Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

14 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 20, 2007 AMP P 400 $62.37 $24,948 500 Direct +400.00% Acquired 693.6% (price as of 2026-10-05)
Feb. 20, 2007 AMP P 100 $62.38 $6,238 100 Direct · Acquired 693.4% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 5, 2008 AMP Phantom Stock (Retainer Deferral) Common Stock (1,162) · · 1,162 Acquired
July 30, 2008 AMP Phantom Stock (Retainer Deferral) Common Stock (606) · · 606 Acquired
April 29, 2008 AMP Phantom Stock (Retainer Deferral) Common Stock (520) · · 520 Acquired
April 23, 2008 AMP Phantom Stock (Annual) Common Stock (1,947) · · 1,947 Acquired
Jan. 31, 2008 AMP Phantom Stock (Retainer Deferral) Common Stock (485) · · 485 Acquired
Oct. 31, 2007 AMP Phantom Stock (Annual) Common Stock (295) · · 295 Acquired
April 27, 2007 AMP Phantom Stock Common Stock (1,244) · · 1,244 Acquired
Nov. 17, 2006 AMP Phantom Stock (Quarterly Dividend on Annual Grant) Common Stock (8) · · 8 Acquired
Aug. 18, 2006 AMP Phantom Stock (Quarterly Dividend on Annual Grant) Common Stock (9) · · 9 Acquired
May 19, 2006 AMP Phantom Stock (Quarterly Dividend on Annual Grant) Common Stock (9) · · 9 Acquired
April 26, 2006 AMP Phantom Stock (Annual) Common Stock (1,588) · · 1,588 Acquired
Feb. 17, 2006 AMP Phantom Stock Common Stock (6) · · 6 Acquired
Oct. 7, 2005 AMP Phantom Stock [F1] Common Stock (2,216) · · 2,216 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 7, 2005 AMP Common Stock 0 Direct