Howard D Ross
CIK 1290539 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 19, 2008 · Latest: Aug. 19, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 11 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
11 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 4, 2013 | FIVE | S | 146,534 | $34.05 | $4,989,483 | 272,768 Indirect | -34.95% | Disposed | 614.3% (price as of 2026-08-19) |
| Feb. 4, 2013 | FIVE | S | 1,294,434 | $34.05 | $44,075,478 | 2,409,568 Indirect | -34.95% | Disposed | 614.3% (price as of 2026-08-19) |
| July 24, 2012 | FIVE | S | 60,505 | $15.81 | $956,584 | 419,303 Indirect | -12.61% | Disposed | 1438.5% (price as of 2026-08-19) |
| July 24, 2012 | FIVE | S | 534,476 | $15.81 | $8,450,066 | 3,704,002 Indirect | -12.61% | Disposed | 1438.5% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 300 | $24.17 | $7,251 | 0 Direct | -100.00% | Disposed | 347.0% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 200 | $24.14 | $4,828 | 300 Direct | -40.00% | Disposed | 347.5% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 400 | $24.13 | $9,652 | 500 Direct | -44.44% | Disposed | 347.7% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 200 | $24.12 | $4,824 | 900 Direct | -18.18% | Disposed | 347.9% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 7,200 | $24.11 | $173,592 | 1,100 Direct | -86.75% | Disposed | 348.1% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 1,875 | $24.10 | $45,188 | 8,300 Direct | -18.43% | Disposed | 348.3% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 900 | $24.09 | $21,681 | 10,175 Direct | -8.13% | Disposed | 348.5% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 800 | $24.07 | $19,256 | 12,275 Direct | -6.12% | Disposed | 348.8% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 6,600 | $24.06 | $158,796 | 13,075 Direct | -33.55% | Disposed | 349.0% (price as of 2026-08-19) |
| Aug. 15, 2008 | SEIC | S | 12,325 | $24.05 | $296,416 | 19,675 Direct | -38.52% | Disposed | 349.2% (price as of 2026-08-19) |
| May 15, 2008 | SEIC | S | 1,200 | $24.08 | $28,896 | 11,075 Direct | -9.78% | Disposed | 348.7% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 15, 2008 | SEIC | Stock Option (right to purchase) | Common Stock (8,000) | $19.28 | Dec. 14, 2015 | 8,000 | Acquired |
| Aug. 15, 2008 | SEIC | Stock Option (right to purchase) | Common Stock (8,000) | $21.55 | Dec. 14, 2014 | 8,000 | Acquired |
| Aug. 15, 2008 | SEIC | Stock Option (right to purchase) | Common Stock (16,000) | $14.45 | May 25, 2014 | 16,000 | Acquired |
| Dec. 10, 2007 | SEIC | Stock Option (right to buy) | Common Stock (5,000) | $32.49 | Dec. 10, 2017 | 5,000 | Acquired |
| Dec. 13, 2006 | SEIC | Stock Option (Right to Buy) | Common Stock (4,000) | $59.21 | Dec. 13, 2016 | 4,000 | Acquired |
| Dec. 14, 2005 | SEIC | Stock Option (Right to Buy) | Common Stock (4,000) | $38.54 | Dec. 14, 2015 | 4,000 | Acquired |
| Dec. 14, 2004 | SEIC | Stock Option (Right to Buy) | Common Stock (4,000) | $43.09 | Dec. 14, 2014 | 4,000 | Acquired |
| May 25, 2004 | SEIC | Stock Option (Right to Buy) | Common Stock (8,000) | $28.90 | May 25, 2014 | 8,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.