Horace Carter

CIK 1902821 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 10, 2022 · Latest: Jan. 10, 2022

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RJF selling Dec. 4, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 13, 2024	RJF	A	3,741	—	—	3,741 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 13, 2024	RJF	A	935	—	—	935 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 4, 2024	RJF	S	5,000	$165.03	$825,150	34,603 Direct	-12.63%	Disposed	9.8% (price as of 2026-08-19)
Dec. 3, 2024	RJF	M	7,836	—	—	42,686 Direct	+22.48%	Acquired	(price as of 2026-08-19)
Dec. 3, 2024	RJF	F	3,083	$166.95	$514,707	39,603 Direct	-7.22%	Disposed	8.5% (price as of 2026-08-19)
Dec. 3, 2024	RJF	M	7,836	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 30, 2024	RJF	M	3,668	—	—	34,668 Direct	+11.83%	Acquired	(price as of 2026-08-19)
Nov. 30, 2024	RJF	M	1,500	—	—	36,168 Direct	+4.33%	Acquired	(price as of 2026-08-19)
Nov. 30, 2024	RJF	F	383	$169.28	$64,834	35,785 Direct	-1.06%	Disposed	7.0% (price as of 2026-08-19)
Nov. 30, 2024	RJF	F	935	$169.28	$158,277	34,850 Direct	-2.61%	Disposed	7.0% (price as of 2026-08-19)
Nov. 30, 2024	RJF	M	1,500	—	—	1,500 Direct	-50.00%	Disposed	(price as of 2026-08-19)
Nov. 30, 2024	RJF	M	3,668	—	—	2,445 Direct	-60.00%	Disposed	(price as of 2026-08-19)
Nov. 22, 2024	RJF	M	750	—	—	31,182 Direct	+2.46%	Acquired	(price as of 2026-08-19)
Nov. 22, 2024	RJF	F	182	$163.78	$29,808	31,000 Direct	-0.58%	Disposed	10.6% (price as of 2026-08-19)
Nov. 22, 2024	RJF	M	750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 15, 2023	RJF	A	5,411	—	—	5,411 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 15, 2023	RJF	A	1,037	—	—	1,037 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 4, 2023	RJF	M	5,217	—	—	30,432 Direct	+20.69%	Acquired	(price as of 2026-08-19)
Dec. 4, 2023	RJF	M	5,217	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 30, 2023	RJF	M	4,500	—	—	25,215 Direct	+21.72%	Acquired	(price as of 2026-08-19)
Nov. 30, 2023	RJF	M	4,500	—	—	3,000 Direct	-60.00%	Disposed	(price as of 2026-08-19)
Nov. 29, 2023	RJF	M	450	—	—	20,715 Direct	+2.22%	Acquired	(price as of 2026-08-19)
Nov. 29, 2023	RJF	M	450	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 22, 2023	RJF	M	750	—	—	20,265 Direct	+3.84%	Acquired	(price as of 2026-08-19)
Nov. 22, 2023	RJF	M	750	—	—	750 Direct	-50.00%	Disposed	(price as of 2026-08-19)
July 31, 2023	RJF	S	3,753	$109.12	$409,527	19,515 Direct	-16.13%	Disposed	66.0% (price as of 2026-08-19)
June 12, 2023	RJF	G	105	—	—	23,268 Direct	-0.45%	Disposed	(price as of 2026-08-19)
Dec. 15, 2022	RJF	A	5,440	—	—	5,440 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 15, 2022	RJF	A	1,927	—	—	1,927 Direct	—	Acquired	(price as of 2026-08-19)
Dec. 13, 2022	RJF	M	549	—	—	23,373 Direct	+2.41%	Acquired	(price as of 2026-08-19)
Dec. 13, 2022	RJF	M	549	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 29, 2022	RJF	M	450	—	—	22,824 Direct	+2.01%	Acquired	(price as of 2026-08-19)
Nov. 29, 2022	RJF	M	450	—	—	450 Direct	-50.00%	Disposed	(price as of 2026-08-19)
Nov. 22, 2022	RJF	M	2,250	—	—	22,014 Direct	+11.38%	Acquired	(price as of 2026-08-19)
Nov. 22, 2022	RJF	M	360	—	—	22,374 Direct	+1.64%	Acquired	(price as of 2026-08-19)
Nov. 22, 2022	RJF	M	360	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Nov. 22, 2022	RJF	M	2,250	—	—	1,500 Direct	-60.00%	Disposed	(price as of 2026-08-19)
Oct. 15, 2022	RJF	M	591	—	—	19,764 Direct	+3.08%	Acquired	(price as of 2026-08-19)
Oct. 15, 2022	RJF	M	591	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
July 15, 2022	RJF	M	446	—	—	19,173 Direct	+2.38%	Acquired	(price as of 2026-08-19)
July 15, 2022	RJF	M	446	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 15, 2022	RJF	M	150	—	—	18,727 Direct	+0.81%	Acquired	(price as of 2026-08-19)
May 15, 2022	RJF	M	150	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
April 15, 2022	RJF	M	144	—	—	18,577 Direct	+0.78%	Acquired	(price as of 2026-08-19)
April 15, 2022	RJF	M	144	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 24, 2022	RJF	A	3,000	—	—	3,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 13, 2024	RJF	Restricted Stock Units	Common Stock (3,741)	—	Dec. 15, 2029	3,741	Acquired
Dec. 13, 2024	RJF	Restricted Stock Units	Common Stock (935)	—	Dec. 15, 2027	935	Acquired
Dec. 3, 2024	RJF	Restricted Stock Units	Common Stock (7,836)	—	Dec. 3, 2024	7,836	Disposed
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (1,500)	—	Nov. 30, 2025	1,500	Disposed
Nov. 30, 2024	RJF	Restricted Stock Units	Common Stock (3,668)	—	Nov. 30, 2026	3,668	Disposed
Nov. 22, 2024	RJF	Restricted Stock Units	Common Stock (750)	—	Nov. 22, 2024	750	Disposed
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (5,411)	—	Dec. 15, 2028	5,411	Acquired
Dec. 15, 2023	RJF	Restricted Stock Units	Common Stock (1,037)	—	Dec. 15, 2026	1,037	Acquired
Dec. 4, 2023	RJF	Restricted Stock Units	Common Stock (5,217)	—	Dec. 4, 2023	5,217	Disposed
Nov. 30, 2023	RJF	Restricted Stock Units	Common Stock (4,500)	—	Nov. 30, 2025	4,500	Disposed
Nov. 29, 2023	RJF	Restricted Stock Units	Common Stock (450)	—	Nov. 29, 2023	450	Disposed
Nov. 22, 2023	RJF	Restricted Stock Units	Common Stock (750)	—	Nov. 22, 2024	750	Disposed
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (5,440)	—	Dec. 15, 2027	5,440	Acquired
Dec. 15, 2022	RJF	Restricted Stock Units	Common Stock (1,927)	—	Dec. 15, 2025	1,927	Acquired
Dec. 13, 2022	RJF	Restricted Stock Units	Common Stock (549)	—	Dec. 13, 2022	549	Disposed
Nov. 29, 2022	RJF	Restricted Stock Units	Common Stock (450)	—	Nov. 29, 2023	450	Disposed
Nov. 22, 2022	RJF	Restricted Stock Units	Common Stock (360)	—	Nov. 22, 2022	360	Disposed
Nov. 22, 2022	RJF	Restricted Stock Units	Common Stock (2,250)	—	Nov. 22, 2024	2,250	Disposed
Oct. 15, 2022	RJF	Restricted Stock Units	Common Stock (591)	—	Oct. 15, 2022	591	Disposed
July 15, 2022	RJF	Restricted Stock Units	Common Stock (446)	—	July 15, 2022	446	Disposed
May 15, 2022	RJF	Restricted Stock Units	Common Stock (150)	—	May 15, 2022	150	Disposed
April 15, 2022	RJF	Restricted Stock Units	Common Stock (144)	—	April 15, 2022	144	Disposed
Feb. 24, 2022	RJF	Restricted Stock Units	Common Stock (3,000)	—	Feb. 28, 2027	3,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 10, 2022	RJF	Common Stock	18,433	Direct
Jan. 10, 2022	RJF	Common Stock	1,129	Indirect
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock (6,113)	6,113	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct
Jan. 10, 2022	RJF	Restricted Stock Units→ Common Stock	—	Direct