Humberto P Alfonso

CIK 1406985 · View on SEC EDGAR ↗

Insider

First SEC filing: May 5, 2008 · Latest: May 5, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 92 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

92 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 16, 2021 III P 6,000 $9.15 $54,900 204,220 Direct +3.03% Acquired -46.3% (price as of 2026-08-21)
Nov. 15, 2021 III P 5,000 $9.10 $45,500 198,220 Direct +2.59% Acquired -46.0% (price as of 2026-08-21)
March 18, 2015 HSY S 10b5-1 25,000 $101.00 $2,525,000 70,197 Direct -26.26% Disposed 86.1% (price as of 2026-08-21)
Nov. 28, 2014 HSY S 10b5-1 13,255 $99.00 $1,312,245 58,835 Direct -18.39% Disposed 89.9% (price as of 2026-08-21)
Nov. 17, 2014 HSY S 29,455 $96.63 $2,846,237 58,835 Direct -33.36% Disposed 94.6% (price as of 2026-08-21)
July 28, 2014 HSY S 16,000 $92.17 $1,474,720 58,835 Direct -21.38% Disposed 104.0% (price as of 2026-08-21)
Feb. 10, 2014 HSY S 10b5-1 5,700 $101.36 $577,752 46,366 Direct -10.95% Disposed 85.5% (price as of 2026-08-21)
Feb. 10, 2014 HSY S 10b5-1 6,300 $100.75 $634,725 52,066 Direct -10.79% Disposed 86.6% (price as of 2026-08-21)

Showing latest 100 of 172 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 7, 2026 EMN Phantom Stock Units Common Stock 1,628 Acquired
April 8, 2026 EMN Phantom Stock Units Common Stock 408 Acquired
April 8, 2026 EMN Phantom Stock Units Common Stock 988 Acquired
Oct. 7, 2025 EMN Phantom Stock Units Common Stock 487 Acquired
Oct. 7, 2025 EMN Phantom Stock Units Common Stock 1,178 Acquired
May 1, 2025 EMN Phantom Stock Units Common Stock 1,575 Acquired
April 7, 2025 EMN Phantom Stock Units Common Stock 412 Acquired
April 7, 2025 EMN Phantom Stock Units Common Stock 996 Acquired
Oct. 7, 2024 EMN Phantom Stock Units Common Stock 277 Acquired
Oct. 7, 2024 EMN Phantom Stock Units Common Stock 695 Acquired
May 2, 2024 EMN Phantom Stock Units Common Stock 1,252 Acquired
April 5, 2024 EMN Phantom Stock Units Common Stock 303 Acquired
April 5, 2024 EMN Phantom Stock Units Common Stock 710 Acquired
Oct. 6, 2023 EMN Phantom Stock Units Common Stock 408 Acquired
Oct. 6, 2023 EMN Phantom Stock Units Common Stock 989 Acquired
May 4, 2023 EMN Phantom Stock Units Common Stock 1,396 Acquired
April 10, 2023 EMN Phantom Stock Units Common Stock 369 Acquired
April 10, 2023 EMN Phantom Stock Units Common Stock 833 Acquired
Oct. 7, 2022 EMN Phantom Stock Units Common Stock 417 Acquired
Oct. 7, 2022 EMN Phantom Stock Units Common Stock 1,010 Acquired
June 1, 2022 III Performance Based RSUs Common Stock (13,218) June 1, 2026 13,218 Acquired
May 5, 2022 EMN Phantom Stock Units Common Stock 1,041 Acquired
April 1, 2022 EMN Phantom Stock Units Common Stock 270 Acquired
April 1, 2022 EMN Phantom Stock Units Common Stock 609 Acquired
Oct. 1, 2021 EMN Phantom Stock Units Common Stock 676 Acquired
Oct. 1, 2021 EMN Phantom Stock Units Common Stock 294 Acquired
April 5, 2021 EMN Phantom Stock Units Common Stock 270 Acquired
April 5, 2021 EMN Phantom Stock Units Common Stock 601 Acquired
Oct. 2, 2020 EMN Phantom Stock Units Common Stock 384 Acquired
Oct. 2, 2020 EMN Phantom Stock Units Common Stock 854 Acquired
April 3, 2020 EMN Phantom Stock Units Common Stock 668 Acquired
April 3, 2020 EMN Phantom Stock Units Common Stock 1,483 Acquired
Oct. 4, 2019 EMN Phantom Stock Units Common Stock 424 Acquired
Oct. 4, 2019 EMN Phantom Stock Units Common Stock 942 Acquired
April 5, 2019 EMN Phantom Stock Units Common Stock 366 Acquired
April 5, 2019 EMN Phantom Stock Units Common Stock 814 Acquired
Oct. 5, 2018 EMN Phantom Stock Units Common Stock 332 Acquired
Oct. 5, 2018 EMN Phantom Stock Units Common Stock 680 Acquired
May 3, 2018 EMN Phantom Stock Units Common Stock 827 Acquired
April 6, 2018 EMN Phantom Stock Units Common Stock 293 Acquired
April 6, 2018 EMN Phantom Stock Units Common Stock 603 Acquired
Oct. 2, 2017 EMN Phantom Stock Units Common Stock 331 Acquired
Oct. 2, 2017 EMN Phantom Stock Units Common Stock 681 Acquired
May 4, 2017 EMN Phantom Stock Units Common Stock 1,089 Acquired
April 3, 2017 EMN Phantom Stock Units Common Stock 377 Acquired
April 3, 2017 EMN Phantom Stock Units Common Stock 775 Acquired
Oct. 3, 2016 EMN Phantom Stock Units Common Stock 448 Acquired
Oct. 3, 2016 EMN Phantom Stock Units Common Stock 890 Acquired
April 1, 2016 EMN Phantom Stock Units Common Stock 853 Acquired
April 1, 2016 EMN Phantom Stock Units Common Stock 409 Acquired
Oct. 1, 2015 EMN Phantom Stock Units Common Stock 461 Acquired
Oct. 1, 2015 EMN Phantom Stock Units Common Stock 730 Acquired
April 1, 2015 EMN Phantom Stock Units Common Stock 442 Acquired
April 1, 2015 EMN Phantom Stock Units Common Stock 700 Acquired
March 18, 2015 HSY Non-qualified Stock Option (Right to Buy) Common Stock (25,000) $34.89 Feb. 16, 2019 25,000 Disposed
Feb. 17, 2015 HSY Non-qualified Stock Option (Right to Buy) Common Stock (35,500) $105.91 Feb. 16, 2025 35,500 Acquired
Nov. 28, 2014 HSY Non-qualified Stock Option (Right to Buy) Common Stock (13,255) $35.87 Feb. 12, 2018 13,255 Disposed
Nov. 17, 2014 HSY Non-qualified Stock Option (Right to Buy) Common Stock (29,455) $34.89 Feb. 16, 2019 29,455 Disposed
Oct. 1, 2014 EMN Phantom Stock Units Common Stock 988 Acquired
July 28, 2014 HSY Non-qualified Stock Option (Right to Buy) Common Stock (16,000) $35.87 Feb. 12, 2018 16,000 Disposed
April 1, 2014 EMN Phantom Stock Units Common Stock 936 Acquired
Feb. 18, 2014 HSY Non-qualified Stock Option (Right to Buy) Common Stock (46,755) $105.96 Feb. 17, 2024 46,755 Acquired
Feb. 10, 2014 HSY Non-qualified Stock Option (Right to Buy) Common Stock (12,000) $35.87 Feb. 12, 2018 12,000 Disposed
Oct. 1, 2013 EMN Phantom Stock Units Common Stock 976 Acquired
April 16, 2013 HSY Non-qualified Stock Option (Right to Buy) Common Stock (15,700) $46.64 Aug. 5, 2017 15,700 Disposed
April 1, 2013 EMN Phantom Stock Units Common Stock 1,162 Acquired
Feb. 19, 2013 HSY Non-qualified Stock Option (Right to Buy) Common Stock (45,150) $81.73 Feb. 18, 2023 45,150 Acquired
Oct. 1, 2012 EMN Phantom Stock Units Common Stock 529 Acquired
May 2, 2012 HSY Non-qualified Stock Option (Right to Buy) Common Stock (14,800) $54.68 April 22, 2017 14,800 Disposed
May 1, 2012 HSY Non-qualified Stock Option (Right to Buy) Common Stock (18,800) $55.56 July 16, 2016 18,800 Disposed
April 2, 2012 EMN Phantom Stock Units Common Stock 572 Acquired
Feb. 21, 2012 HSY Non-qualified Stock Option (Right to Buy) Common Stock (59,830) $60.68 Feb. 20, 2022 59,830 Acquired
Oct. 3, 2011 EMN Phantom Stock Units Common Stock 1,052 Acquired
April 1, 2011 EMN Phantom Stock Units Common Stock 793 Acquired
Feb. 22, 2011 HSY Non-qualified Stock Option (Right to Buy) Common Stock (50,655) $51.42 Feb. 21, 2021 50,655 Acquired
Sept. 1, 2010 HSY Restricted Stock Units Common Stock (500) 500 Disposed
May 1, 2010 HSY Restricted Stock Units [F4] Common Stock (2,635) 2,635 Disposed
Feb. 23, 2010 HSY Non-Qualified Stock Option (right to buy) Common Stock (71,530) $39.26 Feb. 22, 2020 71,530 Acquired
Sept. 1, 2009 HSY Restricted Stock Units Common Stock (500) 500 Disposed
July 17, 2009 HSY Restricted Stock Units Common Stock (3,000) 3,000 Disposed
May 1, 2009 HSY Restricted Stock Units [F4] Common Stock (2,558) 2,558 Disposed
Feb. 17, 2009 HSY Non-Qualified Stock Option (right to buy) Common Stock (89,455) $34.89 Feb. 16, 2019 89,455 Acquired
Sept. 1, 2008 HSY Restricted Stock Units Common Stock (500) 500 Disposed
July 17, 2008 HSY Restricted Stock Units Common Stock (3,000) 3,000 Disposed
May 1, 2008 HSY Restricted Stock Units [F2] Common Stock (2,557) 2,557 Disposed
Feb. 13, 2008 HSY Non-Qualified Stock Option (right to buy) Common Stock (41,255) $35.87 Feb. 12, 2018 41,255 Acquired
Oct. 1, 2007 HSY Restricted Stock Units Common Stock (500) 500 Disposed
Aug. 6, 2007 HSY Non-Qualified Stock Option (right to buy) Common Stock (15,700) $46.64 Aug. 5, 2017 15,700 Acquired
July 17, 2007 HSY Restricted Stock Units Common Stock (6,000) 6,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 8, 2023 KHC No securities are beneficially owned. 0 Direct
Jan. 13, 2011 EMN Common Stock 116 Direct
July 19, 2007 HSY Common Stock 91 Indirect
July 19, 2007 HSY Non-Qualified Stock Option (right to buy)→ Common Stock (14,800) 14,800 Direct
July 19, 2007 HSY Non-Qualified Stock Option (right to buy)→ Common Stock (18,800) 18,800 Direct
July 19, 2007 HSY Restricted Stock Units→ Common Stock (21,750) 21,750 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HSY

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2008 $500,000 $221,087 $394,560 $13,319 $106,383 $1,669,822

III

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $550,000 $100,000 $301,496 $280,000 $15,485 $1,246,981

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.