ICARUS INVESTMENT CORP

Insider

First SEC filing: Dec. 4, 2012 · Latest: Dec. 4, 2012

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CECO buying Nov. 26, 2009

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 30, 2012	CECO	C	None	—	—	0 Direct	—	Disposed	(price as of 2026-08-21)
Nov. 30, 2012	CECO	C	550,000	$4.00	$2,200,000	2,574,736 Direct	+27.16%	Acquired	1721.0% (price as of 2026-08-21)
Nov. 26, 2009	CECO	P	550,000	$220000.00	$121,000,000,000	550,000 Indirect	—	Acquired	-100.0% (price as of 2026-08-21)
Aug. 18, 2009	CECO	P	10,000	$3.00	$30,000	173,333 Indirect	+6.12%	Acquired	2328.0% (price as of 2026-08-21)
Aug. 12, 2009	CECO	P	10,000	$2.70	$27,000	163,333 Indirect	+6.52%	Acquired	2597.8% (price as of 2026-08-21)
Aug. 11, 2009	CECO	P	10,000	$2.74	$27,400	153,333 Indirect	+6.98%	Acquired	2558.4% (price as of 2026-08-21)
Aug. 14, 2008	CECO	P	991,085	$4707655.00	$4,665,686,255,675	991,085 Indirect	—	Acquired	-100.0% (price as of 2026-08-21)
Dec. 28, 2006	CECO	A	250,000	—	—	250,000 Indirect	—	Acquired	(price as of 2026-08-21)
Sept. 19, 2005	CECO	P	1,000	$4.05	$4,050	973,333 Indirect	+0.10%	Acquired	1698.5% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	1,500	$4.06	$6,090	973,333 Indirect	+0.15%	Acquired	1694.1% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	300	$3.98	$1,194	973,333 Indirect	+0.03%	Acquired	1730.2% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	700	$3.98	$2,786	973,333 Indirect	+0.07%	Acquired	1730.2% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	500	$3.93	$1,965	973,333 Indirect	+0.05%	Acquired	1753.4% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	500	$3.95	$1,975	973,333 Indirect	+0.05%	Acquired	1744.1% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	500	$3.83	$1,915	973,333 Indirect	+0.05%	Acquired	1801.8% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	1,500	$3.80	$5,700	973,333 Indirect	+0.15%	Acquired	1816.8% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	500	$3.74	$1,870	973,333 Indirect	+0.05%	Acquired	1847.6% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	100	$3.75	$375	973,333 Indirect	+0.01%	Acquired	1842.4% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	855	$3.90	$3,334	973,333 Indirect	+0.09%	Acquired	1767.7% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	100	$3.89	$389	973,333 Indirect	+0.01%	Acquired	1772.5% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	2,245	$3.88	$8,711	973,333 Indirect	+0.23%	Acquired	1777.3% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	300	$3.86	$1,158	973,333 Indirect	+0.03%	Acquired	1787.0% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	4,300	$3.90	$16,770	973,333 Indirect	+0.44%	Acquired	1767.7% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	700	$3.92	$2,744	973,333 Indirect	+0.07%	Acquired	1758.2% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	200	$3.81	$762	973,333 Indirect	+0.02%	Acquired	1811.8% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	1,400	$3.74	$5,236	973,333 Indirect	+0.14%	Acquired	1847.6% (price as of 2026-08-21)
Sept. 19, 2005	CECO	P	8,733	$3.82	$33,360	973,333 Indirect	+0.91%	Acquired	1806.8% (price as of 2026-08-21)
June 17, 2004	CECO	P	60,000	$1.50	$90,000	947,400 Indirect	+6.76%	Acquired	4756.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 30, 2012	CECO	6% Convertible Debenture (right to buy)	Common Stock (550,000)	$4.00	Nov. 26, 2014	—	Disposed
Nov. 26, 2009	CECO	6% Convertible Debenture (right to buy)	Common Stock (550,000)	$4.00	Nov. 26, 2014	550,000	Acquired
Aug. 14, 2008	CECO	Convertible Debenture (right to buy) [F3]	Common Stock (991,085)	$4.75	July 31, 2010	991,085	Acquired
Dec. 28, 2006	CECO	Warrant (right to buy)	Common Stock (250,000)	$9.07	Dec. 28, 2016	250,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).