stock | — | July 25, 2010 | 3,750 | Acquired |
| June 20, 2004 | EWBC | Employee Stock Option (right to buy) | Common Stock | — | July 21, 2009 | 1,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).