Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 2, 2021 RILY S 4,530 $74.18 $336,035 31,641 Direct -12.52% Disposed -93.4% (price as of 2026-10-02)
May 28, 2021 RILY S 10,973 $73.86 $810,466 36,171 Direct -23.28% Disposed -93.4% (price as of 2026-10-02)
May 24, 2019 RILY S 10,000 $19.49 $194,900 28,838 Direct -25.75% Disposed -75.1% (price as of 2026-10-02)
May 19, 2014 RILY P 150,000 $0.25 $37,500 150,000 Indirect · Acquired -1.8% (price as of 2026-10-02)
May 19, 2014 RILY P 50,000 $0.25 $12,500 50,000 Direct · Acquired -1.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 8, 2023 RILY Performance Restricted Stock Units Common Stock (20,000) · · 20,000 Disposed
Oct. 27, 2021 RILY Performance Restricted Stock Units [F1] Common Stock (11,393) · · 11,393 Acquired
Feb. 17, 2021 RILY Performance Restricted Stock Units [F1] Common Stock (20,000) · · 20,000 Acquired
Dec. 3, 2020 RILY Performance Restricted Stock Units Common Stock (25,000) · · 25,000 Disposed
July 12, 2019 RILY Performance Restricted Stock Units [F1] Common Stock (25,000) · · 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 16, 2010 RILY Common Stock 0 Direct