Howard S Frank

CIK 1243482 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 11, 2008 · Latest: Aug. 11, 2008

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 2, 2018 JOE P 10,000 $17.50 $175,000 30,000 Direct +50.00% Acquired 298.8% (price as of 2026-08-20)
Dec. 13, 2017 JOE P 20,000 $18.98 $379,600 20,000 Direct — Acquired 267.7% (price as of 2026-08-20)
Nov. 21, 2013 CCL S 10,066 $35.77 $360,061 125,693 Direct -7.41% Disposed -27.4% (price as of 2026-08-20)
Nov. 21, 2013 CCL S 42,729 $35.70 $1,525,425 135,759 Direct -23.94% Disposed -27.2% (price as of 2026-08-20)
Nov. 26, 2012 CCL S 100,816 $38.50 $3,881,416 124,406 Direct -44.76% Disposed -32.5% (price as of 2026-08-20)
Dec. 23, 2011 CCL S 124,603 $33.16 $4,131,835 149,762 Direct -45.42% Disposed -21.7% (price as of 2026-08-20)
Feb. 25, 2011 CCL S 180,000 $42.60 $7,668,000 273,859 Direct -39.66% Disposed -39.0% (price as of 2026-08-20)
May 21, 2010 CCL S 50,000 $35.46 $1,773,000 350,733 Direct -12.48% Disposed -26.7% (price as of 2026-08-20)
July 21, 2009 CCL S 2,000 $27.38 $54,760 0 Indirect -100.00% Disposed -5.1% (price as of 2026-08-20)
July 21, 2009 CCL S 2,000 $27.38 $54,760 0 Indirect -100.00% Disposed -5.1% (price as of 2026-08-20)
July 21, 2009 CCL S 50,000 $27.33 $1,366,500 365,304 Direct -12.04% Disposed -4.9% (price as of 2026-08-20)
Aug. 8, 2008 CCL S 66,000 $39.62 $2,614,920 290,416 Direct -18.52% Disposed -34.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 10,700 $51.14 $547,198 236,265 Direct -4.33% Disposed -49.2% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 1,200 $51.15 $61,380 246,965 Direct -0.48% Disposed -49.2% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 2,600 $51.17 $133,042 248,165 Direct -1.04% Disposed -49.2% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 2,100 $51.20 $107,520 250,765 Direct -0.83% Disposed -49.3% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 600 $51.21 $30,726 252,865 Direct -0.24% Disposed -49.3% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 4,900 $51.28 $251,272 253,465 Direct -1.90% Disposed -49.3% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 500 $51.30 $25,650 258,365 Direct -0.19% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 100 $51.34 $5,134 258,865 Direct -0.04% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 1,300 $51.35 $66,755 258,965 Direct -0.50% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 3,100 $51.36 $159,216 260,265 Direct -1.18% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 2,100 $51.37 $107,877 263,365 Direct -0.79% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 11,000 $51.38 $565,180 265,465 Direct -3.98% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 16,700 $51.39 $858,213 276,465 Direct -5.70% Disposed -49.4% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 9,600 $51.40 $493,440 293,165 Direct -3.17% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 17,500 $51.41 $899,675 302,765 Direct -5.46% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 11,000 $51.42 $565,620 320,265 Direct -3.32% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 12,900 $51.43 $663,447 331,265 Direct -3.75% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 4,700 $51.44 $241,768 344,165 Direct -1.35% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 21,700 $51.45 $1,116,465 348,865 Direct -5.86% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 14,600 $51.46 $751,316 370,565 Direct -3.79% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 10,900 $51.47 $561,023 385,165 Direct -2.75% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 7,300 $51.48 $375,804 396,065 Direct -1.81% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 2,500 $51.49 $128,725 403,365 Direct -0.62% Disposed -49.5% (price as of 2026-08-20)
Jan. 16, 2007 CCL S 400 $51.50 $20,600 405,865 Direct -0.10% Disposed -49.6% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 2,000 $54.36 $108,720 255,737 Direct -0.78% Disposed -52.2% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 700 $54.34 $38,038 257,737 Direct -0.27% Disposed -52.2% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 400 $54.32 $21,728 258,437 Direct -0.15% Disposed -52.2% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 1,000 $54.31 $54,310 258,837 Direct -0.38% Disposed -52.2% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 17,100 $54.30 $928,530 259,837 Direct -6.17% Disposed -52.2% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 2,800 $54.29 $152,012 276,937 Direct -1.00% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 3,100 $54.28 $168,268 279,737 Direct -1.10% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 6,400 $54.27 $347,328 282,837 Direct -2.21% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 1,600 $54.26 $86,816 289,237 Direct -0.55% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 7,300 $54.25 $396,025 290,837 Direct -2.45% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 1,000 $54.24 $54,240 298,137 Direct -0.33% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 200 $54.23 $10,846 299,137 Direct -0.07% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 100 $54.22 $5,422 299,337 Direct -0.03% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 200 $54.20 $10,840 299,437 Direct -0.07% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 100 $54.19 $5,419 299,637 Direct -0.03% Disposed -52.1% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 1,000 $54.17 $54,170 299,737 Direct -0.33% Disposed -52.0% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 10,000 $54.10 $541,000 300,737 Direct -3.22% Disposed -52.0% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 15,000 $54.00 $810,000 310,737 Direct -4.60% Disposed -51.9% (price as of 2026-08-20)
Jan. 9, 2006 CCL S 40,000 $54.00 $2,160,000 325,737 Direct -10.94% Disposed -51.9% (price as of 2026-08-20)
Jan. 6, 2006 CCL S 283,600 $53.95 $15,300,220 325,737 Direct -46.54% Disposed -51.8% (price as of 2026-08-20)
Jan. 6, 2006 CCL S 15,000 $53.96 $809,400 609,337 Direct -2.40% Disposed -51.9% (price as of 2026-08-20)
Jan. 6, 2006 CCL S 48,600 $54.00 $2,624,400 624,337 Direct -7.22% Disposed -51.9% (price as of 2026-08-20)

Showing latest 100 of 192 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 25, 2011 CCL Stock Option (Right to Buy) [F2] Common Stock (40,000) $34.45 Oct. 13, 2013 40,000 Disposed
Feb. 25, 2011 CCL Stock Option (Right to Buy) [F2] Common Stock (20,000) $27.88 Dec. 2, 2012 20,000 Disposed
Jan. 16, 2007 CCL Stock Options (Right to buy) Common Stock (60,000) $34.45 Oct. 13, 2013 60,000 Disposed
Jan. 16, 2007 CCL Stock Options (Right to buy) Common Stock (20,000) $27.88 Dec. 2, 2012 20,000 Disposed
Jan. 16, 2007 CCL Stock Options (Right to buy) Common Stock (20,000) $22.57 Oct. 8, 2011 20,000 Disposed
Oct. 16, 2006 CCL Stock Option (Right to Buy) Common Stock (100,000) $47.83 Oct. 16, 2013 100,000 Acquired
Jan. 9, 2006 CCL Stock Option (Right to Buy) Common Stock (40,000) $29.81 Jan. 8, 2011 40,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Trust Shares (beneficial interest in special voting share) [F2] (60,000) $27.88 Dec. 2, 2012 60,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Trust Shares (beneficial interest in special voting share) [F2] (80,000) $22.57 Oct. 8, 2011 80,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Trust Shares (beneficial interest in special voting share) [F2] (160,000) $29.81 Jan. 8, 2011 160,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Trust Shares (beneficial interest in special voting share) [F2] (68,200) $26.41 Jan. 12, 2008 68,200 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Common Stock (60,000) $27.88 Dec. 2, 2012 60,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Common Stock (80,000) $22.57 Oct. 8, 2011 80,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Common Stock (160,000) $29.81 Jan. 8, 2011 160,000 Disposed
Jan. 6, 2006 CCL Stock Option (Right to Buy) Common Stock (68,200) $26.41 Jan. 12, 2008 68,200 Disposed
Jan. 5, 2006 CCL Stock Option (Right to Buy) Trust Shares (beneficial interest in special voting share) [F2] (31,800) $26.41 Jan. 12, 2008 31,800 Disposed
Jan. 5, 2006 CCL Stock Option (Right to Buy) Common Stock (31,800) $26.41 Jan. 12, 2008 31,800 Disposed
Oct. 18, 2005 CCL Stock Option (Right to Buy) Common Stock (100,000) $46.61 Oct. 18, 2012 100,000 Acquired
Oct. 18, 2004 CCL Stock Option (Right to Buy) Common Stock (100,000) $49.08 Oct. 18, 2014 100,000 Acquired
Oct. 13, 2003 CCL Stock Option (Right to Buy) [F1] Common Stock (100,000) $34.45 Oct. 13, 2013 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CCL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2005 $700,000 $2,800,000 $2,682,000 — — — — —
2004 $600,000 $2,300,000 $2,896,000 — — — — —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.