Howard D Schultz
CIK 901737 · View on SEC EDGAR ↗
First SEC filing: Nov. 15, 2017 · Latest: April 14, 2022
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 12, 2022 | SBUX | P | 72,500 | $68.85 | $4,991,625 | 19,606,960 Direct | +0.37% | Acquired | 56.5% (price as of 2026-08-19) |
| May 10, 2022 | SBUX | P | 16,900 | $73.10 | $1,235,390 | 19,534,460 Direct | +0.09% | Acquired | 47.4% (price as of 2026-08-19) |
| May 10, 2022 | SBUX | P | 120,600 | $72.61 | $8,756,766 | 19,517,560 Direct | +0.62% | Acquired | 48.4% (price as of 2026-08-19) |
| Nov. 21, 2017 | SBUX | S | 25,000 | $57.28 | $1,432,000 | 525,181 Indirect | -4.54% | Disposed | 88.1% (price as of 2026-08-19) |
| Nov. 16, 2017 | SBUX | S | 784,050 | $57.05 | $44,730,052 | 29,872,564 Direct | -2.56% | Disposed | 88.9% (price as of 2026-08-19) |
| Nov. 15, 2017 | SBUX | S | 290,176 | $57.03 | $16,548,737 | 29,872,564 Direct | -0.96% | Disposed | 88.9% (price as of 2026-08-19) |
| Dec. 8, 2015 | SBUX | S | 162,099 | $62.23 | $10,087,421 | 29,581,240 Direct | -0.54% | Disposed | 73.1% (price as of 2026-08-19) |
| Aug. 5, 2015 | SBUX | S | 39,819 | $59.19 | $2,356,887 | 550,181 Indirect | -6.75% | Disposed | 82.0% (price as of 2026-08-19) |
| Aug. 4, 2015 | SBUX | S | 1,188,436 | $58.55 | $69,582,928 | 32,561,814 Direct | -3.52% | Disposed | 84.0% (price as of 2026-08-19) |
| June 10, 2015 | SBUX | S | 200,000 | $52.82 | $10,564,000 | 32,561,814 Direct | -0.61% | Disposed | 104.0% (price as of 2026-08-19) |
| June 5, 2015 | SBUX | S | 311,738 | $52.27 | $16,294,545 | 32,561,814 Direct | -0.95% | Disposed | 106.1% (price as of 2026-08-19) |
| Dec. 11, 2014 | SBUX | S | 70,300 | $84.00 | $5,905,200 | 16,780,907 Direct | -0.42% | Disposed | 156.5% (price as of 2026-08-19) |
| Dec. 10, 2014 | SBUX | S | 93,000 | $83.99 | $7,811,070 | 16,955,907 Direct | -0.55% | Disposed | 156.6% (price as of 2026-08-19) |
| Dec. 8, 2014 | SBUX | S | 247,300 | $84.05 | $20,785,565 | 16,955,907 Direct | -1.44% | Disposed | 156.4% (price as of 2026-08-19) |
| Nov. 21, 2013 | SBUX | S | 557,000 | $81.44 | $45,362,080 | 18,489,468 Direct | -2.92% | Disposed | 164.6% (price as of 2026-08-19) |
| Aug. 5, 2013 | SBUX | S | 40,000 | $74.18 | $2,967,200 | 18,580,169 Direct | -0.21% | Disposed | 190.5% (price as of 2026-08-19) |
| Aug. 2, 2013 | SBUX | S | 378,000 | $74.16 | $28,032,480 | 18,580,169 Direct | -1.99% | Disposed | 190.6% (price as of 2026-08-19) |
| May 15, 2013 | SBUX | S | 500,000 | $63.89 | $31,945,000 | 18,580,169 Direct | -2.62% | Disposed | 237.3% (price as of 2026-08-19) |
Showing latest 100 of 296 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 16, 2017 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (784,050) | $11.44 | Nov. 19, 2017 | 784,050 | Disposed |
| Nov. 15, 2017 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (699,677) | $56.70 | Nov. 15, 2027 | 699,677 | Acquired |
| Nov. 15, 2017 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (290,176) | $11.44 | Nov. 19, 2017 | 290,176 | Disposed |
| April 17, 2017 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (33,982) | $58.08 | April 17, 2027 | 33,982 | Acquired |
| Nov. 21, 2016 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (609,813) | $56.10 | Nov. 21, 2026 | 609,813 | Acquired |
| Nov. 16, 2015 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (549,330) | $60.68 | Nov. 16, 2025 | 549,330 | Acquired |
| Aug. 4, 2015 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (300,000) | $11.44 | Nov. 19, 2017 | 300,000 | Disposed |
| Aug. 4, 2015 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (888,436) | $18.38 | Nov. 20, 2016 | 888,436 | Disposed |
| June 10, 2015 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (200,000) | $18.38 | Nov. 20, 2016 | 200,000 | Disposed |
| June 5, 2015 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (311,738) | $15.21 | Nov. 16, 2015 | 311,738 | Disposed |
| Dec. 11, 2014 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (70,300) | $30.42 | Nov. 16, 2015 | 70,300 | Disposed |
| Dec. 10, 2014 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (93,000) | $30.42 | Nov. 16, 2015 | 93,000 | Disposed |
| Dec. 8, 2014 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (247,300) | $30.42 | Nov. 16, 2015 | 247,300 | Disposed |
| Nov. 17, 2014 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (333,561) | $77.83 | Nov. 17, 2024 | 333,561 | Acquired |
| May 1, 2014 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (200,000) | $22.06 | Nov. 16, 2019 | 200,000 | Disposed |
| Nov. 21, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (82,000) | $27.32 | Nov. 16, 2014 | 82,000 | Disposed |
| Nov. 21, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (75,000) | $8.64 | Nov. 17, 2018 | 75,000 | Disposed |
| Nov. 21, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (400,000) | $30.42 | Nov. 16, 2015 | 400,000 | Disposed |
| Nov. 11, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (343,712) | $80.99 | Nov. 11, 2023 | 343,712 | Acquired |
| Aug. 5, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (40,000) | $27.32 | Nov. 16, 2014 | 40,000 | Disposed |
| Aug. 2, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (378,000) | $27.32 | Nov. 16, 2014 | 378,000 | Disposed |
| May 15, 2013 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (500,000) | $27.32 | Nov. 16, 2014 | 500,000 | Disposed |
| Dec. 21, 2012 | SBUX | Common Stock Units [F1] | Common Stock (3,394,184) | — | Dec. 21, 2012 | 3,394,184 | Disposed |
| Dec. 13, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (75,000) | $8.64 | Nov. 17, 2018 | 75,000 | Disposed |
| Dec. 12, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (535,883) | $8.64 | Nov. 17, 2018 | 535,883 | Disposed |
| Dec. 11, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (434,655) | $8.64 | Nov. 17, 2018 | 434,655 | Disposed |
| Dec. 10, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (396,798) | $8.64 | Nov. 17, 2018 | 396,798 | Disposed |
| Dec. 7, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (562,611) | $8.64 | Nov. 17, 2018 | 562,611 | Disposed |
| Nov. 19, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (430,812) | $49.74 | Nov. 19, 2022 | 430,812 | Acquired |
| March 15, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (400,300) | $8.64 | Nov. 17, 2018 | 400,300 | Disposed |
| March 14, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (234,700) | $8.64 | Nov. 17, 2018 | 234,700 | Disposed |
| March 13, 2012 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (1,100,000) | $15.23 | Nov. 20, 2013 | 1,100,000 | Disposed |
| Feb. 15, 2012 | GRPN | Deferred Stock Unit (Right to Receive) | Class A Common Stock (1,281) | $0.00 | — | 1,281 | Acquired |
| Dec. 5, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (795,500) | $10.32 | Sept. 30, 2012 | 795,500 | Disposed |
| Dec. 2, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (97,800) | $10.32 | Sept. 30, 2012 | 97,800 | Disposed |
| Nov. 14, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (429,652) | $43.64 | Nov. 14, 2021 | 429,652 | Acquired |
| Nov. 14, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (130,700) | $10.32 | Sept. 30, 2012 | 130,700 | Disposed |
| Feb. 11, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (263,000) | $7.40 | Oct. 1, 2011 | 263,000 | Disposed |
| Feb. 10, 2011 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (1,167,000) | $7.40 | Oct. 1, 2011 | 1,167,000 | Disposed |
| Nov. 15, 2010 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (525,466) | $30.78 | Nov. 15, 2020 | 525,466 | Acquired |
| Sept. 15, 2010 | SBUX | Stock Option (Right to Buy) | Common Stock (450,000) | $10.09 | Oct. 2, 2010 | 450,000 | Disposed |
| Sept. 14, 2010 | SBUX | Stock Option (Right to Buy) | Common Stock (730,000) | $10.09 | Oct. 2, 2010 | 730,000 | Disposed |
| Sept. 13, 2010 | SBUX | Stock Option (Right to Buy) | Common Stock (400,000) | $10.09 | Oct. 2, 2010 | 400,000 | Disposed |
| Nov. 16, 2009 | SBUX | Non-qualified Stock Option (Right to Buy) | Common Stock (610,224) | $22.06 | Nov. 16, 2019 | 610,224 | Acquired |
| Sept. 14, 2009 | SBUX | Stock Option (Right to Buy) | Common Stock (982,792) | $5.81 | Oct. 4, 2009 | 982,792 | Disposed |
| Nov. 17, 2008 | SBUX | Employee Stock Option (right to buy) | Common Stock (2,714,947) | $8.64 | Nov. 17, 2018 | 2,714,947 | Acquired |
| Nov. 12, 2008 | SBUX | Employee Stock Option (right to buy) | Common (3,181,376) | $5.37 | Nov. 13, 2008 | 3,181,376 | Disposed |
| Nov. 19, 2007 | SBUX | Employee Stock Option (right to buy) | Common Stock (687,113) | $22.87 | Nov. 19, 2017 | 687,113 | Acquired |
| July 19, 2007 | SBUX | Common Stock (right to buy) | Common Stock | — | Oct. 3, 2007 | 1,600,000 | Disposed |
| July 19, 2007 | SBUX | Employee Stock Option (right to buy) | Common Stock | — | Oct. 3, 2007 | 2,578,272 | Disposed |
| Feb. 8, 2007 | SBUX | Put Equivalent Position (Right to Sell) | Common (6,756,164) | — | — | 6,756,164 | Disposed |
| Nov. 20, 2006 | SBUX | Nonqualified Stock Option (right to buy) | Common Stock (544,218) | $36.75 | Nov. 20, 2016 | 544,218 | Acquired |
| July 14, 2006 | SBUX | Employee (Non qualified) Stock Option (right to buy) | Common Stock (1,275,000) | $4.13 | Sept. 30, 2006 | 1,275,000 | Disposed |
| June 29, 2006 | SBUX | Non-qualified stock options (right to buy) | Common Stock (586,760) | $4.13 | Sept. 30, 2006 | 586,760 | Disposed |
| June 27, 2006 | SBUX | Non-qualified stock options (right to buy) | Common Stock (65,500) | $4.13 | Sept. 30, 2006 | 65,500 | Disposed |
| June 26, 2006 | SBUX | Non-qualfied stock option (right to buy) | Common Stock (250,000) | $4.13 | Sept. 30, 2006 | 250,000 | Disposed |
| June 23, 2006 | SBUX | Non-qualified stock option (right to buy) | Common Stock (150,000) | $4.13 | Sept. 30, 2006 | 150,000 | Disposed |
| May 18, 2006 | SBUX | Employee Stock Option (right to buy) | Common Stock (17,208) | $5.81 | Oct. 4, 2009 | 17,208 | Disposed |
| May 18, 2006 | SBUX | Employee Stock Option (right to buy) | Common Stock (18,624) | $5.37 | Nov. 13, 2008 | 18,624 | Disposed |
| May 18, 2006 | SBUX | Employee Stock Option (right to buy) | Common Stock (21,728) | $4.60 | Oct. 3, 2007 | 21,728 | Disposed |
| May 18, 2006 | SBUX | Employee Stock Option (right to buy) | Common Stock (24,240) | $4.13 | Sept. 30, 2006 | 24,240 | Disposed |
| May 8, 2006 | SBUX | Employee Stock Option (right to buy) | Common Stock (600,000) | $4.13 | Sept. 30, 2006 | 600,000 | Disposed |
| Dec. 12, 2005 | SBUX | Employee Stock Option (right to buy) | Common Stock | — | Sept. 30, 2006 | 151,000 | Disposed |
| Nov. 16, 2005 | SBUX | Employee Stock Option (right to buy) | Common Stock (966,469) | $30.42 | Nov. 16, 2015 | 966,469 | Acquired |
| Sept. 19, 2005 | SBUX | Employee (Non qualified) Stock Option (right to buy) | Common Stock (170) | $5.88 | Oct. 2, 2005 | 170 | Disposed |
| Feb. 18, 2005 | SBUX | Employee (Incentive) Stock Option (right to buy) | Common Stock (21,260) | $4.70 | Oct. 2, 2005 | 21,260 | Disposed |
| Dec. 29, 2004 | SBUX | Employee (Non-qualified) Stock Option | Common Stock (48,750) | $8.25 | Sept. 30, 2006 | 48,750 | Disposed |
| Dec. 29, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (1,250) | $5.88 | Oct. 2, 2005 | 1,250 | Disposed |
| Dec. 27, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (70,000) | $5.88 | Oct. 2, 2005 | 70,000 | Disposed |
| Dec. 23, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (25,000) | $5.88 | Oct. 2, 2005 | 25,000 | Disposed |
| Dec. 22, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (285,000) | $5.88 | Oct. 2, 2005 | 285,000 | Disposed |
| Dec. 21, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (56,550) | $5.88 | Oct. 2, 2005 | 56,550 | Disposed |
| Dec. 7, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (13,450) | $5.88 | Oct. 2, 2005 | 13,450 | Disposed |
| Nov. 16, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (500,000) | $54.64 | Nov. 16, 2014 | 500,000 | Acquired |
| Oct. 26, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (160,000) | $5.88 | Oct. 2, 2005 | 160,000 | Disposed |
| Oct. 22, 2004 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (60,000) | $5.88 | Oct. 2, 2005 | 60,000 | Disposed |
| Aug. 19, 2004 | SBUX | Employee (Incentive) Stock Option (right to buy) | Common Stock (34,872) | $2.87 | Oct. 3, 2004 | 34,872 | Disposed |
| Nov. 20, 2003 | SBUX | Employee (Non-Qualified) Stock Option (right to buy) | Common Stock (550,000) | $30.46 | Nov. 20, 2013 | 550,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 14, 2022 | SBUX | Common Stock | 19,396,960 | Direct |
| April 14, 2022 | SBUX | Common Stock | 1,509,588 | Indirect |
| April 14, 2022 | SBUX | Common Stock | 678,990 | Indirect |
| Nov. 3, 2011 | GRPN | Class A Common Stock | 633,112 | Direct |
| Nov. 3, 2011 | GRPN | Class A Common Stock | 1,134,538 | Indirect |
| Nov. 3, 2011 | GRPN | Class A Common Stock | 94,966 | Indirect |
| Nov. 3, 2011 | GRPN | Class A Common Stock | 36,720 | Indirect |
| Nov. 3, 2011 | GRPN | Stock Option (Right to Buy)→ Class A Common Stock (120,000) | 120,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $1 | — | — | — | — | — | $374,557 | $374,558 |
| 2018 | $1 | — | $11,849,295 | $16,108,324 | $1,875,000 | — | $348,990 | $30,181,610 |
| 2017 | $807,693 | — | $7,893,379 | $8,096,499 | $843,750 | — | $339,569 | $17,980,890 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.