Hubert Davis Jr.

Insider

First SEC filing: March 28, 2005 · Latest: March 28, 2005

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SWK selling March 25, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 25, 2013	SWK	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 25, 2013	SWK	S 10b5-1	5,000	$82.00	$410,000	82,460 Direct	-5.72%	Disposed	20.2% (price as of 2026-08-20)
March 25, 2013	SWK	M	5,000	$51.12	$255,600	87,460 Direct	+6.06%	Acquired	92.9% (price as of 2026-08-20)
Feb. 25, 2013	SWK	A	5,990	—	—	82,460 Direct	+7.83%	Acquired	(price as of 2026-08-20)
Dec. 9, 2012	SWK	D	530	$71.22	$37,747	76,470 Direct	-0.69%	Disposed	38.4% (price as of 2026-08-20)
Dec. 9, 2012	SWK	D	530	$71.22	$37,747	77,000 Direct	-0.68%	Disposed	38.4% (price as of 2026-08-20)
Dec. 9, 2012	SWK	D	594	$71.22	$42,305	77,530 Direct	-0.76%	Disposed	38.4% (price as of 2026-08-20)
Dec. 8, 2012	SWK	D	530	$71.22	$37,747	78,124 Direct	-0.67%	Disposed	38.4% (price as of 2026-08-20)
Dec. 6, 2012	SWK	A	15,000	$70.61	$1,059,150	15,000 Direct	—	Acquired	39.6% (price as of 2026-08-20)
Dec. 6, 2012	SWK	A	5,000	—	—	78,654 Direct	+6.79%	Acquired	(price as of 2026-08-20)
Sept. 21, 2012	SWK	M	10,000	—	—	5,000 Direct	-66.67%	Disposed	(price as of 2026-08-20)
Sept. 21, 2012	SWK	S 10b5-1	10,000	$78.00	$780,000	73,654 Direct	-11.95%	Disposed	26.4% (price as of 2026-08-20)
Sept. 21, 2012	SWK	M	10,000	$51.12	$511,200	83,654 Direct	+13.58%	Acquired	92.9% (price as of 2026-08-20)
April 23, 2012	SWK	D	2,121	$72.57	$153,921	73,654 Direct	-2.80%	Disposed	35.9% (price as of 2026-08-20)
Feb. 17, 2012	SWK	A	9,525	—	—	75,775 Direct	+14.38%	Acquired	(price as of 2026-08-20)
Dec. 10, 2011	SWK	D	398	$64.16	$25,536	66,250 Direct	-0.60%	Disposed	53.7% (price as of 2026-08-20)
Dec. 10, 2011	SWK	D	530	$64.16	$34,005	66,648 Direct	-0.79%	Disposed	53.7% (price as of 2026-08-20)
Dec. 9, 2011	SWK	D	530	$64.16	$34,005	67,178 Direct	-0.78%	Disposed	53.7% (price as of 2026-08-20)
Dec. 9, 2011	SWK	D	594	$64.16	$38,111	67,708 Direct	-0.87%	Disposed	53.7% (price as of 2026-08-20)
Dec. 8, 2011	SWK	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 8, 2011	SWK	A	5,000	—	—	68,302 Direct	+7.90%	Acquired	(price as of 2026-08-20)
April 23, 2011	SWK	D	2,120	—	—	63,302 Direct	-3.24%	Disposed	(price as of 2026-08-20)
Feb. 23, 2011	SWK	D	19	—	—	1,257 Direct	-1.49%	Disposed	(price as of 2026-08-20)
Feb. 23, 2011	SWK	D	16	—	—	1,040 Direct	-1.52%	Disposed	(price as of 2026-08-20)
Feb. 23, 2011	SWK	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 23, 2011	SWK	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 23, 2011	SWK	S	5,550	$72.27	$401,098	65,422 Direct	-7.82%	Disposed	36.4% (price as of 2026-08-20)
Feb. 23, 2011	SWK	S	10,000	$72.27	$722,700	70,972 Direct	-12.35%	Disposed	36.4% (price as of 2026-08-20)
Feb. 23, 2011	SWK	M	10,000	$47.29	$472,900	80,972 Direct	+14.09%	Acquired	108.5% (price as of 2026-08-20)
Feb. 23, 2011	SWK	S	20,000	$72.27	$1,445,400	70,972 Direct	-21.98%	Disposed	36.4% (price as of 2026-08-20)
Feb. 23, 2011	SWK	M	20,000	$41.42	$828,400	90,972 Direct	+28.18%	Acquired	138.0% (price as of 2026-08-20)
Dec. 11, 2010	SWK	D	304	$64.14	$19,499	70,972 Direct	-0.43%	Disposed	53.7% (price as of 2026-08-20)
Dec. 10, 2010	SWK	D	304	$64.14	$19,499	71,276 Direct	-0.42%	Disposed	53.7% (price as of 2026-08-20)
Dec. 9, 2010	SWK	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 9, 2010	SWK	D	405	$63.72	$25,807	71,580 Direct	-0.56%	Disposed	54.7% (price as of 2026-08-20)
Dec. 9, 2010	SWK	D	454	$63.72	$28,929	71,985 Direct	-0.63%	Disposed	54.7% (price as of 2026-08-20)
Dec. 9, 2010	SWK	A	5,000	—	—	72,439 Direct	+7.41%	Acquired	(price as of 2026-08-20)
April 13, 2010	SWK	A	6	—	—	1,276 Direct	+0.47%	Acquired	(price as of 2026-08-20)
April 13, 2010	SWK	A	5	—	—	1,056 Direct	+0.48%	Acquired	(price as of 2026-08-20)
April 9, 2010	SWK	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 9, 2010	SWK	S 10b5-1	20,000	$60.00	$1,200,000	67,439 Direct	-22.87%	Disposed	64.3% (price as of 2026-08-20)
April 9, 2010	SWK	M	20,000	$31.31	$626,200	87,439 Direct	+29.66%	Acquired	214.9% (price as of 2026-08-20)
March 12, 2010	SWK	A	29	—	—	1,051 Direct	+2.84%	Acquired	(price as of 2026-08-20)
March 12, 2010	SWK	A	35	—	—	1,270 Direct	+2.83%	Acquired	(price as of 2026-08-20)
March 12, 2010	SWK	A	30,000	—	—	67,439 Direct	+80.13%	Acquired	(price as of 2026-08-20)
Jan. 7, 2010	SWK	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 7, 2010	SWK	S 10b5-1	20,000	$55.00	$1,100,000	37,439 Direct	-34.82%	Disposed	79.3% (price as of 2026-08-20)
Jan. 7, 2010	SWK	M	20,000	$30.96	$619,200	57,439 Direct	+53.42%	Acquired	218.5% (price as of 2026-08-20)
Dec. 12, 2009	SWK	D	203	$49.27	$10,002	37,439 Direct	-0.54%	Disposed	100.1% (price as of 2026-08-20)
Dec. 11, 2009	SWK	D	304	$49.27	$14,978	37,642 Direct	-0.80%	Disposed	100.1% (price as of 2026-08-20)
Dec. 10, 2009	SWK	D	304	$49.58	$15,072	37,946 Direct	-0.79%	Disposed	98.9% (price as of 2026-08-20)
Dec. 9, 2009	SWK	A	15,000	$49.02	$735,300	15,000 Direct	—	Acquired	101.1% (price as of 2026-08-20)
Dec. 9, 2009	SWK	D	454	$49.02	$22,255	38,250 Direct	-1.17%	Disposed	101.1% (price as of 2026-08-20)
Dec. 9, 2009	SWK	A	5,000	—	—	38,704 Direct	+14.84%	Acquired	(price as of 2026-08-20)
Dec. 7, 2009	SWK	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 7, 2009	SWK	A	54	—	—	1,022 Direct	+5.58%	Acquired	(price as of 2026-08-20)
Dec. 7, 2009	SWK	A	66	—	—	1,235 Direct	+5.65%	Acquired	(price as of 2026-08-20)
Dec. 7, 2009	SWK	M	3,125	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 7, 2009	SWK	M	20,000	$39.00	$780,000	33,704 Direct	+145.94%	Acquired	152.8% (price as of 2026-08-20)
Dec. 7, 2009	SWK	S	3,125	$49.10	$153,438	13,704 Direct	-18.57%	Disposed	100.8% (price as of 2026-08-20)
Dec. 7, 2009	SWK	S	20,000	$49.04	$980,800	16,829 Direct	-54.31%	Disposed	101.1% (price as of 2026-08-20)
Dec. 7, 2009	SWK	S	10,000	$49.04	$490,400	36,829 Direct	-21.35%	Disposed	101.1% (price as of 2026-08-20)
Dec. 7, 2009	SWK	M	3,125	$25.12	$78,500	46,829 Direct	+7.15%	Acquired	292.5% (price as of 2026-08-20)
Aug. 24, 2009	SWK	M	1,525	—	—	3,125 Direct	-32.80%	Disposed	(price as of 2026-08-20)
Aug. 24, 2009	SWK	S	1,525	$42.50	$64,812	43,704 Direct	-3.37%	Disposed	132.0% (price as of 2026-08-20)
Aug. 24, 2009	SWK	M	1,525	$25.12	$38,308	45,229 Direct	+3.49%	Acquired	292.5% (price as of 2026-08-20)
Aug. 7, 2009	SWK	M	1,600	—	—	4,650 Direct	-25.60%	Disposed	(price as of 2026-08-20)
Aug. 7, 2009	SWK	S	1,600	$42.50	$68,000	43,704 Direct	-3.53%	Disposed	132.0% (price as of 2026-08-20)
Aug. 7, 2009	SWK	M	1,600	$25.12	$40,192	45,304 Direct	+3.66%	Acquired	292.5% (price as of 2026-08-20)
Aug. 5, 2009	SWK	D	176	—	—	1,169 Direct	-13.09%	Disposed	(price as of 2026-08-20)
Aug. 5, 2009	SWK	D	146	—	—	968 Direct	-13.11%	Disposed	(price as of 2026-08-20)
Aug. 4, 2009	SWK	M	3,125	—	—	6,250 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Aug. 4, 2009	SWK	S	3,125	$41.05	$128,281	43,704 Direct	-6.67%	Disposed	140.2% (price as of 2026-08-20)
Aug. 4, 2009	SWK	M	3,125	$25.12	$78,500	46,829 Direct	+7.15%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	1,200	—	—	9,375 Direct	-11.35%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	1,800	—	—	10,575 Direct	-14.55%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	600	—	—	12,375 Direct	-4.62%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	100	—	—	12,975 Direct	-0.76%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	138	—	—	13,075 Direct	-1.04%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	100	—	—	13,213 Direct	-0.75%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	100	—	—	13,313 Direct	-0.75%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	M	5,337	—	—	13,413 Direct	-28.46%	Disposed	(price as of 2026-08-20)
May 4, 2009	SWK	S	100	$39.97	$3,997	43,704 Direct	-0.23%	Disposed	146.7% (price as of 2026-08-20)
May 4, 2009	SWK	S	138	$39.97	$5,516	43,804 Direct	-0.31%	Disposed	146.7% (price as of 2026-08-20)
May 4, 2009	SWK	S	100	$39.96	$3,996	43,942 Direct	-0.23%	Disposed	146.7% (price as of 2026-08-20)
May 4, 2009	SWK	S	600	$39.96	$23,976	44,042 Direct	-1.34%	Disposed	146.7% (price as of 2026-08-20)
May 4, 2009	SWK	S	1,800	$39.95	$71,910	44,642 Direct	-3.88%	Disposed	146.8% (price as of 2026-08-20)
May 4, 2009	SWK	S	1,200	$39.94	$47,928	46,442 Direct	-2.52%	Disposed	146.9% (price as of 2026-08-20)
May 4, 2009	SWK	S	5,337	$39.92	$213,053	47,642 Direct	-10.07%	Disposed	147.0% (price as of 2026-08-20)
May 4, 2009	SWK	S	100	$39.97	$3,997	52,979 Direct	-0.19%	Disposed	146.7% (price as of 2026-08-20)
May 4, 2009	SWK	M	1,200	$25.12	$30,144	53,079 Direct	+2.31%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	1,800	$25.12	$45,216	51,879 Direct	+3.59%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	600	$25.12	$15,072	50,079 Direct	+1.21%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	100	$25.12	$2,512	49,479 Direct	+0.20%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	138	$25.12	$3,467	49,379 Direct	+0.28%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	100	$25.12	$2,512	49,241 Direct	+0.20%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	100	$25.12	$2,512	49,141 Direct	+0.20%	Acquired	292.5% (price as of 2026-08-20)
May 4, 2009	SWK	M	5,337	$25.12	$134,065	49,041 Direct	+12.21%	Acquired	292.5% (price as of 2026-08-20)
April 27, 2009	SWK	A	91	—	—	1,345 Direct	+7.26%	Acquired	(price as of 2026-08-20)
April 27, 2009	SWK	A	75	—	—	1,114 Direct	+7.22%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 164 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 25, 2013	SWK	Stock Option (Right to Buy)	Common Stock (5,000)	$51.12	Dec. 9, 2017	5,000	Disposed
Dec. 6, 2012	SWK	Stock Option (Right to Buy)	Common Stock (15,000)	$70.61	Dec. 6, 2022	15,000	Acquired
Sept. 21, 2012	SWK	Stock Option (Right to Buy)	Common Stock (10,000)	$51.12	Dec. 9, 2017	10,000	Disposed
Dec. 8, 2011	SWK	Stock Option (Right to Buy)	Common Stock (15,000)	$64.78	Dec. 8, 2021	15,000	Acquired
Feb. 23, 2011	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F5]	Common Stock (0)	—	—	19	Disposed
Feb. 23, 2011	SWK	Interest In Employer Stock Fund (401(k) Plan) [F4]	Common Stock (0)	—	—	16	Disposed
Feb. 23, 2011	SWK	Stock Option (Right to Buy)	Common Stock (10,000)	$47.29	Dec. 11, 2015	10,000	Disposed
Feb. 23, 2011	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$41.42	Oct. 14, 2014	20,000	Disposed
Dec. 9, 2010	SWK	Stock Option (Right to Buy)	Common Stock (15,000)	$63.72	Dec. 9, 2020	15,000	Acquired
April 13, 2010	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F5]	Common Stock (6)	—	—	6	Acquired
April 13, 2010	SWK	Interest In Employer Stock Fund (401(k) Plan) [F4]	Common Stock (5)	—	—	5	Acquired
April 9, 2010	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$31.31	Oct. 15, 2013	20,000	Disposed
March 12, 2010	SWK	Interest In Employer Stock Fund (401(k) Plan) [F3]	Common Stock (29)	—	—	29	Acquired
March 12, 2010	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F2]	Common Stock (35)	—	—	35	Acquired
Jan. 7, 2010	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$30.96	Oct. 16, 2012	20,000	Disposed
Dec. 9, 2009	SWK	Stock Option (Right to Buy)	Common Stock (15,000)	$49.02	Dec. 9, 2019	15,000	Acquired
Dec. 7, 2009	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$39.00	Oct. 18, 2011	20,000	Disposed
Dec. 7, 2009	SWK	Interest In Employer Stock Fund (401(k) Plan) [F3]	Common Stock (54)	—	—	54	Acquired
Dec. 7, 2009	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F2]	Common Stock (66)	—	—	66	Acquired
Dec. 7, 2009	SWK	Stock Option (Right to Buy)	Common Stock (3,125)	$25.12	June 28, 2010	3,125	Disposed
Aug. 24, 2009	SWK	Stock Option (Right to Buy)	Common Stock (1,525)	$25.12	June 28, 2010	1,525	Disposed
Aug. 7, 2009	SWK	Stock Option (Right to Buy)	Common Stock (1,600)	$25.12	June 28, 2010	1,600	Disposed
Aug. 5, 2009	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F4]	Common Stock (176)	—	—	176	Disposed
Aug. 5, 2009	SWK	Interest In Employer Stock Fund (401(k) Plan) [F3]	Common Stock (146)	—	—	146	Disposed
Aug. 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (3,125)	$25.12	June 28, 2010	3,125	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (1,200)	$25.12	June 28, 2010	1,200	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (1,800)	$25.12	June 28, 2010	1,800	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (600)	$25.12	June 28, 2010	600	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (100)	$25.12	June 28, 2010	100	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (138)	$25.12	June 28, 2010	138	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (100)	$25.12	June 28, 2010	100	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (100)	$25.12	June 28, 2010	100	Disposed
May 4, 2009	SWK	Stock Option (Right to Buy)	Common Stock (5,337)	$25.12	June 28, 2010	5,337	Disposed
April 27, 2009	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F4]	Common Stock (91)	—	—	91	Acquired
April 27, 2009	SWK	Interest In Employer Stock Fund (401(k) Plan) [F3]	Common Stock (75)	—	—	75	Acquired
March 4, 2009	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F5]	Common Stock (100)	—	—	100	Acquired
March 4, 2009	SWK	Interest In Employer Stock Fund (401(k) Plan) [F4]	Common Stock (83)	—	—	83	Acquired
Dec. 9, 2008	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$33.34	Dec. 9, 2018	20,000	Acquired
Feb. 29, 2008	SWK	Interest in Employer Stock Fund [F2]	Common Stock (47)	—	—	47	Acquired
Feb. 29, 2008	SWK	Interest in Employer Stock Fund [F1]	Common Stock (39)	—	—	39	Acquired
Jan. 8, 2008	SWK	Restricted Stock Units	Common Stock (7,866)	—	—	7,866	Acquired
Dec. 10, 2007	SWK	Stock Option (right to buy)	Common Stock (15,000)	$51.12	Dec. 9, 2017	15,000	Acquired
Dec. 10, 2007	SWK	Interest in Employer Stock Fund [F2]	Common Stock (11)	—	—	11	Disposed
Dec. 10, 2007	SWK	Interest in Employer Stock Fund [F1]	Common Stock (9)	—	—	9	Disposed
May 7, 2007	SWK	Interest in Employer Stock Fund [F2]	Common Stock (47)	—	—	47	Acquired
May 7, 2007	SWK	Interest in Employer Stock Fund [F1]	Common Stock (40)	—	—	40	Acquired
May 4, 2007	SWK	Stock Option (right to buy)	Common Stock (18,750)	$25.12	June 27, 2010	18,750	Disposed
March 20, 2007	SWK	Interest in Employer Stock Fund [F2]	Common Stock (55)	—	—	55	Disposed
March 20, 2007	SWK	Interest in Employer Stock Fund [F1]	Common Stock (46)	—	—	46	Disposed
Jan. 30, 2007	SWK	Interest in Employer Stock Fund [F2]	Common Stock (23)	—	—	23	Acquired
Jan. 30, 2007	SWK	Interest in Employer Stock Fund [F1]	Common Stock (11)	—	—	11	Acquired
Jan. 26, 2007	SWK	Stock Option (right to buy)	Common Stock	$25.12	June 27, 2010	18,750	Disposed
Dec. 11, 2006	SWK	Stock Option (right to buy)	Common Stock (15,000)	$51.14	Dec. 10, 2016	15,000	Acquired
Dec. 11, 2006	SWK	Interest in Employer Stock Fund [F2]	Common Stock (149)	—	—	149	Acquired
Dec. 11, 2006	SWK	Interest in Employer Stock Fund [F1]	Common Stock (95)	—	—	95	Acquired
Dec. 12, 2005	SWK	Stock Option (right to buy)	Common Stock (10,000)	$47.29	Dec. 11, 2015	10,000	Acquired
Dec. 12, 2005	SWK	Interest in Employer Stock Fund [F2]	Common Stock	—	—	267	Acquired
Dec. 12, 2005	SWK	Interest in Employer Stock Fund [F1]	Common Stock	—	—	101	Acquired
Oct. 19, 2004	SWK	Interest in Employer Stock Fund [F2]	Stock Option	—	—	63	Acquired
Oct. 19, 2004	SWK	Interest in Employer Stock Fund [F1]	Common Stock	—	—	8	Acquired
Oct. 19, 2004	SWK	Interest in Employer Stock Fund [F2]	Stock Option	—	—	63	Acquired
Oct. 19, 2004	SWK	Interest in Employer Stock Fund [F1]	Common Stock	—	—	8	Acquired
Oct. 15, 2004	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$41.42	Oct. 14, 2014	20,000	Acquired
Oct. 15, 2004	SWK	Stock Option (Right to Buy)	Common Stock (20,000)	$41.42	Oct. 14, 2014	20,000	Acquired
June 24, 2004	SWK	Stock Option (right to buy)	Common Stock (18,750)	$25.12	June 28, 2010	18,750	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 28, 2005	SWK	Common Stock	3,388	Direct
June 4, 2004	SWK	Common Stock	2,687	Direct
June 4, 2004	SWK	Common Stock	649	Indirect
June 4, 2004	SWK	NQSO (rights to buy)→ Common Stock (75,000)	75,000	Direct
June 4, 2004	SWK	NQSO (rights to buy)→ Common Stock (20,000)	20,000	Direct
June 4, 2004	SWK	NQSO (rights to buy)→ Common Stock (20,000)	20,000	Direct
June 4, 2004	SWK	NQSO (rights to buy)→ Common Stock (20,000)	20,000	Direct
June 4, 2004	SWK	Restricted Stock Units [F6]→ Common Stock (7,866)	7,866	Direct
June 4, 2004	SWK	Interest in Employer Stock Fund [F1]→ Common Stock (737)	737	Direct
June 4, 2004	SWK	Interest in Employer Stock Fund [F2]→ Common Stock (698)	698	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SWK

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$365,000	$0	—	—	$438,000	$0	—	$1,846,825
2008	$360,000	$0	—	—	$258,413	$0	—	$1,118,340
2007	$351,250	$0	—	—	$346,800	$0	—	$1,102,069

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.