Humberto P Alfonso
CIK 1406985 · View on SEC EDGAR ↗
First SEC filing: May 5, 2008 · Latest: May 5, 2008
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 16, 2021 | III | P | 6,000 | $9.15 | $54,900 | 204,220 Direct | +3.03% | Acquired | -46.3% (price as of 2026-08-21) |
| Nov. 15, 2021 | III | P | 5,000 | $9.10 | $45,500 | 198,220 Direct | +2.59% | Acquired | -46.0% (price as of 2026-08-21) |
| March 18, 2015 | HSY | S 10b5-1 | 25,000 | $101.00 | $2,525,000 | 70,197 Direct | -26.26% | Disposed | 86.1% (price as of 2026-08-21) |
| Nov. 28, 2014 | HSY | S 10b5-1 | 13,255 | $99.00 | $1,312,245 | 58,835 Direct | -18.39% | Disposed | 89.9% (price as of 2026-08-21) |
| Nov. 17, 2014 | HSY | S | 29,455 | $96.63 | $2,846,237 | 58,835 Direct | -33.36% | Disposed | 94.6% (price as of 2026-08-21) |
| July 28, 2014 | HSY | S | 16,000 | $92.17 | $1,474,720 | 58,835 Direct | -21.38% | Disposed | 104.0% (price as of 2026-08-21) |
| Feb. 10, 2014 | HSY | S 10b5-1 | 5,700 | $101.36 | $577,752 | 46,366 Direct | -10.95% | Disposed | 85.5% (price as of 2026-08-21) |
| Feb. 10, 2014 | HSY | S 10b5-1 | 6,300 | $100.75 | $634,725 | 52,066 Direct | -10.79% | Disposed | 86.6% (price as of 2026-08-21) |
Showing latest 100 of 172 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 7, 2026 | EMN | Phantom Stock Units | Common Stock | — | — | 1,628 | Acquired |
| April 8, 2026 | EMN | Phantom Stock Units | Common Stock | — | — | 408 | Acquired |
| April 8, 2026 | EMN | Phantom Stock Units | Common Stock | — | — | 988 | Acquired |
| Oct. 7, 2025 | EMN | Phantom Stock Units | Common Stock | — | — | 487 | Acquired |
| Oct. 7, 2025 | EMN | Phantom Stock Units | Common Stock | — | — | 1,178 | Acquired |
| May 1, 2025 | EMN | Phantom Stock Units | Common Stock | — | — | 1,575 | Acquired |
| April 7, 2025 | EMN | Phantom Stock Units | Common Stock | — | — | 412 | Acquired |
| April 7, 2025 | EMN | Phantom Stock Units | Common Stock | — | — | 996 | Acquired |
| Oct. 7, 2024 | EMN | Phantom Stock Units | Common Stock | — | — | 277 | Acquired |
| Oct. 7, 2024 | EMN | Phantom Stock Units | Common Stock | — | — | 695 | Acquired |
| May 2, 2024 | EMN | Phantom Stock Units | Common Stock | — | — | 1,252 | Acquired |
| April 5, 2024 | EMN | Phantom Stock Units | Common Stock | — | — | 303 | Acquired |
| April 5, 2024 | EMN | Phantom Stock Units | Common Stock | — | — | 710 | Acquired |
| Oct. 6, 2023 | EMN | Phantom Stock Units | Common Stock | — | — | 408 | Acquired |
| Oct. 6, 2023 | EMN | Phantom Stock Units | Common Stock | — | — | 989 | Acquired |
| May 4, 2023 | EMN | Phantom Stock Units | Common Stock | — | — | 1,396 | Acquired |
| April 10, 2023 | EMN | Phantom Stock Units | Common Stock | — | — | 369 | Acquired |
| April 10, 2023 | EMN | Phantom Stock Units | Common Stock | — | — | 833 | Acquired |
| Oct. 7, 2022 | EMN | Phantom Stock Units | Common Stock | — | — | 417 | Acquired |
| Oct. 7, 2022 | EMN | Phantom Stock Units | Common Stock | — | — | 1,010 | Acquired |
| June 1, 2022 | III | Performance Based RSUs | Common Stock (13,218) | — | June 1, 2026 | 13,218 | Acquired |
| May 5, 2022 | EMN | Phantom Stock Units | Common Stock | — | — | 1,041 | Acquired |
| April 1, 2022 | EMN | Phantom Stock Units | Common Stock | — | — | 270 | Acquired |
| April 1, 2022 | EMN | Phantom Stock Units | Common Stock | — | — | 609 | Acquired |
| Oct. 1, 2021 | EMN | Phantom Stock Units | Common Stock | — | — | 676 | Acquired |
| Oct. 1, 2021 | EMN | Phantom Stock Units | Common Stock | — | — | 294 | Acquired |
| April 5, 2021 | EMN | Phantom Stock Units | Common Stock | — | — | 270 | Acquired |
| April 5, 2021 | EMN | Phantom Stock Units | Common Stock | — | — | 601 | Acquired |
| Oct. 2, 2020 | EMN | Phantom Stock Units | Common Stock | — | — | 384 | Acquired |
| Oct. 2, 2020 | EMN | Phantom Stock Units | Common Stock | — | — | 854 | Acquired |
| April 3, 2020 | EMN | Phantom Stock Units | Common Stock | — | — | 668 | Acquired |
| April 3, 2020 | EMN | Phantom Stock Units | Common Stock | — | — | 1,483 | Acquired |
| Oct. 4, 2019 | EMN | Phantom Stock Units | Common Stock | — | — | 424 | Acquired |
| Oct. 4, 2019 | EMN | Phantom Stock Units | Common Stock | — | — | 942 | Acquired |
| April 5, 2019 | EMN | Phantom Stock Units | Common Stock | — | — | 366 | Acquired |
| April 5, 2019 | EMN | Phantom Stock Units | Common Stock | — | — | 814 | Acquired |
| Oct. 5, 2018 | EMN | Phantom Stock Units | Common Stock | — | — | 332 | Acquired |
| Oct. 5, 2018 | EMN | Phantom Stock Units | Common Stock | — | — | 680 | Acquired |
| May 3, 2018 | EMN | Phantom Stock Units | Common Stock | — | — | 827 | Acquired |
| April 6, 2018 | EMN | Phantom Stock Units | Common Stock | — | — | 293 | Acquired |
| April 6, 2018 | EMN | Phantom Stock Units | Common Stock | — | — | 603 | Acquired |
| Oct. 2, 2017 | EMN | Phantom Stock Units | Common Stock | — | — | 331 | Acquired |
| Oct. 2, 2017 | EMN | Phantom Stock Units | Common Stock | — | — | 681 | Acquired |
| May 4, 2017 | EMN | Phantom Stock Units | Common Stock | — | — | 1,089 | Acquired |
| April 3, 2017 | EMN | Phantom Stock Units | Common Stock | — | — | 377 | Acquired |
| April 3, 2017 | EMN | Phantom Stock Units | Common Stock | — | — | 775 | Acquired |
| Oct. 3, 2016 | EMN | Phantom Stock Units | Common Stock | — | — | 448 | Acquired |
| Oct. 3, 2016 | EMN | Phantom Stock Units | Common Stock | — | — | 890 | Acquired |
| April 1, 2016 | EMN | Phantom Stock Units | Common Stock | — | — | 853 | Acquired |
| April 1, 2016 | EMN | Phantom Stock Units | Common Stock | — | — | 409 | Acquired |
| Oct. 1, 2015 | EMN | Phantom Stock Units | Common Stock | — | — | 461 | Acquired |
| Oct. 1, 2015 | EMN | Phantom Stock Units | Common Stock | — | — | 730 | Acquired |
| April 1, 2015 | EMN | Phantom Stock Units | Common Stock | — | — | 442 | Acquired |
| April 1, 2015 | EMN | Phantom Stock Units | Common Stock | — | — | 700 | Acquired |
| March 18, 2015 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (25,000) | $34.89 | Feb. 16, 2019 | 25,000 | Disposed |
| Feb. 17, 2015 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (35,500) | $105.91 | Feb. 16, 2025 | 35,500 | Acquired |
| Nov. 28, 2014 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (13,255) | $35.87 | Feb. 12, 2018 | 13,255 | Disposed |
| Nov. 17, 2014 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (29,455) | $34.89 | Feb. 16, 2019 | 29,455 | Disposed |
| Oct. 1, 2014 | EMN | Phantom Stock Units | Common Stock | — | — | 988 | Acquired |
| July 28, 2014 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (16,000) | $35.87 | Feb. 12, 2018 | 16,000 | Disposed |
| April 1, 2014 | EMN | Phantom Stock Units | Common Stock | — | — | 936 | Acquired |
| Feb. 18, 2014 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (46,755) | $105.96 | Feb. 17, 2024 | 46,755 | Acquired |
| Feb. 10, 2014 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (12,000) | $35.87 | Feb. 12, 2018 | 12,000 | Disposed |
| Oct. 1, 2013 | EMN | Phantom Stock Units | Common Stock | — | — | 976 | Acquired |
| April 16, 2013 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (15,700) | $46.64 | Aug. 5, 2017 | 15,700 | Disposed |
| April 1, 2013 | EMN | Phantom Stock Units | Common Stock | — | — | 1,162 | Acquired |
| Feb. 19, 2013 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (45,150) | $81.73 | Feb. 18, 2023 | 45,150 | Acquired |
| Oct. 1, 2012 | EMN | Phantom Stock Units | Common Stock | — | — | 529 | Acquired |
| May 2, 2012 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (14,800) | $54.68 | April 22, 2017 | 14,800 | Disposed |
| May 1, 2012 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (18,800) | $55.56 | July 16, 2016 | 18,800 | Disposed |
| April 2, 2012 | EMN | Phantom Stock Units | Common Stock | — | — | 572 | Acquired |
| Feb. 21, 2012 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (59,830) | $60.68 | Feb. 20, 2022 | 59,830 | Acquired |
| Oct. 3, 2011 | EMN | Phantom Stock Units | Common Stock | — | — | 1,052 | Acquired |
| April 1, 2011 | EMN | Phantom Stock Units | Common Stock | — | — | 793 | Acquired |
| Feb. 22, 2011 | HSY | Non-qualified Stock Option (Right to Buy) | Common Stock (50,655) | $51.42 | Feb. 21, 2021 | 50,655 | Acquired |
| Sept. 1, 2010 | HSY | Restricted Stock Units | Common Stock (500) | — | — | 500 | Disposed |
| May 1, 2010 | HSY | Restricted Stock Units [F4] | Common Stock (2,635) | — | — | 2,635 | Disposed |
| Feb. 23, 2010 | HSY | Non-Qualified Stock Option (right to buy) | Common Stock (71,530) | $39.26 | Feb. 22, 2020 | 71,530 | Acquired |
| Sept. 1, 2009 | HSY | Restricted Stock Units | Common Stock (500) | — | — | 500 | Disposed |
| July 17, 2009 | HSY | Restricted Stock Units | Common Stock (3,000) | — | — | 3,000 | Disposed |
| May 1, 2009 | HSY | Restricted Stock Units [F4] | Common Stock (2,558) | — | — | 2,558 | Disposed |
| Feb. 17, 2009 | HSY | Non-Qualified Stock Option (right to buy) | Common Stock (89,455) | $34.89 | Feb. 16, 2019 | 89,455 | Acquired |
| Sept. 1, 2008 | HSY | Restricted Stock Units | Common Stock (500) | — | — | 500 | Disposed |
| July 17, 2008 | HSY | Restricted Stock Units | Common Stock (3,000) | — | — | 3,000 | Disposed |
| May 1, 2008 | HSY | Restricted Stock Units [F2] | Common Stock (2,557) | — | — | 2,557 | Disposed |
| Feb. 13, 2008 | HSY | Non-Qualified Stock Option (right to buy) | Common Stock (41,255) | $35.87 | Feb. 12, 2018 | 41,255 | Acquired |
| Oct. 1, 2007 | HSY | Restricted Stock Units | Common Stock (500) | — | — | 500 | Disposed |
| Aug. 6, 2007 | HSY | Non-Qualified Stock Option (right to buy) | Common Stock (15,700) | $46.64 | Aug. 5, 2017 | 15,700 | Acquired |
| July 17, 2007 | HSY | Restricted Stock Units | Common Stock (6,000) | — | — | 6,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 8, 2023 | KHC | No securities are beneficially owned. | 0 | Direct |
| Jan. 13, 2011 | EMN | Common Stock | 116 | Direct |
| July 19, 2007 | HSY | Common Stock | 91 | Indirect |
| July 19, 2007 | HSY | Non-Qualified Stock Option (right to buy)→ Common Stock (14,800) | 14,800 | Direct |
| July 19, 2007 | HSY | Non-Qualified Stock Option (right to buy)→ Common Stock (18,800) | 18,800 | Direct |
| July 19, 2007 | HSY | Restricted Stock Units→ Common Stock (21,750) | 21,750 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | $500,000 | — | — | $221,087 | $394,560 | $13,319 | $106,383 | $1,669,822 |
III
CFO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $550,000 | $100,000 | $301,496 | — | $280,000 | — | $15,485 | $1,246,981 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.