Iii James C Cotton

Insider

First SEC filing: May 29, 2013 · Latest: May 29, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AWR selling May 10, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2020	AWR	A	298	—	—	1,905 Indirect	+18.54%	Acquired	(price as of 2026-08-21)
March 12, 2020	AWR	F	937	$71.88	$67,352	9,135 Direct	-9.30%	Disposed	24.2% (price as of 2026-08-21)
March 11, 2020	AWR	A	3,135	$79.80	$250,173	10,073 Direct	+45.19%	Acquired	11.9% (price as of 2026-08-21)
May 10, 2019	AWR	S	1,163	$71.88	$83,596	6,927 Direct	-14.38%	Disposed	24.2% (price as of 2026-08-21)
May 10, 2019	AWR	S	20	$71.89	$1,438	8,090 Direct	-0.25%	Disposed	24.2% (price as of 2026-08-21)
May 10, 2019	AWR	S	17	$71.90	$1,222	8,110 Direct	-0.21%	Disposed	24.2% (price as of 2026-08-21)
May 10, 2019	AWR	S	100	$71.92	$7,192	8,127 Direct	-1.22%	Disposed	24.2% (price as of 2026-08-21)
May 10, 2019	AWR	S	100	$71.93	$7,193	8,227 Direct	-1.20%	Disposed	24.1% (price as of 2026-08-21)
May 10, 2019	AWR	S	500	$71.94	$35,970	8,327 Direct	-5.66%	Disposed	24.1% (price as of 2026-08-21)
May 10, 2019	AWR	S	200	$71.95	$14,390	8,827 Direct	-2.22%	Disposed	24.1% (price as of 2026-08-21)
March 12, 2019	AWR	F	49	$71.44	$3,501	9,027 Direct	-0.54%	Disposed	25.0% (price as of 2026-08-21)
March 12, 2019	AWR	F	964	$71.44	$68,868	9,076 Direct	-9.60%	Disposed	25.0% (price as of 2026-08-21)
March 12, 2019	AWR	F	49	$71.44	$3,501	9,027 Direct	-0.54%	Disposed	25.0% (price as of 2026-08-21)
March 12, 2019	AWR	F	964	$71.44	$68,868	9,076 Direct	-9.60%	Disposed	25.0% (price as of 2026-08-21)
March 11, 2019	AWR	A	3,228	$71.61	$231,157	10,040 Direct	+47.39%	Acquired	24.7% (price as of 2026-08-21)
March 11, 2019	AWR	A	3,228	$71.61	$231,157	10,040 Direct	+47.39%	Acquired	24.7% (price as of 2026-08-21)
March 1, 2019	AWR	A	7	$70.51	$494	6,811 Direct	+0.10%	Acquired	26.6% (price as of 2026-08-21)
March 1, 2019	AWR	A	7	$70.51	$494	6,811 Direct	+0.10%	Acquired	26.6% (price as of 2026-08-21)
Feb. 28, 2019	AWR	S	585	$71.16	$41,629	6,805 Direct	-7.92%	Disposed	25.5% (price as of 2026-08-21)
Feb. 5, 2019	AWR	F	74	$67.21	$4,974	7,390 Direct	-0.99%	Disposed	32.9% (price as of 2026-08-21)
Feb. 5, 2019	AWR	F	96	$67.21	$6,452	7,464 Direct	-1.27%	Disposed	32.9% (price as of 2026-08-21)
Feb. 5, 2019	AWR	F	152	$67.21	$10,216	7,559 Direct	-1.97%	Disposed	32.9% (price as of 2026-08-21)
Jan. 29, 2019	AWR	A	531	—	—	7,711 Direct	+7.40%	Acquired	(price as of 2026-08-21)
Jan. 10, 2019	AWR	A	109	—	—	1,607 Indirect	-6.35%	Disposed	(price as of 2026-08-21)
Jan. 10, 2019	AWR	D	2	—	—	7,180 Direct	-0.03%	Disposed	(price as of 2026-08-21)
Dec. 3, 2018	AWR	A	8	$68.02	$544	7,182 Direct	+0.11%	Acquired	31.3% (price as of 2026-08-21)
Aug. 31, 2018	AWR	A	9	$60.43	$544	7,173 Direct	+0.13%	Acquired	47.8% (price as of 2026-08-21)
June 1, 2018	AWR	A	9	$56.36	$507	7,164 Direct	+0.13%	Acquired	58.4% (price as of 2026-08-21)
May 15, 2018	AWR	S	1,232	$54.13	$66,688	7,154 Direct	-14.69%	Disposed	65.0% (price as of 2026-08-21)
March 12, 2018	AWR	F	522	$52.01	$27,149	8,386 Direct	-5.86%	Disposed	71.7% (price as of 2026-08-21)
March 9, 2018	AWR	A	485	—	—	8,908 Direct	+5.76%	Acquired	(price as of 2026-08-21)
March 9, 2018	AWR	A	1,754	$52.01	$91,226	8,423 Direct	+26.30%	Acquired	71.7% (price as of 2026-08-21)
March 5, 2018	AWR	S	734	$51.54	$37,830	6,669 Direct	-9.91%	Disposed	73.2% (price as of 2026-08-21)
March 1, 2018	AWR	A	8	$52.03	$416	7,403 Direct	+0.11%	Acquired	71.6% (price as of 2026-08-21)
Feb. 7, 2018	AWR	F	94	$53.40	$5,020	7,395 Direct	-1.26%	Disposed	67.2% (price as of 2026-08-21)
Feb. 7, 2018	AWR	F	144	$53.40	$7,690	7,489 Direct	-1.89%	Disposed	67.2% (price as of 2026-08-21)
Feb. 7, 2018	AWR	F	164	$53.40	$8,758	7,634 Direct	-2.10%	Disposed	67.2% (price as of 2026-08-21)
Jan. 30, 2018	AWR	A	623	—	—	7,798 Direct	+8.68%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	AWR	A	1,038	—	—	1,716 Indirect	+153.10%	Acquired	(price as of 2026-08-21)
Jan. 2, 2018	AWR	D	2	—	—	7,175 Direct	-0.03%	Disposed	(price as of 2026-08-21)
Dec. 1, 2017	AWR	A	9	$57.12	$514	7,177 Direct	+0.13%	Acquired	56.3% (price as of 2026-08-21)
Sept. 1, 2017	AWR	A	11	$48.98	$539	7,168 Direct	+0.15%	Acquired	82.3% (price as of 2026-08-21)
June 1, 2017	AWR	A	11	$46.75	$514	7,157 Direct	+0.15%	Acquired	91.0% (price as of 2026-08-21)
May 5, 2017	AWR	S	1,033	$44.50	$45,968	7,146 Direct	-12.63%	Disposed	100.7% (price as of 2026-08-21)
March 6, 2017	AWR	F	515	$43.88	$22,598	8,179 Direct	-5.92%	Disposed	103.5% (price as of 2026-08-21)
March 3, 2017	AWR	A	1,549	$43.88	$67,970	8,694 Direct	+21.68%	Acquired	103.5% (price as of 2026-08-21)
March 1, 2017	AWR	A	11	$44.89	$494	7,145 Direct	+0.15%	Acquired	98.9% (price as of 2026-08-21)
Feb. 3, 2017	AWR	F	172	$44.24	$7,609	7,458 Direct	-2.25%	Disposed	101.8% (price as of 2026-08-21)
Feb. 3, 2017	AWR	F	170	$44.24	$7,521	7,288 Direct	-2.28%	Disposed	101.8% (price as of 2026-08-21)
Feb. 3, 2017	AWR	F	154	$44.24	$6,813	7,134 Direct	-2.11%	Disposed	101.8% (price as of 2026-08-21)
Jan. 31, 2017	AWR	A	789	—	—	7,629 Direct	+11.54%	Acquired	(price as of 2026-08-21)
Dec. 30, 2016	AWR	D	440	—	—	677 Indirect	-39.39%	Disposed	(price as of 2026-08-21)
Dec. 30, 2016	AWR	D	2	—	—	6,840 Direct	-0.03%	Disposed	(price as of 2026-08-21)
Dec. 1, 2016	AWR	A	14	$42.69	$598	6,842 Direct	+0.21%	Acquired	109.2% (price as of 2026-08-21)
Sept. 1, 2016	AWR	A	15	$38.85	$583	6,828 Direct	+0.22%	Acquired	129.8% (price as of 2026-08-21)
June 1, 2016	AWR	A	14	$39.83	$558	6,813 Direct	+0.21%	Acquired	124.2% (price as of 2026-08-21)
March 14, 2016	AWR	F	651	$40.62	$26,444	6,799 Direct	-8.74%	Disposed	119.8% (price as of 2026-08-21)
March 14, 2016	AWR	A	2,010	$40.62	$81,646	7,450 Direct	+36.95%	Acquired	119.8% (price as of 2026-08-21)
March 1, 2016	AWR	A	13	$41.98	$546	5,440 Direct	+0.24%	Acquired	112.7% (price as of 2026-08-21)
Feb. 11, 2016	AWR	F	166	$46.38	$7,699	5,427 Direct	-2.97%	Disposed	92.5% (price as of 2026-08-21)
Feb. 11, 2016	AWR	F	163	$46.38	$7,560	5,593 Direct	-2.83%	Disposed	92.5% (price as of 2026-08-21)
Feb. 11, 2016	AWR	F	226	$46.38	$10,482	5,756 Direct	-3.78%	Disposed	92.5% (price as of 2026-08-21)
Jan. 25, 2016	AWR	A	1,185	—	—	5,981 Direct	+24.71%	Acquired	(price as of 2026-08-21)
Jan. 25, 2016	AWR	A	839	—	—	1,118 Indirect	+300.72%	Acquired	(price as of 2026-08-21)
Dec. 31, 2015	AWR	D	1	—	—	4,796 Direct	-0.02%	Disposed	(price as of 2026-08-21)
Dec. 1, 2015	AWR	A	15	$42.01	$630	4,798 Direct	+0.31%	Acquired	112.5% (price as of 2026-08-21)
Nov. 4, 2015	AWR	F	75	$41.13	$3,085	4,783 Direct	-1.54%	Disposed	117.1% (price as of 2026-08-21)
Sept. 1, 2015	AWR	A	18	$36.95	$665	4,858 Direct	+0.37%	Acquired	141.7% (price as of 2026-08-21)
June 1, 2015	AWR	A	16	$38.61	$618	4,841 Direct	+0.33%	Acquired	131.3% (price as of 2026-08-21)
March 5, 2015	AWR	F	72	$39.16	$2,820	4,824 Direct	-1.47%	Disposed	128.0% (price as of 2026-08-21)
March 2, 2015	AWR	A	17	$39.65	$674	4,897 Direct	+0.35%	Acquired	125.2% (price as of 2026-08-21)
Jan. 29, 2015	AWR	F	159	$40.40	$6,424	4,880 Direct	-3.16%	Disposed	121.0% (price as of 2026-08-21)
Jan. 29, 2015	AWR	F	214	$40.40	$8,646	5,039 Direct	-4.07%	Disposed	121.0% (price as of 2026-08-21)
Jan. 27, 2015	AWR	A	231	—	—	279 Indirect	-45.29%	Disposed	(price as of 2026-08-21)
Jan. 26, 2015	AWR	A	1,281	—	—	5,253 Direct	+32.25%	Acquired	(price as of 2026-08-21)
Dec. 1, 2014	AWR	A	17	$34.31	$583	3,972 Direct	+0.43%	Acquired	160.2% (price as of 2026-08-21)
March 4, 2014	AWR	F	68	$30.02	$2,041	3,986 Direct	-1.68%	Disposed	197.4% (price as of 2026-08-21)
March 4, 2014	AWR	A	19	$30.02	$570	4,054 Direct	+0.47%	Acquired	197.4% (price as of 2026-08-21)
Feb. 5, 2014	AWR	F	75	$27.74	$2,080	4,035 Direct	-1.82%	Disposed	221.9% (price as of 2026-08-21)
Feb. 5, 2014	AWR	F	209	$27.74	$5,798	4,111 Direct	-4.84%	Disposed	221.9% (price as of 2026-08-21)
Jan. 28, 2014	AWR	A	1,224	—	—	4,319 Direct	+39.55%	Acquired	(price as of 2026-08-21)
Jan. 28, 2014	AWR	A	509	—	—	509 Indirect	—	Acquired	(price as of 2026-08-21)
Dec. 2, 2013	AWR	A	19	$27.71	$526	3,095 Direct	+0.62%	Acquired	222.2% (price as of 2026-08-21)
Sept. 3, 2013	AWR	A	11	$51.69	$569	1,575 Direct	+0.70%	Acquired	245.5% (price as of 2026-08-21)
Sept. 3, 2013	AWR	D	2	—	—	1,572 Direct	-0.13%	Disposed	(price as of 2026-08-21)
Sept. 3, 2013	AWR	A	1,572	—	—	3,145 Direct	+99.94%	Acquired	(price as of 2026-08-21)
June 1, 2013	AWR	A	9	$53.13	$478	1,564 Direct	+0.58%	Acquired	236.1% (price as of 2026-08-21)
May 28, 2013	AWR	M	458	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 28, 2013	AWR	S	458	$54.62	$25,016	1,554 Direct	-22.76%	Disposed	226.9% (price as of 2026-08-21)
May 28, 2013	AWR	M	458	$33.36	$15,279	2,012 Direct	+29.47%	Acquired	435.3% (price as of 2026-08-21)
March 4, 2013	AWR	F	33	$53.71	$1,772	1,554 Direct	-2.08%	Disposed	232.5% (price as of 2026-08-21)
March 1, 2013	AWR	A	10	$53.71	$537	1,587 Direct	+0.63%	Acquired	232.5% (price as of 2026-08-21)
Jan. 31, 2013	AWR	F	35	$50.78	$1,777	1,578 Direct	-2.17%	Disposed	251.7% (price as of 2026-08-21)
Jan. 29, 2013	AWR	A	800	—	—	1,613 Direct	+98.40%	Acquired	(price as of 2026-08-21)
Dec. 1, 2012	AWR	A	6	$45.50	$273	813 Direct	+0.74%	Acquired	292.5% (price as of 2026-08-21)
Oct. 29, 2012	AWR	A	307	$43.94	$13,490	807 Direct	+61.40%	Acquired	306.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 28, 2013	AWR	Employee Stock Options (Right to Buy)	Common Shares (458)	$33.36	Jan. 31, 2020	458	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AWR

President and Procurement Officer of American States Utility Services, Inc. and its subsidiaries

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	—	—	—	—	—	—	—	—
2017	—	—	—	—	—	—	—	—
2015	$260,000	$20,930	$132,562	—	$100,100	$528,275	$14,683	$577,495

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.