Howard I Ungerleider

CIK 1514396 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 5, 2017 · Latest: Sept. 5, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 100 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 30, 2026 KD A 17,844 $13.45 $240,002 97,930 Direct +22.28% Acquired -7.7% (price as of 2026-08-21)
June 30, 2026 APD A 6 $271.35 $1,628 975 Direct +0.62% Acquired 11.9% (price as of 2026-08-21)
June 10, 2026 AAL A 11,177 36,578 Direct +44.00% Acquired (price as of 2026-08-21)
March 31, 2026 APD A 6 $291.56 $1,749 969 Direct +0.62% Acquired 4.2% (price as of 2026-08-21)
Jan. 28, 2026 APD A 733 $259.12 $189,935 963 Direct +318.70% Acquired 17.2% (price as of 2026-08-21)
Dec. 31, 2025 APD A 2 $248.91 $498 230 Direct +0.88% Acquired 22.0% (price as of 2026-08-21)
Sept. 30, 2025 APD A 1 $270.48 $270 228 Direct +0.44% Acquired 12.3% (price as of 2026-08-21)
Sept. 1, 2025 APD A 227 $294.27 $66,799 227 Direct Acquired 3.2% (price as of 2026-08-21)
July 31, 2025 KD A 6,296 $38.12 $240,004 80,086 Direct +8.53% Acquired -67.4% (price as of 2026-08-21)
July 25, 2024 KD A 7,787 $26.97 $210,015 73,790 Direct +11.80% Acquired -54.0% (price as of 2026-08-21)
July 27, 2023 KD A 15,614 $13.45 $210,008 66,003 Direct +30.99% Acquired -7.7% (price as of 2026-08-21)
Nov. 10, 2020 DOW M 7,000 $38.87 $272,090 102,586 Direct +7.32% Acquired -15.5% (price as of 2026-08-21)
Nov. 10, 2020 DOW G 2,719 99,867 Direct -2.65% Disposed (price as of 2026-08-21)
Nov. 10, 2020 DOW D 5,960 $52.91 $315,344 93,907 Direct -5.97% Disposed -37.9% (price as of 2026-08-21)
Nov. 10, 2020 DOW G 2,719 84,223 Indirect +3.34% Acquired (price as of 2026-08-21)
Nov. 10, 2020 DOW M 7,000 0 Direct -100.00% Disposed (price as of 2026-08-21)
Nov. 9, 2020 DOW M 11,363 $38.87 $441,680 105,270 Direct +12.10% Acquired -15.5% (price as of 2026-08-21)
Nov. 9, 2020 DOW D 9,684 $52.80 $511,315 95,586 Direct -9.20% Disposed -37.8% (price as of 2026-08-21)
Nov. 9, 2020 DOW M 11,363 7,000 Direct -61.88% Disposed (price as of 2026-08-21)
Feb. 27, 2020 DOW G 17,911 93,907 Direct -16.02% Disposed (price as of 2026-08-21)
Feb. 27, 2020 DOW G 17,911 81,504 Indirect +28.17% Acquired (price as of 2026-08-21)
Feb. 25, 2020 DOW D 41,282 $43.95 $1,814,344 111,818 Direct -26.96% Disposed -25.3% (price as of 2026-08-21)
Feb. 13, 2020 DOW A 13,360 153,100 Direct +9.56% Acquired (price as of 2026-08-21)
Feb. 13, 2020 DOW A 146,020 146,020 Direct Acquired (price as of 2026-08-21)
Feb. 12, 2020 DOW M 22,115 $28.14 $622,316 155,904 Direct +16.53% Acquired 16.7% (price as of 2026-08-21)
Feb. 12, 2020 DOW E 16,164 $49.38 $798,178 139,740 Direct -10.37% Disposed -33.5% (price as of 2026-08-21)
Feb. 12, 2020 DOW M 22,115 0 Direct -100.00% Disposed (price as of 2026-08-21)
Feb. 10, 2020 DOW D 4,785 $48.19 $230,589 133,789 Direct -3.45% Disposed -31.8% (price as of 2026-08-21)
Sept. 10, 2019 DOW G 13,156 138,574 Direct -8.67% Disposed (price as of 2026-08-21)
Sept. 10, 2019 DOW G 13,156 63,593 Indirect +26.08% Acquired (price as of 2026-08-21)
Sept. 3, 2019 DOW D 10,172 $41.80 $425,190 151,730 Direct -6.28% Disposed -21.4% (price as of 2026-08-21)
June 1, 2019 DOW A 2,389 161,902 Direct +1.50% Acquired (price as of 2026-08-21)
April 11, 2019 DOW A 11,350 159,513 Direct +7.66% Acquired (price as of 2026-08-21)
April 11, 2019 DOW A 103,880 103,880 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DD A 55,650 184,509 Direct +43.19% Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 89,478 89,478 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 85,125 85,125 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 105,493 105,493 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 94,395 94,395 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 94,998 94,998 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 208,201 208,201 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 81,373 81,373 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 18,363 18,363 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 22,115 22,115 Direct Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 20,939 148,163 Direct +16.46% Acquired (price as of 2026-08-21)
April 1, 2019 DOW A 127,224 127,224 Direct Acquired (price as of 2026-08-21)
Feb. 27, 2019 DD J 24,457 128,859 Direct -15.95% Disposed (price as of 2026-08-21)
Feb. 27, 2019 DD J 24,457 151,314 Indirect +19.28% Acquired (price as of 2026-08-21)
Feb. 26, 2019 DD D 45,780 $55.88 $2,558,186 153,316 Direct -22.99% Disposed 40.4% (price as of 2026-08-21)
Feb. 13, 2019 DD M 2,788 $9.53 $26,570 200,594 Direct +1.41% Acquired 723.2% (price as of 2026-08-21)
Feb. 13, 2019 DD F 1,498 $53.14 $79,604 199,096 Direct -0.75% Disposed 47.6% (price as of 2026-08-21)
Feb. 13, 2019 DD M 2,788 0 Direct -100.00% Disposed (price as of 2026-08-21)
Feb. 12, 2019 DD F 6,533 $53.36 $348,601 197,806 Direct -3.20% Disposed 47.0% (price as of 2026-08-21)
Aug. 14, 2018 DD M 8,500 $9.53 $81,005 204,339 Direct +4.34% Acquired 723.2% (price as of 2026-08-21)
Aug. 14, 2018 DD M 8,500 2,788 Direct -75.30% Disposed (price as of 2026-08-21)
March 12, 2018 DD A 70,087 195,839 Direct +55.73% Acquired (price as of 2026-08-21)
Feb. 20, 2018 DD D 50,183 $71.62 $3,594,106 125,752 Direct -28.52% Disposed 9.5% (price as of 2026-08-21)
Feb. 15, 2018 DD A 268,435 268,435 Direct Acquired (price as of 2026-08-21)
Feb. 13, 2018 DD F 6,156 $70.75 $435,537 188,489 Direct -3.16% Disposed 10.9% (price as of 2026-08-21)
Feb. 13, 2018 DD M 30,750 $38.62 $1,187,565 225,396 Direct +15.80% Acquired 103.1% (price as of 2026-08-21)
Feb. 13, 2018 DD F 4,134 $71.11 $293,969 221,262 Direct -1.83% Disposed 10.3% (price as of 2026-08-21)
Feb. 13, 2018 DD J 9,915 211,347 Direct -4.48% Disposed (price as of 2026-08-21)
Feb. 13, 2018 DD F 16,701 $71.11 $1,187,608 194,646 Direct -7.90% Disposed 10.3% (price as of 2026-08-21)
Feb. 13, 2018 DD J 9,915 114,303 Indirect +9.50% Acquired (price as of 2026-08-21)
Feb. 13, 2018 DD M 30,750 0 Direct -100.00% Disposed (price as of 2026-08-21)
Dec. 12, 2017 DD G 2,000 104,388 Indirect -1.88% Disposed (price as of 2026-08-21)
Aug. 31, 2017 29915 D 210,880 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 30,750 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 96,220 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 95,610 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 11,288 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 106,850 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 22,400 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 18,600 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 86,220 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 82,420 0 Direct -100.00% Disposed
Aug. 31, 2017 29915 D 106,388 0 Indirect -100.00% Disposed
Aug. 31, 2017 29915 D 2,767 0 Indirect -100.00% Disposed
Aug. 31, 2017 29915 D 312 0 Indirect -100.00% Disposed
Aug. 31, 2017 29915 D 56,870 0 Direct -100.00% Disposed
Feb. 14, 2017 29915 F 6,811 $61.72 $420,375 74,256 Direct -8.40% Disposed
Feb. 10, 2017 29915 A 86,220 86,220 Direct Acquired
Feb. 10, 2017 29915 A 16,960 81,067 Direct +26.46% Acquired
Jan. 31, 2017 29915 M 23,510 0 Direct -100.00% Disposed
Jan. 31, 2017 29915 F 16,977 $60.36 $1,024,732 64,107 Direct -20.94% Disposed
Jan. 31, 2017 29915 F 2,066 $60.36 $124,704 81,084 Direct -2.48% Disposed
Jan. 31, 2017 29915 M 23,510 $43.59 $1,024,801 83,150 Direct +39.42% Acquired
Feb. 23, 2016 29915 M 12,950 0 Direct -100.00% Disposed
Feb. 23, 2016 29915 F 11,803 $47.92 $565,600 78,865 Direct -13.02% Disposed
Feb. 23, 2016 29915 F 363 $47.92 $17,395 90,668 Direct -0.40% Disposed
Feb. 23, 2016 29915 M 12,950 $43.68 $565,656 91,031 Direct +16.59% Acquired
Feb. 15, 2016 29915 F 10,209 $46.83 $478,087 78,081 Direct -11.56% Disposed
Feb. 12, 2016 29915 A 106,850 106,850 Direct Acquired
Feb. 12, 2016 29915 A 21,200 88,290 Direct +31.60% Acquired
Feb. 13, 2015 29915 A 95,610 95,610 Direct Acquired
Feb. 13, 2015 29915 A 18,710 76,818 Direct +32.20% Acquired
Feb. 10, 2015 29915 F 4,492 $48.50 $217,862 58,108 Direct -7.18% Disposed
June 17, 2014 29915 G 1,000 50,912 Indirect -1.93% Disposed
Feb. 14, 2014 29915 A 96,220 96,220 Direct Acquired
Feb. 14, 2014 29915 A 19,730 64,836 Direct +43.74% Acquired

Showing latest 100 of 124 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 30, 2026 APD Phantom Stock [F1] Common Stock (6) 6 Acquired
March 31, 2026 APD Phantom Stock [F1] Common Stock (6) 6 Acquired
Jan. 28, 2026 APD Phantom Stock [F1] Common Stock (733) 733 Acquired
Dec. 31, 2025 APD Phantom Stock [F1] Common Stock (2) 2 Acquired
Sept. 30, 2025 APD Phantom Stock [F1] Common Stock (1) 1 Acquired
Sept. 1, 2025 APD Phantom Stock [F1] Common Stock (227) 227 Acquired
Nov. 10, 2020 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (7,000) $38.87 Feb. 11, 2021 7,000 Disposed
Nov. 9, 2020 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (11,363) $38.87 Feb. 11, 2021 11,363 Disposed
Feb. 13, 2020 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (146,020) $48.30 Feb. 13, 2030 146,020 Acquired
Feb. 12, 2020 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (22,115) $28.14 Feb. 12, 2020 22,115 Disposed
April 11, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (103,880) $54.89 April 11, 2029 103,880 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (89,478) Feb. 15, 2028 89,478 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (85,125) Feb. 10, 2027 85,125 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (105,493) Feb. 12, 2026 105,493 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (94,395) Feb. 13, 2025 94,395 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (94,998) Feb. 14, 2024 94,998 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (208,201) Feb. 15, 2023 208,201 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (81,373) Feb. 10, 2022 81,373 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (18,363) Feb. 11, 2021 18,363 Acquired
April 1, 2019 DOW Non-Qualified Stock Option (Right to Buy) Common Stock (22,115) Feb. 12, 2020 22,115 Acquired
Feb. 13, 2019 DD Non-Qualified Stock Option (Right to Buy) [F3] Common Stock (2,788) $9.53 Feb. 13, 2019 2,788 Disposed
Aug. 14, 2018 DD Non-Qualified Stock Option (Right to Buy) [F1] Common Stock (8,500) $9.53 Feb. 13, 2019 8,500 Disposed
Feb. 15, 2018 DD Non-Qualified Stock Option (Right to Buy) [F3] Common Stock (268,435) $71.85 Feb. 15, 2028 268,435 Acquired
Feb. 13, 2018 DD Non-Qualified Stock Option (Right to Buy) [F3] Common Stock (30,750) $38.62 Feb. 15, 2018 30,750 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (210,880) $32.16 Feb. 15, 2023 210,880 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (30,750) $38.62 Feb. 15, 2018 30,750 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (96,220) $46.71 Feb. 14, 2024 96,220 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (95,610) $49.44 Feb. 13, 2025 95,610 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (11,288) $9.53 Feb. 13, 2019 11,288 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (106,850) $46.01 Feb. 12, 2026 106,850 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (22,400) $27.79 Feb. 12, 2020 22,400 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (18,600) $38.38 Feb. 11, 2021 18,600 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (86,220) $61.19 Feb. 10, 2027 86,220 Disposed
Aug. 31, 2017 29915 Non-Qualified Stock Option (right to buy) Common (82,420) $34.00 Feb. 10, 2022 82,420 Disposed
Feb. 10, 2017 29915 Non-Qualified Stock Option (right to buy) [F1] Common (86,220) $61.19 Feb. 10, 2027 86,220 Acquired
Jan. 31, 2017 29915 Non-Qualified Stock Option (right to buy) [F2] Common (23,510) $43.59 Feb. 16, 2017 23,510 Disposed
Feb. 23, 2016 29915 Non-Qualified Stock Option (right to buy) [F2] Common (12,950) $43.68 March 1, 2016 12,950 Disposed
Feb. 12, 2016 29915 Non-Qualified Stock Option (right to buy) [F1] Common (106,850) $46.01 Feb. 12, 2026 106,850 Acquired
Feb. 13, 2015 29915 Non-Qualified Stock Option (right to buy) [F1] Common (95,610) $49.44 Feb. 13, 2025 95,610 Acquired
Feb. 14, 2014 29915 Non-Qualified Stock Option (right to buy) [F1] Common (96,220) $46.71 Feb. 14, 2024 96,220 Acquired
Feb. 7, 2014 29915 Non-Qualified Stock Option (right to buy) [F3] Common (7,000) $43.49 Feb. 13, 2014 7,000 Disposed
Feb. 15, 2013 29915 Non-Qualified Stock Option (right to buy) [F1] Common (210,880) $32.16 Feb. 15, 2023 210,880 Acquired
Feb. 11, 2013 29915 Non-Qualified Stock Option (right to buy) Common (7,100) $27.40 Feb. 14, 2013 7,100 Disposed
Feb. 13, 2012 29915 Non-Qualified Stock Option (right to buy) [F1] Common (4,300) $30.42 March 15, 2012 4,300 Disposed
Feb. 10, 2012 29915 Non-Qualified Stock Option (right to buy) [F1] Common (82,420) $34.00 Feb. 10, 2022 82,420 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 11, 2017 DD Common Stock 194,646 Direct
Sept. 11, 2017 DD Common Stock 311 Indirect
Sept. 11, 2017 DD Common Stock 2,767 Indirect
Sept. 11, 2017 DD Common Stock 106,387 Indirect
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (11,288) 11,288 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (22,400) 22,400 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (210,880) 210,880 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (82,420) 82,420 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (18,600) 18,600 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (30,750) 30,750 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (106,850) 106,850 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (96,220) 96,220 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (95,610) 95,610 Direct
Sept. 11, 2017 DD Non-Qualified Stock Option (Right to Buy)→ Common Stock (86,220) 86,220 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DD

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $253,225 $54,523 $307,747
2017 $1,062,377 $6,964,140 $1,245,017 $1,675,641 $18,842,394 $29,789,568
2016 $1,031,434 $2,985,154 $1,170,008 $1,686,536 $1,751,240 $99,440 $8,723,812

DOW

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2023 $1,291,898 $1,450,340 $8,214,409 $360,335 $8,898,098
2022 $1,244,004 $1,830,919 $11,618,900 $141,040 $11,618,900
2021 $1,207,771 $2,576,852 $8,603,097 $103,813 $9,145,158

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.