Howard W Schwan

Insider

First SEC filing: Feb. 7, 2014 · Latest: Feb. 7, 2014

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

YHGJ selling June 1, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 1, 2012	YHGJ	M	12,500	—	—	23,500 Direct	-34.72%	Disposed	(price as of 2026-08-20)
June 1, 2012	YHGJ	M	12,500	$1.94	$24,250	195,547 Direct	+6.83%	Acquired	-82.5% (price as of 2026-08-20)
June 1, 2012	YHGJ	S	4,860	$4.98	$24,203	183,047 Direct	-2.59%	Disposed	-93.2% (price as of 2026-08-20)
Dec. 30, 2010	YHGJ	A	5,250	—	—	36,000 Direct	+17.07%	Acquired	(price as of 2026-08-20)
Dec. 30, 2010	YHGJ	A	5,250	—	—	30,750 Direct	+20.59%	Acquired	(price as of 2026-08-20)
Dec. 30, 2010	YHGJ	A	5,250	—	—	25,500 Direct	+25.93%	Acquired	(price as of 2026-08-20)
Dec. 30, 2010	YHGJ	A	5,250	—	—	20,250 Direct	+35.00%	Acquired	(price as of 2026-08-20)
June 25, 2010	YHGJ	M	50,000	—	—	15,000 Direct	-76.92%	Disposed	(price as of 2026-08-20)
June 25, 2010	YHGJ	M	50,000	$3.30	$165,000	187,907 Direct	+36.26%	Acquired	-89.7% (price as of 2026-08-20)
June 25, 2010	YHGJ	S	22,791	$7.24	$165,007	137,900 Direct	-14.18%	Disposed	-95.3% (price as of 2026-08-20)
June 25, 2010	YHGJ	M	50,000	—	—	15,000 Direct	-76.92%	Disposed	(price as of 2026-08-20)
June 25, 2010	YHGJ	M	50,000	$3.30	$165,000	187,899 Direct	+36.26%	Acquired	-89.7% (price as of 2026-08-20)
June 25, 2010	YHGJ	S	22,790	$7.24	$165,000	137,899 Direct	-14.18%	Disposed	-95.3% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	12,500	$1.94	$24,250	65,000 Direct	-16.13%	Disposed	-82.5% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	7,500	$5.14	$38,550	77,500 Direct	-8.82%	Disposed	-93.4% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	12,500	$1.94	$24,250	160,698 Direct	+8.43%	Acquired	-82.5% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	7,500	$5.14	$38,550	148,198 Direct	+5.33%	Acquired	-93.4% (price as of 2026-08-20)
May 14, 2010	YHGJ	S	10,723	$5.85	$62,730	140,698 Direct	-7.08%	Disposed	-94.2% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	12,500	$1.94	$24,250	65,000 Direct	-16.13%	Disposed	-82.5% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	7,500	$5.14	$38,550	77,500 Direct	-8.82%	Disposed	-93.4% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	12,500	$1.94	$24,250	160,689 Direct	+8.44%	Acquired	-82.5% (price as of 2026-08-20)
May 14, 2010	YHGJ	M	7,500	$5.14	$38,550	148,198 Direct	+5.33%	Acquired	-93.4% (price as of 2026-08-20)
May 14, 2010	YHGJ	S	10,723	$5.85	$62,730	140,698 Direct	-7.08%	Disposed	-94.2% (price as of 2026-08-20)
Jan. 20, 2010	YHGJ	M	23,810	$1.89	$45,001	85,000 Direct	-21.88%	Disposed	-82.0% (price as of 2026-08-20)
Jan. 20, 2010	YHGJ	A	23,810	$1.89	$45,001	151,421 Direct	+18.66%	Acquired	-82.0% (price as of 2026-08-20)
Nov. 18, 2008	YHGJ	A	6,250	$1.94	$12,125	108,810 Direct	+6.09%	Acquired	-82.5% (price as of 2026-08-20)
Nov. 18, 2008	YHGJ	A	6,250	$1.94	$12,125	102,560 Direct	+6.49%	Acquired	-82.5% (price as of 2026-08-20)
Nov. 18, 2008	YHGJ	A	6,250	$1.94	$12,125	96,310 Direct	+6.94%	Acquired	-82.5% (price as of 2026-08-20)
Nov. 18, 2008	YHGJ	A	6,250	$1.94	$12,125	90,060 Direct	+7.46%	Acquired	-82.5% (price as of 2026-08-20)
Oct. 1, 2007	YHGJ	A	2,500	$4.67	$11,675	113,969 Direct	+2.24%	Acquired	-92.7% (price as of 2026-08-20)
Oct. 1, 2007	YHGJ	A	2,500	$4.67	$11,675	111,469 Direct	+2.29%	Acquired	-92.7% (price as of 2026-08-20)
Oct. 1, 2007	YHGJ	A	2,500	$4.67	$11,675	108,969 Direct	+2.35%	Acquired	-92.7% (price as of 2026-08-20)
Oct. 1, 2007	YHGJ	A	2,500	$4.67	$11,675	106,469 Direct	+2.40%	Acquired	-92.7% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	M	14,286	$2.31	$33,001	108,810 Direct	-11.61%	Disposed	-85.3% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	A	14,286	$2.31	$33,001	127,611 Direct	+12.61%	Acquired	-85.3% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	F	7,174	$4.60	$33,000	108,421 Direct	-6.21%	Disposed	-92.6% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	F	7,174	$4.60	$33,000	108,421 Direct	-6.21%	Disposed	-92.6% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	A	14,286	$2.31	$33,001	122,707 Direct	+13.18%	Acquired	-85.3% (price as of 2026-08-20)
Sept. 28, 2007	YHGJ	M	14,286	$2.31	$33,001	89,683 Direct	-13.74%	Disposed	-85.3% (price as of 2026-08-20)
April 3, 2007	YHGJ	G	50,000	$3.30	$165,000	103,969 Direct	+92.65%	Acquired	-89.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 1, 2012	YHGJ	2007 Stock Option Grant - Right to Buy	Common Stock (12,500)	$1.94	Nov. 18, 2012	12,500	Disposed
Dec. 30, 2010	YHGJ	2009 Stock Option Grant - Right to Buy	Common Stock (5,250)	$6.57	Dec. 30, 2014	5,250	Acquired
Dec. 30, 2010	YHGJ	2009 Stock Option Grant - Right to Buy	Common Stock (5,250)	$6.57	Dec. 30, 2014	5,250	Acquired
Dec. 30, 2010	YHGJ	2009 Stock Option Grant - Right to Buy	Common Stock (5,250)	$6.57	Dec. 30, 2014	5,250	Acquired
Dec. 30, 2010	YHGJ	2009 Stock Option Grant - Right to Buy	Common Stock (5,250)	$6.57	Dec. 30, 2014	5,250	Acquired
June 25, 2010	YHGJ	Option	Common Stock (50,000)	$3.30	Feb. 1, 2011	50,000	Disposed
June 25, 2010	YHGJ	Option	Common Stock (50,000)	$3.30	Feb. 1, 2011	50,000	Disposed
May 14, 2010	YHGJ	Option	Common Stock (12,500)	$1.94	Nov. 18, 2012	12,500	Disposed
May 14, 2010	YHGJ	Option	Common Stock (7,500)	$5.14	Oct. 1, 2011	7,500	Disposed
May 14, 2010	YHGJ	Option	Common Stock (12,500)	$1.94	Nov. 18, 2012	12,500	Disposed
May 14, 2010	YHGJ	Option	Common Stock (7,500)	$5.14	Oct. 1, 2011	7,500	Disposed
Jan. 20, 2010	YHGJ	Option	Common Stock (23,810)	$1.89	March 6, 2010	23,810	Disposed
Nov. 18, 2008	YHGJ	Stock Option (Right to Buy)	Common Stock (6,250)	$1.94	Nov. 18, 2012	6,250	Acquired
Nov. 18, 2008	YHGJ	Stock Option (Right to Buy)	Common Stock (6,250)	$1.94	Nov. 18, 2012	6,250	Acquired
Nov. 18, 2008	YHGJ	Stock Option (Right to Buy)	Common Stock (6,250)	$1.94	Nov. 18, 2012	6,250	Acquired
Nov. 18, 2008	YHGJ	Stock Option (Right to Buy)	Common Stock (6,250)	$1.94	Nov. 18, 2012	6,250	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (2,500)	$4.67	Oct. 1, 2011	2,500	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (2,500)	$4.67	Oct. 1, 2011	2,500	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (2,500)	$4.67	Oct. 1, 2011	2,500	Acquired
Oct. 1, 2007	YHGJ	Stock Option (Right to Buy)	Common Stock (2,500)	$4.67	Oct. 1, 2011	2,500	Acquired
Sept. 28, 2007	YHGJ	Option	Common Stock (14,286)	$2.31	Oct. 12, 2007	14,286	Disposed
Sept. 28, 2007	YHGJ	Option	Common Stock (14,286)	$2.31	Oct. 12, 2007	14,286	Disposed
April 3, 2007	YHGJ	Warrants (Right to Purchase)	Common Stock (50,000)	$3.30	Feb. 1, 2011	50,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

YHGJ

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	—	—	—	—	—	—	—	$213,443
2012	$211,192	—	—	—	—	—	—	$249,637
2010	$193,501	—	—	—	—	—	—	$262,175

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.