Howard J Davies

Insider

First SEC filing: April 22, 2004 · Latest: April 22, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

MS selling May 1, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 19, 2015	MS	F	4,792	$38.64	$185,163	67,151 Direct	-6.66%	Disposed	453.4% (price as of 2026-08-20)
May 15, 2015	MS	F	262	$37.88	$9,925	71,947 Direct	-0.36%	Disposed	464.5% (price as of 2026-08-20)
May 13, 2015	MS	F	860	$37.71	$32,431	72,005 Direct	-1.18%	Disposed	467.0% (price as of 2026-08-20)
Nov. 15, 2014	MS	F	421	$35.77	$15,059	72,725 Direct	-0.58%	Disposed	497.8% (price as of 2026-08-20)
May 15, 2014	MS	F	262	$29.57	$7,747	72,828 Direct	-0.36%	Disposed	623.1% (price as of 2026-08-20)
May 14, 2014	MS	F	1,076	$30.19	$32,484	72,913 Direct	-1.45%	Disposed	608.3% (price as of 2026-08-20)
May 13, 2014	MS	A	8,219	—	—	73,990 Direct	+12.50%	Acquired	(price as of 2026-08-20)
May 1, 2014	MS	S	12,000	$31.17	$374,040	65,771 Direct	-15.43%	Disposed	586.0% (price as of 2026-08-20)
Nov. 15, 2013	MS	F	416	$30.36	$12,630	77,682 Direct	-0.53%	Disposed	604.3% (price as of 2026-08-20)
May 15, 2013	MS	F	817	$24.64	$20,131	77,905 Direct	-1.04%	Disposed	767.8% (price as of 2026-08-20)
May 14, 2013	MS	A	10,301	—	—	78,615 Direct	+15.08%	Acquired	(price as of 2026-08-20)
Nov. 1, 2012	MS	F	411	$17.48	$7,184	68,033 Direct	-0.60%	Disposed	1123.3% (price as of 2026-08-20)
May 18, 2012	MS	F	934	$13.45	$12,562	68,256 Direct	-1.35%	Disposed	1489.8% (price as of 2026-08-20)
May 15, 2012	MS	A	17,500	—	—	69,191 Direct	+33.86%	Acquired	(price as of 2026-08-20)
Nov. 1, 2011	MS	F	406	$16.24	$6,593	51,294 Direct	-0.79%	Disposed	1216.7% (price as of 2026-08-20)
May 18, 2011	MS	F	749	$24.39	$18,268	51,577 Direct	-1.43%	Disposed	776.7% (price as of 2026-08-20)
May 18, 2011	MS	A	10,249	—	—	52,326 Direct	+24.36%	Acquired	(price as of 2026-08-20)
Nov. 1, 2010	MS	F	403	$24.79	$9,990	41,859 Direct	-0.95%	Disposed	762.6% (price as of 2026-08-20)
May 18, 2010	MS	A	9,283	—	—	42,184 Direct	+28.21%	Acquired	(price as of 2026-08-20)
April 29, 2009	MS	A	11,116	—	—	32,612 Direct	+51.71%	Acquired	(price as of 2026-08-20)
April 8, 2008	MS	A	5,232	—	—	20,740 Direct	+33.74%	Acquired	(price as of 2026-08-20)
April 10, 2007	MS	A	3,103	—	—	13,304 Direct	+30.42%	Acquired	(price as of 2026-08-20)
April 4, 2006	MS	A	4,000	—	—	10,079 Direct	+65.80%	Acquired	(price as of 2026-08-20)
March 15, 2005	MS	A	4,000	—	—	6,000 Direct	+200.00%	Acquired	(price as of 2026-08-20)
May 1, 2004	MS	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
May 1, 2004	MS	A	2,000	—	—	2,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 1, 2004	MS	Non-Qualified Stock Option (Right to Buy)	Common Stock (6,000)	$51.39	May 1, 2014	6,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 22, 2004	MS	No securities are beneficially owned.	0	Direct