INVESCO PRIVATE CAPITAL INC

CIK 1128452 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 26, 2003 · Latest: Nov. 26, 2003

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Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 25, 2003 1128452 C 357,711 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 60,457 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 181,272 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 386,805 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 555,153 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 93,826 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 281,326 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 600,306 — — 0 Indirect -100.00% Disposed
Nov. 25, 2003 1128452 C 357,711 — — 2,537,108 Indirect +16.41% Acquired
Nov. 25, 2003 1128452 C 60,457 — — 2,179,397 Indirect +2.85% Acquired
Nov. 25, 2003 1128452 C 181,272 — — 2,118,940 Indirect +9.36% Acquired
Nov. 25, 2003 1128452 C 386,805 — — 1,937,668 Indirect +24.94% Acquired
Nov. 25, 2003 1128452 C 555,153 — — 1,550,863 Indirect +55.75% Acquired
Nov. 25, 2003 1128452 C 93,826 — — 995,710 Indirect +10.40% Acquired
Nov. 25, 2003 1128452 C 281,326 — — 901,884 Indirect +45.33% Acquired
Nov. 25, 2003 1128452 C 600,306 — — 620,558 Indirect +2964.18% Acquired
Nov. 24, 2003 1128452 C 111,030 — — 0 Indirect -100.00% Disposed
Nov. 24, 2003 1128452 C 18,765 — — 0 Indirect -100.00% Disposed
Nov. 24, 2003 1128452 C 56,265 — — 0 Indirect -100.00% Disposed
Nov. 24, 2003 1128452 C 120,061 — — 0 Indirect -100.00% Disposed
Nov. 24, 2003 1128452 C 111,030 $1.67 $185,420 2,843,229 Indirect +4.06% Acquired
Nov. 24, 2003 1128452 C 18,765 $1.67 $31,338 2,732,199 Indirect +0.69% Acquired
Nov. 24, 2003 1128452 C 56,265 $1.67 $93,963 2,713,434 Indirect +2.12% Acquired
Nov. 24, 2003 1128452 C 120,061 — — 2,657,169 Indirect +4.73% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Nov. 25, 2003 1128452 Series G Convertible Preferred Stock Common Stock (357,711) $0.00 — 357,711 Disposed
Nov. 25, 2003 1128452 Series G Convertible Preferred Stock Common Stock (60,457) $0.00 — 60,457 Disposed
Nov. 25, 2003 1128452 Series g Convertible Preferred Stock Common Stock (181,272) $0.00 — 181,272 Disposed
Nov. 25, 2003 1128452 Series G Convertible Preferred Stock Common Stock (386,805) $0.00 — 386,805 Disposed
Nov. 25, 2003 1128452 Series F Convertible Preferred Stock Common Stock (553,153) $0.00 — 555,153 Disposed
Nov. 25, 2003 1128452 Series F Convertible Preferred Stock Common Stock (93,826) $0.00 — 93,826 Disposed
Nov. 25, 2003 1128452 Series F Convertible Preferred Stock Common Stock (218,326) $0.00 — 281,326 Disposed
Nov. 25, 2003 1128452 Series F Convertible Preferred Stock Common Stock (600,306) $0.00 — 600,306 Disposed
Nov. 24, 2003 1128452 Warrant (right to buy) Common Stock (111,030) $1.67 Oct. 26, 2006 111,030 Disposed
Nov. 24, 2003 1128452 Warrant (right to buy) Common Stock (18,765) $1.67 Oct. 26, 2006 18,765 Disposed
Nov. 24, 2003 1128452 Warrant (right to buy) Common Stock (56,265) $1.67 Oct. 26, 2006 56,265 Disposed
Nov. 24, 2003 1128452 Warrant (right to buy) Common Stock (120,061) $1.67 Oct. 26, 2006 120,061 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).