Howard D Schultz

CIK 901737 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 15, 2017 · Latest: April 14, 2022

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 82 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

82 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 12, 2022 SBUX P 72,500 $68.85 $4,991,625 19,606,960 Direct +0.37% Acquired 56.5% (price as of 2026-08-19)
May 10, 2022 SBUX P 16,900 $73.10 $1,235,390 19,534,460 Direct +0.09% Acquired 47.4% (price as of 2026-08-19)
May 10, 2022 SBUX P 120,600 $72.61 $8,756,766 19,517,560 Direct +0.62% Acquired 48.4% (price as of 2026-08-19)
Nov. 21, 2017 SBUX S 25,000 $57.28 $1,432,000 525,181 Indirect -4.54% Disposed 88.1% (price as of 2026-08-19)
Nov. 16, 2017 SBUX S 784,050 $57.05 $44,730,052 29,872,564 Direct -2.56% Disposed 88.9% (price as of 2026-08-19)
Nov. 15, 2017 SBUX S 290,176 $57.03 $16,548,737 29,872,564 Direct -0.96% Disposed 88.9% (price as of 2026-08-19)
Dec. 8, 2015 SBUX S 162,099 $62.23 $10,087,421 29,581,240 Direct -0.54% Disposed 73.1% (price as of 2026-08-19)
Aug. 5, 2015 SBUX S 39,819 $59.19 $2,356,887 550,181 Indirect -6.75% Disposed 82.0% (price as of 2026-08-19)
Aug. 4, 2015 SBUX S 1,188,436 $58.55 $69,582,928 32,561,814 Direct -3.52% Disposed 84.0% (price as of 2026-08-19)
June 10, 2015 SBUX S 200,000 $52.82 $10,564,000 32,561,814 Direct -0.61% Disposed 104.0% (price as of 2026-08-19)
June 5, 2015 SBUX S 311,738 $52.27 $16,294,545 32,561,814 Direct -0.95% Disposed 106.1% (price as of 2026-08-19)
Dec. 11, 2014 SBUX S 70,300 $84.00 $5,905,200 16,780,907 Direct -0.42% Disposed 156.5% (price as of 2026-08-19)
Dec. 10, 2014 SBUX S 93,000 $83.99 $7,811,070 16,955,907 Direct -0.55% Disposed 156.6% (price as of 2026-08-19)
Dec. 8, 2014 SBUX S 247,300 $84.05 $20,785,565 16,955,907 Direct -1.44% Disposed 156.4% (price as of 2026-08-19)
Nov. 21, 2013 SBUX S 557,000 $81.44 $45,362,080 18,489,468 Direct -2.92% Disposed 164.6% (price as of 2026-08-19)
Aug. 5, 2013 SBUX S 40,000 $74.18 $2,967,200 18,580,169 Direct -0.21% Disposed 190.5% (price as of 2026-08-19)
Aug. 2, 2013 SBUX S 378,000 $74.16 $28,032,480 18,580,169 Direct -1.99% Disposed 190.6% (price as of 2026-08-19)
May 15, 2013 SBUX S 500,000 $63.89 $31,945,000 18,580,169 Direct -2.62% Disposed 237.3% (price as of 2026-08-19)

Showing latest 100 of 296 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 16, 2017 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (784,050) $11.44 Nov. 19, 2017 784,050 Disposed
Nov. 15, 2017 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (699,677) $56.70 Nov. 15, 2027 699,677 Acquired
Nov. 15, 2017 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (290,176) $11.44 Nov. 19, 2017 290,176 Disposed
April 17, 2017 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (33,982) $58.08 April 17, 2027 33,982 Acquired
Nov. 21, 2016 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (609,813) $56.10 Nov. 21, 2026 609,813 Acquired
Nov. 16, 2015 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (549,330) $60.68 Nov. 16, 2025 549,330 Acquired
Aug. 4, 2015 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (300,000) $11.44 Nov. 19, 2017 300,000 Disposed
Aug. 4, 2015 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (888,436) $18.38 Nov. 20, 2016 888,436 Disposed
June 10, 2015 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (200,000) $18.38 Nov. 20, 2016 200,000 Disposed
June 5, 2015 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (311,738) $15.21 Nov. 16, 2015 311,738 Disposed
Dec. 11, 2014 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (70,300) $30.42 Nov. 16, 2015 70,300 Disposed
Dec. 10, 2014 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (93,000) $30.42 Nov. 16, 2015 93,000 Disposed
Dec. 8, 2014 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (247,300) $30.42 Nov. 16, 2015 247,300 Disposed
Nov. 17, 2014 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (333,561) $77.83 Nov. 17, 2024 333,561 Acquired
May 1, 2014 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (200,000) $22.06 Nov. 16, 2019 200,000 Disposed
Nov. 21, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (82,000) $27.32 Nov. 16, 2014 82,000 Disposed
Nov. 21, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (75,000) $8.64 Nov. 17, 2018 75,000 Disposed
Nov. 21, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (400,000) $30.42 Nov. 16, 2015 400,000 Disposed
Nov. 11, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (343,712) $80.99 Nov. 11, 2023 343,712 Acquired
Aug. 5, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (40,000) $27.32 Nov. 16, 2014 40,000 Disposed
Aug. 2, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (378,000) $27.32 Nov. 16, 2014 378,000 Disposed
May 15, 2013 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (500,000) $27.32 Nov. 16, 2014 500,000 Disposed
Dec. 21, 2012 SBUX Common Stock Units [F1] Common Stock (3,394,184) Dec. 21, 2012 3,394,184 Disposed
Dec. 13, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (75,000) $8.64 Nov. 17, 2018 75,000 Disposed
Dec. 12, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (535,883) $8.64 Nov. 17, 2018 535,883 Disposed
Dec. 11, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (434,655) $8.64 Nov. 17, 2018 434,655 Disposed
Dec. 10, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (396,798) $8.64 Nov. 17, 2018 396,798 Disposed
Dec. 7, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (562,611) $8.64 Nov. 17, 2018 562,611 Disposed
Nov. 19, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (430,812) $49.74 Nov. 19, 2022 430,812 Acquired
March 15, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (400,300) $8.64 Nov. 17, 2018 400,300 Disposed
March 14, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (234,700) $8.64 Nov. 17, 2018 234,700 Disposed
March 13, 2012 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (1,100,000) $15.23 Nov. 20, 2013 1,100,000 Disposed
Feb. 15, 2012 GRPN Deferred Stock Unit (Right to Receive) Class A Common Stock (1,281) $0.00 1,281 Acquired
Dec. 5, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (795,500) $10.32 Sept. 30, 2012 795,500 Disposed
Dec. 2, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (97,800) $10.32 Sept. 30, 2012 97,800 Disposed
Nov. 14, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (429,652) $43.64 Nov. 14, 2021 429,652 Acquired
Nov. 14, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (130,700) $10.32 Sept. 30, 2012 130,700 Disposed
Feb. 11, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (263,000) $7.40 Oct. 1, 2011 263,000 Disposed
Feb. 10, 2011 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (1,167,000) $7.40 Oct. 1, 2011 1,167,000 Disposed
Nov. 15, 2010 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (525,466) $30.78 Nov. 15, 2020 525,466 Acquired
Sept. 15, 2010 SBUX Stock Option (Right to Buy) Common Stock (450,000) $10.09 Oct. 2, 2010 450,000 Disposed
Sept. 14, 2010 SBUX Stock Option (Right to Buy) Common Stock (730,000) $10.09 Oct. 2, 2010 730,000 Disposed
Sept. 13, 2010 SBUX Stock Option (Right to Buy) Common Stock (400,000) $10.09 Oct. 2, 2010 400,000 Disposed
Nov. 16, 2009 SBUX Non-qualified Stock Option (Right to Buy) Common Stock (610,224) $22.06 Nov. 16, 2019 610,224 Acquired
Sept. 14, 2009 SBUX Stock Option (Right to Buy) Common Stock (982,792) $5.81 Oct. 4, 2009 982,792 Disposed
Nov. 17, 2008 SBUX Employee Stock Option (right to buy) Common Stock (2,714,947) $8.64 Nov. 17, 2018 2,714,947 Acquired
Nov. 12, 2008 SBUX Employee Stock Option (right to buy) Common (3,181,376) $5.37 Nov. 13, 2008 3,181,376 Disposed
Nov. 19, 2007 SBUX Employee Stock Option (right to buy) Common Stock (687,113) $22.87 Nov. 19, 2017 687,113 Acquired
July 19, 2007 SBUX Common Stock (right to buy) Common Stock Oct. 3, 2007 1,600,000 Disposed
July 19, 2007 SBUX Employee Stock Option (right to buy) Common Stock Oct. 3, 2007 2,578,272 Disposed
Feb. 8, 2007 SBUX Put Equivalent Position (Right to Sell) Common (6,756,164) 6,756,164 Disposed
Nov. 20, 2006 SBUX Nonqualified Stock Option (right to buy) Common Stock (544,218) $36.75 Nov. 20, 2016 544,218 Acquired
July 14, 2006 SBUX Employee (Non qualified) Stock Option (right to buy) Common Stock (1,275,000) $4.13 Sept. 30, 2006 1,275,000 Disposed
June 29, 2006 SBUX Non-qualified stock options (right to buy) Common Stock (586,760) $4.13 Sept. 30, 2006 586,760 Disposed
June 27, 2006 SBUX Non-qualified stock options (right to buy) Common Stock (65,500) $4.13 Sept. 30, 2006 65,500 Disposed
June 26, 2006 SBUX Non-qualfied stock option (right to buy) Common Stock (250,000) $4.13 Sept. 30, 2006 250,000 Disposed
June 23, 2006 SBUX Non-qualified stock option (right to buy) Common Stock (150,000) $4.13 Sept. 30, 2006 150,000 Disposed
May 18, 2006 SBUX Employee Stock Option (right to buy) Common Stock (17,208) $5.81 Oct. 4, 2009 17,208 Disposed
May 18, 2006 SBUX Employee Stock Option (right to buy) Common Stock (18,624) $5.37 Nov. 13, 2008 18,624 Disposed
May 18, 2006 SBUX Employee Stock Option (right to buy) Common Stock (21,728) $4.60 Oct. 3, 2007 21,728 Disposed
May 18, 2006 SBUX Employee Stock Option (right to buy) Common Stock (24,240) $4.13 Sept. 30, 2006 24,240 Disposed
May 8, 2006 SBUX Employee Stock Option (right to buy) Common Stock (600,000) $4.13 Sept. 30, 2006 600,000 Disposed
Dec. 12, 2005 SBUX Employee Stock Option (right to buy) Common Stock Sept. 30, 2006 151,000 Disposed
Nov. 16, 2005 SBUX Employee Stock Option (right to buy) Common Stock (966,469) $30.42 Nov. 16, 2015 966,469 Acquired
Sept. 19, 2005 SBUX Employee (Non qualified) Stock Option (right to buy) Common Stock (170) $5.88 Oct. 2, 2005 170 Disposed
Feb. 18, 2005 SBUX Employee (Incentive) Stock Option (right to buy) Common Stock (21,260) $4.70 Oct. 2, 2005 21,260 Disposed
Dec. 29, 2004 SBUX Employee (Non-qualified) Stock Option Common Stock (48,750) $8.25 Sept. 30, 2006 48,750 Disposed
Dec. 29, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (1,250) $5.88 Oct. 2, 2005 1,250 Disposed
Dec. 27, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (70,000) $5.88 Oct. 2, 2005 70,000 Disposed
Dec. 23, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (25,000) $5.88 Oct. 2, 2005 25,000 Disposed
Dec. 22, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (285,000) $5.88 Oct. 2, 2005 285,000 Disposed
Dec. 21, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (56,550) $5.88 Oct. 2, 2005 56,550 Disposed
Dec. 7, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (13,450) $5.88 Oct. 2, 2005 13,450 Disposed
Nov. 16, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (500,000) $54.64 Nov. 16, 2014 500,000 Acquired
Oct. 26, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (160,000) $5.88 Oct. 2, 2005 160,000 Disposed
Oct. 22, 2004 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (60,000) $5.88 Oct. 2, 2005 60,000 Disposed
Aug. 19, 2004 SBUX Employee (Incentive) Stock Option (right to buy) Common Stock (34,872) $2.87 Oct. 3, 2004 34,872 Disposed
Nov. 20, 2003 SBUX Employee (Non-Qualified) Stock Option (right to buy) Common Stock (550,000) $30.46 Nov. 20, 2013 550,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 14, 2022 SBUX Common Stock 19,396,960 Direct
April 14, 2022 SBUX Common Stock 1,509,588 Indirect
April 14, 2022 SBUX Common Stock 678,990 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 633,112 Direct
Nov. 3, 2011 GRPN Class A Common Stock 1,134,538 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 94,966 Indirect
Nov. 3, 2011 GRPN Class A Common Stock 36,720 Indirect
Nov. 3, 2011 GRPN Stock Option (Right to Buy)→ Class A Common Stock (120,000) 120,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $1 $374,557 $374,558
2018 $1 $11,849,295 $16,108,324 $1,875,000 $348,990 $30,181,610
2017 $807,693 $7,893,379 $8,096,499 $843,750 $339,569 $17,980,890

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.