Horace Carter
Insider
First SEC filing: Jan. 10, 2022 · Latest: Jan. 10, 2022
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 13, 2024 | RJF | A | 3,741 | · | · | 3,741 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2024 | RJF | A | 935 | · | · | 935 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 4, 2024 | RJF | S | 5,000 | $165.03 | $825,150 | 34,603 Direct | -12.63% | Disposed | -4.1% (price as of 2026-10-02) |
| Dec. 3, 2024 | RJF | M | 7,836 | · | · | 42,686 Direct | +22.48% | Acquired | (price as of 2026-10-02) |
| Dec. 3, 2024 | RJF | F | 3,083 | $166.95 | $514,707 | 39,603 Direct | -7.22% | Disposed | -5.2% (price as of 2026-10-02) |
| Dec. 3, 2024 | RJF | M | 7,836 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | M | 3,668 | · | · | 34,668 Direct | +11.83% | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | M | 1,500 | · | · | 36,168 Direct | +4.33% | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | F | 383 | $169.28 | $64,834 | 35,785 Direct | -1.06% | Disposed | -6.5% (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | F | 935 | $169.28 | $158,277 | 34,850 Direct | -2.61% | Disposed | -6.5% (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | M | 1,500 | · | · | 1,500 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| Nov. 30, 2024 | RJF | M | 3,668 | · | · | 2,445 Direct | -60.00% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2024 | RJF | M | 750 | · | · | 31,182 Direct | +2.46% | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2024 | RJF | F | 182 | $163.78 | $29,808 | 31,000 Direct | -0.58% | Disposed | -3.4% (price as of 2026-10-02) |
| Nov. 22, 2024 | RJF | M | 750 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2023 | RJF | A | 5,411 | · | · | 5,411 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2023 | RJF | A | 1,037 | · | · | 1,037 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 4, 2023 | RJF | M | 5,217 | · | · | 30,432 Direct | +20.69% | Acquired | (price as of 2026-10-02) |
| Dec. 4, 2023 | RJF | M | 5,217 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 30, 2023 | RJF | M | 4,500 | · | · | 25,215 Direct | +21.72% | Acquired | (price as of 2026-10-02) |
| Nov. 30, 2023 | RJF | M | 4,500 | · | · | 3,000 Direct | -60.00% | Disposed | (price as of 2026-10-02) |
| Nov. 29, 2023 | RJF | M | 450 | · | · | 20,715 Direct | +2.22% | Acquired | (price as of 2026-10-02) |
| Nov. 29, 2023 | RJF | M | 450 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2023 | RJF | M | 750 | · | · | 20,265 Direct | +3.84% | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2023 | RJF | M | 750 | · | · | 750 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| July 31, 2023 | RJF | S | 3,753 | $109.12 | $409,527 | 19,515 Direct | -16.13% | Disposed | 45.0% (price as of 2026-10-02) |
| June 12, 2023 | RJF | G | 105 | · | · | 23,268 Direct | -0.45% | Disposed | (price as of 2026-10-02) |
| Dec. 15, 2022 | RJF | A | 5,440 | · | · | 5,440 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 15, 2022 | RJF | A | 1,927 | · | · | 1,927 Direct | · | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2022 | RJF | M | 549 | · | · | 23,373 Direct | +2.41% | Acquired | (price as of 2026-10-02) |
| Dec. 13, 2022 | RJF | M | 549 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 29, 2022 | RJF | M | 450 | · | · | 22,824 Direct | +2.01% | Acquired | (price as of 2026-10-02) |
| Nov. 29, 2022 | RJF | M | 450 | · | · | 450 Direct | -50.00% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2022 | RJF | M | 2,250 | · | · | 22,014 Direct | +11.38% | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2022 | RJF | M | 360 | · | · | 22,374 Direct | +1.64% | Acquired | (price as of 2026-10-02) |
| Nov. 22, 2022 | RJF | M | 360 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 22, 2022 | RJF | M | 2,250 | · | · | 1,500 Direct | -60.00% | Disposed | (price as of 2026-10-02) |
| Oct. 15, 2022 | RJF | M | 591 | · | · | 19,764 Direct | +3.08% | Acquired | (price as of 2026-10-02) |
| Oct. 15, 2022 | RJF | M | 591 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| July 15, 2022 | RJF | M | 446 | · | · | 19,173 Direct | +2.38% | Acquired | (price as of 2026-10-02) |
| July 15, 2022 | RJF | M | 446 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 15, 2022 | RJF | M | 150 | · | · | 18,727 Direct | +0.81% | Acquired | (price as of 2026-10-02) |
| May 15, 2022 | RJF | M | 150 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 15, 2022 | RJF | M | 144 | · | · | 18,577 Direct | +0.78% | Acquired | (price as of 2026-10-02) |
| April 15, 2022 | RJF | M | 144 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Feb. 24, 2022 | RJF | A | 3,000 | · | · | 3,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 13, 2024 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2029 | 3,741 | Acquired |
| Dec. 13, 2024 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2027 | 935 | Acquired |
| Dec. 3, 2024 | RJF | Restricted Stock Units | Common Stock | · | Dec. 3, 2024 | 7,836 | Disposed |
| Nov. 30, 2024 | RJF | Restricted Stock Units | Common Stock | · | Nov. 30, 2025 | 1,500 | Disposed |
| Nov. 30, 2024 | RJF | Restricted Stock Units | Common Stock | · | Nov. 30, 2026 | 3,668 | Disposed |
| Nov. 22, 2024 | RJF | Restricted Stock Units | Common Stock | · | Nov. 22, 2024 | 750 | Disposed |
| Dec. 15, 2023 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2028 | 5,411 | Acquired |
| Dec. 15, 2023 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2026 | 1,037 | Acquired |
| Dec. 4, 2023 | RJF | Restricted Stock Units | Common Stock | · | Dec. 4, 2023 | 5,217 | Disposed |
| Nov. 30, 2023 | RJF | Restricted Stock Units | Common Stock | · | Nov. 30, 2025 | 4,500 | Disposed |
| Nov. 29, 2023 | RJF | Restricted Stock Units | Common Stock | · | Nov. 29, 2023 | 450 | Disposed |
| Nov. 22, 2023 | RJF | Restricted Stock Units | Common Stock | · | Nov. 22, 2024 | 750 | Disposed |
| Dec. 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2027 | 5,440 | Acquired |
| Dec. 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | Dec. 15, 2025 | 1,927 | Acquired |
| Dec. 13, 2022 | RJF | Restricted Stock Units | Common Stock | · | Dec. 13, 2022 | 549 | Disposed |
| Nov. 29, 2022 | RJF | Restricted Stock Units | Common Stock | · | Nov. 29, 2023 | 450 | Disposed |
| Nov. 22, 2022 | RJF | Restricted Stock Units | Common Stock | · | Nov. 22, 2022 | 360 | Disposed |
| Nov. 22, 2022 | RJF | Restricted Stock Units | Common Stock | · | Nov. 22, 2024 | 2,250 | Disposed |
| Oct. 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | Oct. 15, 2022 | 591 | Disposed |
| July 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | July 15, 2022 | 446 | Disposed |
| May 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | May 15, 2022 | 150 | Disposed |
| April 15, 2022 | RJF | Restricted Stock Units | Common Stock | · | April 15, 2022 | 144 | Disposed |
| Feb. 24, 2022 | RJF | Restricted Stock Units | Common Stock | · | Feb. 28, 2027 | 3,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 10, 2022 | RJF | Common Stock | 18,433 | Direct |
| Jan. 10, 2022 | RJF | Common Stock | 1,129 | Indirect |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | 6,113 | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |
| Jan. 10, 2022 | RJF | Restricted Stock Units | · | Direct |