Huanyu Mao

CIK 1315123 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 25, 2005 · Latest: Jan. 25, 2005

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 8, 2010 CBAT A 100,000 100,000 Direct Acquired
Jan. 28, 2008 CBAT A 200,000 200,000 Direct Acquired
May 16, 2005 CBAT A 200,000 200,000 Direct Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 8, 2010 CBAT Employee Stock Option (right to buy) Common Stock (100,000) $2.43 Sept. 30, 2017 100,000 Acquired
Jan. 28, 2008 CBAT Employee Stock Option (right to buy) Common Stock (200,000) $4.30 Jan. 28, 2013 200,000 Acquired
May 16, 2005 CBAT Option (right to purchase) Common Stock (200,000) $6.25 May 16, 2011 200,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 25, 2005 CBAT Common Stock, $0.001 par value per share 249,805 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CIK 1117171

Chief Technology
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $32,997 $32,997
2010 $31,709 $172,869
2009 $31,679 $31,679

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.